Professional Documents
Culture Documents
TABLE OF CONTENTS
I. INTRODUCTION — 4
III. BACKGROUND — 11
V. DISCUSSION — 20
2. Burden of Proof — 21
a. Legislative History — 23
b. Summary — 44
a. Introduction — 45
3
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I. INTRODUCTION
Supreme Court. That method has been in place for 152 years. “At-large” means
that justices of the Alabama Supreme Court run statewide, not in districts. There
presently are nine seats on the Alabama Supreme Court. Justices are elected in
4
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partisan, staggered elections on a rotating basis of one, three, and five justices, every
two years (to fill six-year terms). Eight of the justices run in numbered places to
avoid having to run against each other, with the ninth being the position of Chief
Justice.
and in 1969 it divided the Court of Appeals into the Court of Criminal Appeals and
the Court of Civil Appeals. Since 1911, a partisan at-large, statewide election
structure has been in place for Alabama’s intermediate appellate courts. There
presently are five seats on each court of appeals, and the judges are elected to
numbered places for six-year, staggered terms. Judges of the Court of Criminal
Appeals elect the presiding judge, while the most senior judge on the Court of Civil
Appeals serves as the presiding judge. Mid-term vacancies in the appellate courts
injunction against the enforcement of the State’s at-large method of electing its
appellate judges on grounds that the method contravenes § 2 of the Voting Rights
Act of 1965 (“VRA”), as amended, and the Fourteenth and Fifteenth Amendments’
prohibition against intentional racial discrimination. See U.S Const. amend. XIV,
5
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§ 1, XV; Voting Rights Act of 1965, § 2, 52 U.S.C. § 10301 (2018). Plaintiffs also
seek a federal court order directing the State to create a new method of election for
Alabama’s appellate courts that complies with § 2 of the VRA and the Constitution;
judges. Defendants are the State of Alabama and John H. Merrill, in his official
Plaintiffs allege that the at-large method “dilutes” the votes of African-
American Alabamians “on account of race.” The phrase “on account of race” is
taken directly from § 2 of the VRA. The political history of Alabama confirms that
the 1965 VRA was passed with the impetus of the famous Selma-to-Montgomery
March in the spring of that year, led by Dr. Martin Luther King, and managed by
Judge Frank M. Johnson, Jr. of this court (for whom this court complex is named).
And the momentum behind the 1982 VRA amendment arose out of an Alabama
federal court case. See Bolden v. City of Mobile, 423 F. Supp. 384 (S.D. Ala. 1976),
aff’d, 571 F.2d 238 (5th Cir. 1978), rev’d, 446 U.S. 55 (1980).
In fact, the political history of Alabama intersects with the modern Civil
Rights Movement at almost every major turn. But Alabama history did not begin
and end with the Civil Rights Movement. Since the early 1900s, that history has
1
On February 3, 2020, the Eleventh Circuit Court of Appeals affirmed on interlocutory
appeal this court’s order denying the State of Alabama’s motion to dismiss on grounds of sovereign
immunity. (Doc. # 179.) In this opinion, for simplicity, Defendants are referred to collectively as
“the State.”
6
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intersected in interesting and unusual ways with the federal court system and with
Alabama’s own state courts. Courts at both the state and federal level have
dominated the civic life of Alabamians, often as a refuge of justice and fairness and
sometimes to the point of exasperation (both of the courts and Alabama politicians).
“Dilution” of a vote “on account of race” does not intrinsically help the reader
when it operates ‘to cancel out or minimize the voting strength of racial groups.’”
Thornburg v. Gingles, 478 U.S. 30, 87 (1986) (O’Connor, J., concurring in the
judgment) (quoting White v. Regester, 412 U.S. 755, 765 (1973)). In its simplistic
other votes.2
and 26% black and when candidates supported by a majority of white voters have
won all of the races for appellate court positions lately. But analyzing the political
2
For example, if all African Americans in Alabama were crammed into one state senate
district out of thirty-five districts, the votes of those African Americans would be watered down
on a statewide basis — worth less, or less effective — than those of other races. Thus, African
Americans would have less political influence. In fact, there are eight minority senate districts in
Alabama. The composition of the state legislature today is roughly proportional to the percentage
of African-American citizens in Alabama.
7
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when causation “on account of race” is the measure by which an illegal condition is
said to exist in state politics.3 Dilution can occur on account of intentional racial
Plaintiffs to prevail under § 2. On the other hand, mere correlation of race and voting
is not enough; Plaintiffs must prove that the electoral losses were on account of race,
that is, caused by racial considerations. In § 2 jargon, Plaintiffs must establish that
the at-large, statewide system of elections of Alabama’s appellate judges “results in”
the denial of their right to vote “on account of race,” which is proven if the “totality
of circumstances” shows that the State’s method of electing its appellate judges is
not “equally open” to African Americans. § 10301. This is the sweet spot of
Plaintiffs’ § 2 burden here. Absent proof of race as a cause of electoral losses, such
system, numerical minorities lose elections,” irrespective of the race of the minority.
Holder v. Hall, 512 U.S. 874, 901 (1994) (Thomas, J., concurring in the judgment).
3
Courts interpreting § 2 vote dilution claims use the phrase “black-preferred candidate.”
The black-preferred candidate is the candidate — of any race — whom the African-American
electorate prefers. See Gingles, 478 U.S. at 68 (plurality opinion); Askew v. City of Rome, 127
F.3d 1355, 1377 n.8 (11th Cir. 1997); see also Trial Tr. IV, at 156 (Jerome Gray) (testifying that
the black-preferred candidate does not have to be black). Preferred candidates of the African-
American electorate (or, as phrased in § 2, “representatives of their choice,” § 10301(b)) was a
hot-button phrase at trial. Plaintiffs objected to the idea that white Democratic candidates would
always be viewed as the preferred candidates of African-American voters when, in fact, they had
no other choice.
8
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The State says that the political losses for appellate judgeships can be
explained by other factors generally under the heading of partisanship: that the
partisan divides that have nothing to do with race. Additionally, the State argues
districting scheme for the election of appellate judges. First, Alabama’s interest in
maintaining its chosen format for appellate judicial elections established under its
state Constitution is primary under our federal system of shared sovereignty, and a
federal court has no business upsetting the State’s choice of 152-year-old and 109-
year-old at-large voting systems for statewide offices. Second, Plaintiffs’ proposed
“linkage” between a judge’s territorial jurisdiction and its electoral base to promote
judicial independence and accountability and ensures that state appellate judges are
held accountable at the ballot box by the entire electorate over which they preside.
In tandem with their § 2 vote dilution claim, Plaintiffs also bring constitutional
claims against Alabama’s at-large, statewide system for electing appellate judges.
The case was tried without a jury over the course of six days in November
2018. Twenty-one witnesses testified, and hundreds of pages have been generated
9
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in the trial transcript. More than 200 exhibits were admitted into evidence, and the
challenge to a state’s chosen form of electing a branch of its government, the court
has reviewed and considered all the materials in reaching a reasoned decision.
Adhering to the requirements of Federal Rule of Civil Procedure 52(a), this opinion
represents the court’s best effort to sort and analyze the case in plain language by
discrimination.
For the reasons that follow, Plaintiffs have not proven a § 2 vote dilution
claim. And they have not carried their burden to show that intentional racial
system for electing its appellate judges; hence, their Fourteenth Amendment and
Fifteenth Amendment claims also must fail. Judgment is due to be entered in favor
of the State.
1343. The court also has jurisdiction to grant declaratory and injunctive relief
pursuant to 28 U.S.C. §§ 2201 and 2202. Plaintiffs have demonstrated that they have
Article III standing to bring this action. See Post-Trial Stipulations, at 149–50, ¶¶
10
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3–8 (Doc. # 176); Order, at 16–18 (Doc. # 45); Rumsfeld v. Forum for Acad. &
Institutional Rights, Inc., 547 U.S. 47, 52 n.2 (2006) (“[T]he presence of one party
III. BACKGROUND
The raw facts are these: With the exception of two Supreme Court justices in
the 1980s and 1990s, no African-American candidate has ever been elected to
statewide office in Alabama. These two justices — the late Justice Oscar W. Adams,
Jr. and Justice Ralph D. Cook — came to the bench initially by gubernatorial
appointment in 1980 and 1993, respectively, to fill unexpired terms and, thus, had
the benefit of incumbency to win their elections. Justice Adams won two statewide
elections, in 1982 and 1988. Justice Cook won in 1994. Between 2000 and 2008,
six African Americans ran for eight appellate court seats and lost (Justice Cook in
2000, Vicky Underwood Toles in 2002, Judge John England in 2000 and 2006,
Aubrey Ford in 2000 and 2006, Gwendolyn Kennedy in 2006, and Clyde Jones in
2008). Since 2008, no African American has run for an appellate court seat in
Alabama, but black-preferred white candidates have: Justice Sue Bell Cobb; Judge
Deborah Bell Paseur; and Judge Robert Smith Vance, Jr. Then-Judge Sue Bell Cobb
ran for Chief Justice as a Democrat in 2006 and won. Judge Paseur ran for the
Supreme Court as a Democrat in 2008, and lost by only 12,892 votes out of
11
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2,032,395 cast. Judge Vance ran twice as a Democrat, in 2012 and 2018, and he was
highly competitive in 2012 and competitive in 2018, garnering 48.11% and 42.54%
of the vote, respectively. See Bonneau Expert Report, at 11, ¶ 26 (Defs.’ Trial Ex.
24; Doc. # 85-1) (describing “races won by 55% of the vote or less to be highly
2017 special election, narrowly defeating his Republican opponent, Roy Moore.
margins — in excess of 90% in some recent races. This is not unique to Alabama;
Alabamians on the other hand identify with the Republican Party at a 50% rate, but
vote Republican at a much higher rate, close to 75% in some recent races. So
between race and voting behavior in Alabama. The question of this case is, why?
historic, partisan political shifts that are relevant here. The first occurred around the
the national trend and practically overnight ditched the Republican Party (“the party
12
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of Mr. Lincoln”) for the Democratic Party. The bloom was off the Republican rose;
Republican Senator Barry Goldwater voted against the VRA, and the rest is history,
almost instant history, with black voters ditching 100 years of Republican party
before the Civil War until war hero Jeremiah Denton won the 1980 Senate race in a
close one. Until Senator Denton’s election, there had been over 110 years of
absolute dominance by the Democratic Party. But that was about to change, albeit
at a snail’s pace.
The second partisan shift took its sweet time and is much more complicated.
A majority of white Alabamians were under the thrall of George Wallace at the time
and obstruct anything that resembled racial progress. And he did it as a Democrat.
Democrats elected Wallace in 1962, and his wife Lurleen in 1966, as governor. The
Legislature remained over 90% Democrat, and all statewide offices were held by
Democrats. In 1970, Wallace was in the gubernatorial race of his life in the
Democratic primary (the only primary that mattered for nearly 100 years) against
Governor Albert Brewer, who had succeeded Governor Lurleen Wallace upon her
13
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untimely death in 1968. Wallace interjected race in the runoff and barely won
severe pain for the rest of his life. He was reelected governor in 1974, and he quietly
reverted to the populist progressive he had been in college, law school, and in the
state legislature in the early 1950s, repenting of his racist past. The long and short
of it is he asked African Americans to forgive him, and they did, reelecting Wallace
left Alabama African Americans and whites in a shotgun marriage for a decade or
more under the banner of the segregationist Democratic Party a la Alabama. But
the Republican Party began to grow and gain votes in greater numbers in presidential
elections, carrying the state for Goldwater in 1964, Nixon in 1968 and 1972, and
Reagan but barely in 1980. (President Jimmy Carter, a southern Democrat from
neighboring Georgia, carried Alabama in 1976 and made a strong showing here in
1980.) After Jeremiah Denton broke the Republican ice in 1980, the Democrats
began to fumble the political ball in state races, and, in the 1986 governor’s race,
they suffered the partisan equivalent of Yale beating Alabama in football. It was
4
Shorty Price, a colorful, serial candidate for Governor, referred to his 1970 opponents as
“King George” and “Prince Albert.”
14
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alleged that Republicans, who supported their very weak ticket in the Republican
primary (remember, they had not won an Alabama gubernatorial race since 1872),
sauntered over to the Democratic table for the Democratic primary runoff to vote for
the more conservative Democrat, since the hapless Republican candidate, Guy Hunt,
Attorney General Charles A. Graddick, apparently won the primary runoff. A hot
mess of litigation followed in state and federal courts, with the Democratic state
committee ultimately disqualifying Graddick, the apparent winner, and installing the
Alabama voters were paying attention, and Yale won. In the 1986
Baxley in a stunner. Hunt became the second Republican ever elected in a statewide
race in post-Civil War Alabama, and the first Republican governor since David P.
The second partisan conversion had finally found a voice in the person of
Governor Hunt. Wallace had faded; the Democrats could not elect their choice for
Republican governor, was motivated to engage the public in a debate over tort
15
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reform, alleging that Alabama had become “Tort Hell.” Eventually, an undisclosed
touch-up paint job on a new BMW sold by an Alabama dealer — for which the
BMW’s buyer secured a $2 million punitive damages award blessed by the Alabama
Supreme Court — had a lot to do with that. See BMW of N. Am., Inc. v. Gore, 517
U.S. 559 (1996). After much legislating and litigating, a business-friendly tort
reform package passed by the state legislature in the late 1980s was wiped out by
the Alabama Supreme Court, which was all Democrat. Subsequently, Republicans
began to compete in Supreme Court races for the first time, with tort reform the issue
de jure. In the early 1990s, while the Supreme Court was still 9-0 Democrat,
Republican business leaders hired Karl Rove from Texas to try to replicate in
Alabama the recent business victory in Texas Supreme Court races. That effort was
aimed squarely at the Alabama Supreme Court. Beginning in 1994 and concluding
in 2004, Alabama voters flipped the Supreme Court from 9-0 Democrat to 9-0
The party change started with the first Republican elected to the Alabama
Supreme Court after the Civil War, Judge Perry Hooper in 1994. It was not easy, as
will be detailed later. After eleven months of highly publicized and bitter litigation,
Hooper was certified the winner as the Chief Justice, and the partisan shift of the
Alabama Supreme Court and courts of appeals from Democrat to Republican began
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to bloom. In 1996, Republicans won all five appellate judicial races on the ballot
With the exception of Democrat Sue Bell Cobb, who in 2000 was reelected to
the Court of Criminal Appeals and in 2006 was elected the first female Chief Justice
appellate court since 2000. In fact, in 2000, there were eleven contested appellate
court races in Alabama, and Republicans won ten of them. In 2002 and 2004,
Republicans won all eight combined appellate court races, and the Supreme Court
was 9-0 Republican from 2004 until 2006, and again from Justice Cobb’s resignation
This partisan shift of voters to the Republican Party, though led by appellate
in 2010, continuing until today. The last Democrat Governor was elected in 1998
and was defeated by a Republican in 2002. The shift affected United States Senate
races as well. Senator Richard Shelby, who had beaten Republican Jeremiah Denton
in the 1986 Senate race and had easily won reelection as a Democrat in 1992,
switched to the Republican Party in 1994. Democrat Howell Heflin’s Senate seat
turned Republican in 1996 when Jeff Sessions won by over 100,000 votes, and it
17
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remained Republican until the special election won by Democrat Doug Jones in
2017.
broader category of black-preferred candidates) fare during the shift of voters to the
Republican Party? In 1980, Governor Fob James appointed the first African-
American Alabama Supreme Court justice (and consequently, the first African-
American statewide office holder) to the Alabama Supreme Court: Justice Oscar
Adams. In 1982, Justice Adams won the Democratic primary and primary election
runoff, beating his white Democratic opponents, and was elected into office in an
reelection race. In 1993, Justice Adams retired, and Governor Jim Folsom, Jr.
County, to fill the unexpired term of Justice Adams. Justice Cook, running as a
Democrat, won his election to a full term in 1994, defeating a white Republican
candidate.
judge, Judge John England of Tuscaloosa County, to fill an unexpired term on the
Supreme Court.5 Both Justice Cook and Justice England were on the Democratic
5
After Judge England served as an associate justice, he won re-election to his circuit
judgeship, a position he holds to this day. Therefore, this opinion will refer to him as Judge
England unless referencing his time as an Alabama Supreme Court Justice.
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ballot in the 2000 general election for Supreme Court justice, and both lost to white
Republicans: Cook with 47.3% of the total vote, and England with 45.7%. No
African-American justice has served since Justice Cook’s and Justice England’s
terms ended in mid-January 2001. No African American has ever served on one of
“In an action tried on the facts without a jury . . . , the court must find the facts
specially and state its conclusions of law separately.” Fed. R. Civ. P. 52(a)(1). In
Johnson v. Hamrick, 196 F.3d 1216, 1223 (11th Cir. 1999) (quoting Cross v. Baxter,
604 F.2d 875, 879 (5th Cir. 1979)). Because the issue of vote dilution in § 2 cases
presents intertwined questions of fact and law, to spare the reader repetition, the
findings of fact and conclusions of law are not set out in separate sections. They are,
though, set out with particularity. To the extent that the witness testimony, exhibits,
or stipulations conflict with the facts and law as stated in this opinion, they are
rejected.
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In a bench trial, “it is the exclusive province of the judge . . . to assess the
997 F.2d 830, 834 (11th Cir. 1993). Additionally, “[a] trial judge sitting without
Wright v. Southwest Bank, 554 F.2d 661, 663 (5th Cir. 1977).6
V. DISCUSSION
The discussion is separated into two parts. Part V.A. addresses Plaintiffs’ § 2
claim of vote dilution. Part V.B. addresses Plaintiffs’ constitutional claims based on
6
In Bonner v. City of Prichard, the Eleventh Circuit adopted as binding precedent all
decisions of the former Fifth Circuit issued prior to October 1, 1981. See 661 F.2d 1206, 1209
(11th Cir. 1981) (en banc).
20
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2. Burden of Proof
must prove each of the three preconditions in Gingles, 478 U.S. at 30, by a
Stallings, 829 F.2d 1547, 1558 (11th Cir. 1987). These preconditions “present
mixed questions of law and fact.” Solomon v. Liberty Cty., 899 F.2d 1012, 1017 n.6
(11th Cir. 1990) (en banc) (Kravitch, J., concurring) (per curiam). “[T]he polity’s
endeavors for the district court, while “[t]he subsequent determination of the legal
inferences to be drawn from those facts . . . involve questions of law and the
21
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Second, when a plaintiff has established the Gingles preconditions, the court
must undertake a “searching practical evaluation of the ‘past and present realities’”
“the political process is equally open to minority voters.” Gingles, 478 U.S. at 79
to participate in the political process is a question of fact. See id. at 78 (“[W]e have
treated the ultimate finding of vote dilution as a question of fact . . . .”); S. Christian
Leadership Conference of Alabama v. Sessions, 56 F.3d 1281, 1294 (11th Cir. 1995)
[hereinafter SCLC] (en banc) (stating that the determination of vote dilution is an
“ultimate issue of fact”). “‘This determination is peculiarly dependent upon the facts
of each case’ . . . and requires ‘an intensely local appraisal of the design and impact’
Lodge, 458 U.S. 613, 621–622 (1982)); see also Johnson v. De Grandy, 512 U.S.
997, 1011 (1994) (holding that the finding of vote dilution must rest “on
— both statistical and anecdotal — that [is] offered.”7 SCLC, 56 F.3d at 1292. The
7
This legal requirement is entirely fair, but it results in long opinions such as this one.
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“ultimate burden” to prove that, under the totality of circumstances, the political
process is not equally open to the minority group remains with the plaintiff. Askew
between two very different views in the Congress that passed the 1982 amendment
times, virtually meaningless.” Solomon, 899 F.2d at 1022 (Tjoflat, J., concurring).
elections and apply it to the facts at hand. In doing so, it is necessary to first review
both the legislative history of the 1982 amendments and the Eleventh Circuit
a. Legislative History
The Voting Rights Act of 1965 was enacted to secure the Fifteenth
Amendment’s promise of equal access to the political process to all Americans. See
Pub. L. No. 89-110, 79 Stat. 437 (1965) (codified as amended at 52 U.S.C. § 10301
(2018)); South Carolina v. Katzenbach, 383 U.S. 301, 315 (1966) (“The Voting
Rights Act of 1965 reflects Congress’ firm intention to rid the country of racial
offered no more protection than did the Fifteenth Amendment. City of Mobile v.
23
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Bolden, 446 U.S. 55, 60–61 (1980) (plurality opinion). Thus, to invalidate a voting
it amended the VRA in 1982 to make it easier for plaintiffs to challenge official
practices that have the effect of weakening minority voting strength on account of
§ 2, the plaintiff need not show discriminatory intent in a challenged law. He or she
that the test for determining a section 2(a) violation is whether, under the “totality of
members of a minority group in that they “have less opportunity” than majority
voters “to participate in the political process and to elect representatives of their
choice” under the current system. Id. § 10301(b). Congress thus changed the “intent
test” into a “results test” that had been articulated in two pre-Bolden cases, Whitcomb
v. Chavis, 403 U.S. 124 (1971), and White v. Regester, 412 U.S. 755 (1973). See S.
Rep. No. 97-417, at 2, 23 (1982), as reprinted in 1982 U.S.C.C.A.N. 177, 179, 200).
24
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proportion in the population.”). The court must therefore “make every effort to be
faithful to the balance Congress struck.” Gingles, 478 U.S. at 84 (O’Connor, J.,
concurring) (noting the “inherent tension” between the results test and Congress’s
strength that makes some reference to the proportion between the minority group
The 1982 amendments to the VRA clarified that a plaintiff could make out a
§ 2 claim by showing that a facially neutral system operates to deny minorities equal
access to the political process on account of their race. See S. Rep. No. 97-417,
at 27–30. The Supreme Court established the standards governing § 2’s “results
test” in Gingles. See 478 U.S. at 30. To succeed on a § 2 vote dilution claim, a
plaintiff initially must prove three preconditions: (1) that the minority group is
member district”; (2) that the minority group is “politically cohesive” (i.e., that
members of the group generally vote the same way); and (3) that “the white majority
25
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candidate.”8 Id. at 50–51. The first prong speaks to the feasibility of a plaintiff’s
proposed remedy, see Nipper v. Smith, 39 F.3d 1494, 1530–31 (11th Cir. 1994) (en
banc), while the second and third prongs are statistical measures of minority voting
power. The Court collectively shorthanded the three Gingles preconditions as proof
a § 2 claim. Johnson, 512 U.S. at 1011. “This is because it is entirely possible that
bloc voting . . . could exist, but that such bloc voting would not result in a diminution
221 F.3d 1218, 1225 (11th Cir. 2000) (en banc); SCLC, 56 F.3d at 1293–94
(affirming the district court’s judgment in favor of the State on a § 2 claim when
“factors other than race, such as party politics . . . , were driving the election results”);
see also Askew, 127 F.3d at 1379 (citing the latter holding from SCLC with
approval). A more vernacular way to say it is that bloc voting may exist, but defeat
8
Gingles refers to the “minority group”; section 2 refers to the “protected class.” The
phrases are used in this opinion interchangeably.
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of preferred candidates of the protected class may occur on account of causes other
than race.
Thus, after a plaintiff has satisfied the three Gingles preconditions, the court
must determine, as § 2(b) dictates, whether the plaintiff has proven that, “based on
State . . . are not equally open to participation by members” of the protected class.
at 1010 (citing Gingles, 478 U.S. at 46–51). Gingles held that, depending on the
nature of the claim, some or all of the factors in the Senate Report accompanying the
7. the extent to which members of the minority group have been elected
to public office in the jurisdiction.
Additional factors that in some cases have had probative value as part
of plaintiffs’ evidence to establish a violation are:
478 U.S. at 36–37 (quoting S. Rep. No. 97-417, at 28–29) (alterations added). The
two most important factors “are the ‘extent to which minority group members have
been elected to public office in the jurisdiction’ and the ‘extent to which voting . . .
The nine “objective factors” are indicia of whether the minority group has
equal access to the political process, id. at 44 (quoting S. Rep. No. 97-417) (internal
quotation marks omitted), but are “neither comprehensive nor exclusive,” id. at 45
(citing S. Rep. No. 97-417, at 29–30). And while the Senate factors are relevant to
some types of § 2 cases, they may not be relevant to others. See id. at 45 (citing S.
Rep. No. 97-417, at 29–30); see also Nipper, 39 F.3d at 1529 (“[S]erious problems
28
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quotation marks omitted) (quoting Chisom v. Roemer, 501 U.S. 380, 403 (1991))).
or that a majority of them point one way or another.” Gingles, 478 U.S. at 45
historical conditions,” works to deny a protected class the ability “to elect their
candidate of choice on an equal basis with other voters.” Voinovich v. Quilter, 507
to cover Louisiana’s state supreme court justices. See Chisom v. Roemer, 501 U.S.
380, 404 (1991). Writing for the majority, Justice Stevens reasoned:
29
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Id. at 399, 400–01. But see id. at 405 (Scalia, J., dissenting) (“[J]udges are not
representatives.”).
one of only four states that use districts to elect appellate judges. The Louisiana
Supreme Court has seven justices. At the time Chisom was decided, five of the seven
justices were elected from five single-member districts, and the remaining two
justices were elected at-large from a single district.9 See id. at 384. The Court held
the at-large multimember district. See id. at 384–85. During the same term, the
Supreme Court also held, applying the reasoning in Chisom, that § 2 applied to a
vote dilution challenge to Texas’s at-large method of electing multiple state district
districting plan). Houston Lawyers’ Ass’n v. Attorney Gen. of Texas, 501 U.S. 419,
422–23 (1991). However, the Court left it to the lower courts to figure out how to
apply § 2 to judicial elections. See id. at 426 (“We deliberately avoid any evaluation
of the merits . . . .”); Chisom, 501 U.S. at 390 (stating that the sole “question involves
only the scope of the coverage of § 2 of the Voting Rights Act as amended in 1982.
9
Louisiana has gone its own way in music (jazz), cuisine (Cajun and Creole), law (civil)
and appellate courts (districts). As one of only four states selecting appellate judges by districts,
and as a place where politics may be rougher than football, Louisiana ended up with one of its
judicial districts — but only one — with an at-large feature that had to be resolved by the U. S.
Supreme Court in Chisom.
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We therefore do not address any question concerning the elements that must be
The Supreme Court also has held, in contexts outside state judicial elections,
that § 2 applies to at-large elections. See Growe v. Emison, 507 U.S. 25, 37–42
(1993); see generally Shelby Cty. v. Holder, 570 U.S. 529, 583 (2013) (discussing
(citing Dillard v. Baldwin Cty. Bd. of Educ., 686 F. Supp. 1459, 1461 (M.D. Ala.
1988))). “[A]t-large election schemes, however, are not per se violative of minority
voters’ rights.” Gingles, 478 U.S. at 48 (S. Rep. No. 97-417, at 16).
What the Supreme Court has not held also is significant. Chisom involved a
§ 2 challenge to Louisiana’s districting plan in which two of its seven supreme court
holding was “limited in character,” the Chisom Court took pains to identify “certain
matters that [were] not in dispute.” 501 U.S. at 390. One of those undisputed matters
was that “there [was] no question that the terms ‘standard, practice, or procedure’
are broad enough to encompass the use of multimember districts to minimize a racial
(emphasis added). “The only matter in dispute [was] whether the test for
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determining the legality of such a practice [i.e., the use of multimember districts] . . .
added), and the Court held that the § 2 test did so apply.
Chisom’s holding makes sense when appellate judges are elected from
districts, similar to state trial judges (as in Houston Lawyers’). The Supreme Court
did not say — nor has it ever said — that the election of appellate judges in at-large,
§ 2. See United States v. Jones, 57 F.3d 1020, 1024 n.7 (11th Cir. 1995) (“The
Voting Rights Act does not define standard, practice or procedure.” (citing Holder,
512 U.S. at 947 (Blackmun, J., dissenting))). This court is not convinced that it
would so say.
this case an exceptionally poor conceptual vehicle to travel the vote dilution
highway. At its core, this case is about Alabama’s choice of the form of its
government, specifically the judicial branch. This is not a districting case in which
existing districts are subject to analysis on how one vote may be diluted as opposed
to another that is, by default, enhanced. Nor is it a legislative districting case about
political subdivisions of the state, e.g., municipalities, counties and the like, together
with their city councils, county commissions, and other elected bodies. Those
subdivisions are not sovereign; they are themselves subdivisions of the sovereign
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governance, even with the help of the legislature, those decisions are subject to § 2.
because the courts have found benchmarks for comparison of remedies. The point
is that one must have a “reasonable alternative practice as a benchmark against which
to measure the existing voting practice.” Holder, 512 U.S. at 880 (plurality opinion).
In Holder, the Court held that § 2 could not be used to force a Georgia county to
government: A change in the size of the body was beyond the purview of § 2, which
is to say, the form of governing that Georgia county was beyond the scope of § 2.
There were no districts in that county structure, and a federal court could not require
multimember or other districting plan has when it operates ‘to cancel out or
minimize the voting strength of racial groups.’” 478 U.S. at 87 (O’Connor, J.,
concurring in the judgment) (emphasis added) (quoting White v. Regester, 412 U.S.
755, 765 (1973)). The state at large is decidedly not a districting plan, nor is it a
district of anything. Unlike a county, city, state legislature, or school board, the state
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is itself a sovereign. “[T]he Framers of the Constitution intended the States to keep
elections.” Shelby Cty., 570 U.S. at 543 (quoting Gregory v. Ashcroft, 501 U.S. 452,
461–62 (1991)). “[E]ach State has the power to prescribe the qualifications of its
officers and the manner in which they shall be chosen.” Id. (quoting Boyd v.
Nebraska ex rel. Thayer, 143 U.S. 135, 161 (1892)). Plaintiffs here ask this court to
court has serious concerns about this assumption. Alabama’s at-large, statewide
procedures.
Because Plaintiffs’ § 2 claim fails on other grounds and because the parties
have not briefed this issue, the court merely assumes, without deciding, that the
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In Nipper, two judges — of eight judges sitting en banc for a twelve-judge court —
delivered the plurality opinion of the court. 39 F.3d at 1496–1547 (Tjoflat, C.J.,
majority holding as to those parts in which Judge Edmondson concurred. See id.
at 1547 (Edmondson, J., concurring in part and concurring in the judgment, joined
by Cox, J., Birch, J., and Dubina, J.) (concurring “in Parts III(A) and III(B)(1) of
Chief Judge Tjoflat’s opinion”). This court treats as binding analysis only those
judge holding.
Two judges of the court concluded that, although there was racially polarized voting
under the second and third Gingles preconditions, id. at 1537 (plurality opinion), the
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electoral bases of its trial judges is, as a matter of law, great and outweighs (either at
the vote-dilution-finding stage or [as opined by Judge Tjoflat] at the remedy stage)
whatever minority vote dilution that may possibly have been shown here.”10 Id.
at 1547 (Edmondson, J., concurring in part and concurring in the judgment). Judge
Tjoflat agreed that linkage “play[ed] a major role” in the defeat of the plaintiffs’
proposed remedies, id. at 1542. Hence, six judges in Nipper concluded that the
plaintiffs’ § 2 vote dilution claim failed on account of the state’s linkage interest.
The four concurring judges agreed with those parts of Chief Judge Tjoflat’s
court must consider the state’s interest in its present system as part of the totality of
circumstances, and “there must be a remedy within the confines of the state’s judicial
model that does not undermine the administration of justice.” Id. at 1527–33. The
analyzing both the totality of circumstances and the proposed remedy, at least with
10
In plain language, “linkage” means citizens get to vote for or against judges who exercise
jurisdiction over those citizens. See Part V.A.7.b. infra.
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That the Edmondson approach more closely approximates the present state of
the law is borne out in SCLC, 56 F.3d 1281, and Davis v. Chiles, 139 F.3d 1414
(11th Cir. 1998). In SCLC, the Eleventh Circuit upheld the district court’s finding
that there was no vote dilution in the at-large elections of Alabama’s trial judges. 56
F.3d at 1294. But the court went on to hold that, assuming there was vote dilution,
the plaintiffs’ districting remedy was precluded as a matter of law based on the
State’s interests. Id. For starters, districting would limit “the available pool of
qualified black potential judicial candidates.” Id. at 1296; see also id. (“The State’s
interest in having a pool of black lawyers large enough to give the voters a reasonable
State’s linkage interest,” id., eviscerating the right of Alabama citizens “to hold a
judge accountable for his or her performance” and diluting the voting power of both
black and white minorities forced into a subdistrict. Id. at 1296–97. Finally,
districting would “increase the specter of ‘home cooking’” and favoritism. Id.
at 1297.
The reasoning of the en banc court in SCLC seems to preclude any race-based
districting in § 2 challenges to at-large elections for state trial judges. In Davis, that
is exactly how a later Eleventh Circuit panel interpreted it. Davis also involved a
challenge to at-large elections for state trial judges. See 139 F.3d at 1416.
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Notwithstanding evidence of racially polarized voting, the Eleventh Circuit held that
the State of Florida’s interest in maintaining its judicial selection model and
preserving linkage trumped the plaintiffs’ proposed remedy. Id. at 1423. However,
the court was “troubled by” circuit precedent that “appear[ed] to conflict” with the
not automatically, and in every case, outweigh proof of racial vote dilution.’” Id.
at 1423 (quoting Houston Lawyers’, 501 U.S. at 427). The Davis court observed
that “our circuit in Nipper and SCLC has placed what now seems . . . to be an
selection system and in maintaining linkage between its judges’ jurisdictions and
electoral bases.” Id.; see also id. at 1421 n.16 (“Because of the importance of this
linkage interest, our circuit has effectively ruled out the division of at-large judicial
Nipper, 39 F.3d at 1543–45 (plurality opinion), 1547 (concurring opinion); and then
method of electing state trial judges. In the only § 2 lawsuit challenging Alabama’s
at-large method of electing appellate judges (besides the instant case), the Eleventh
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system for nominating and appointing African Americans to the appellate courts to
73 (11th Cir. 1996). The Eleventh Circuit held that “[a] remedy such as the one
fashioned in this case, calling for the appointment of judges to posts which, under
state law, are to be filled by election, effectively nullifies voting power and
contravenes the stated objectives of section 2.” Id. at 1070. Accordingly, the
increasing the size of the appeal courts, is not a form of relief within the scope of
§ 2. Hence, in Davis the Eleventh Circuit observed that, “[t]ogether with Nipper,
SCLC, and the additional case of White v. Alabama, we will with this decision have
11
The settlement agreement’s terms were incorporated into the district court’s judgment.
See id. at 1068. On remand from the circuit, there were no further proceedings in the district court.
The plaintiffs in White moved to dismiss their § 2 claims, stating:
Since the filing of this action, a number of significant legal and factual events have
occurred, including the decisions of the Eleventh Circuit Court of Appeals in
Nipper v. Smith, 39 F.3d 149[4] (11th Cir. 1994) (en banc); Southern Christian
Leadership Conference v. Sessions, 56 F.3d 1281 (11th Cir. 1995) (en banc); and
White v. State of Alabama, 74 F.3d 1058 (11th Cir. 1996); and the election of Justice
Ralph Cook to the Supreme Court of Alabama.
Joint Motion for Dismissal Without Prejudice, White v. Alabama, No. 94-T-94-N (M.D. Ala. Sept.
26, 1996), Doc. # 253; see also White, 74 F.3d at 1072 n.44 (noting that “the district court did not
have the benefit of Nipper’s holding when it decided this case”). The district court granted the
motion. See Order, White v. Alabama, No. 94-T-94-N (M.D. Ala. Oct. 3, 1996), Doc. # 254.
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limited voting, special nomination, and any conceivable variant thereof as remedies
for racially polarized voting in at-large judicial elections.” 139 F.3d at 1423.
The foregoing statement would seem to be the end of the matter for this case.
But Nipper, SCLC, and Davis dealt with at-large elections for trial judges, not
appellate judges. As mentioned in an earlier order in this case (Doc. # 45, at 8),
Nipper cautioned that the issue in that case “concern[ed] the election of trial court
judges, not the members of a multimember appellate court,” and that “there might
be more to be said for some form of ‘representation’ on a collegial court (like a state
supreme court) than on a single-judge trial court. The ability to bring diverse
perspectives to the court, not the prospect of outright dealmaking, would be relevant
in such a context.” Nipper, 39 F.3d at 1535 n.78 (plurality opinion). Although the
two-judge opinion’s reference in this footnote to trial versus appellate judges and
lone decisionmakers versus collegial bodies is not binding because the four
concurring judges withheld their assent to that part of the opinion, the en banc
decision in SCLC and the unanimous panel decision in Davis incorporated the same
impermissibly vitiated the states’ linkage interest. See SCLC, 56 F.3d at 1297
(explaining that, with districting, the loss of minority influence on judicial decision
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judge, who would lack input from the colleagues elected by the rest of the citizenry
of the jurisdiction”); see also Davis, 139 F.3d at 1422 (quoting the same passage
Other than these stray statements in Nipper, SCLC, and Davis, the Eleventh
Circuit has provided no guidance on how this should be done. At least one district
court outside this circuit has considered the issue and found that the State of Texas’s
of its high courts “with the limits of the State”) was strong and prevailed over the
plaintiffs’ attempts to minimize that interest by distinguishing the work of trial courts
from appellate courts. See Lopez v. Abbott, 339 F. Supp. 3d 589, 618–19 (S.D. Tex.
2018); see also id. at 619 (“[T]he collegial nature of a multimember body does not
prevent it from, in practice, running roughshod over any given minority of judges.
Single-member districts could have the unintended effect of increasing the power of
a majority of judges elected from districts with wider polarization levels in favor of
white voters.”). When evaluating the State’s linkage interest, see infra Part V.A.7.b.,
the court will compare and contrast Alabama’s trial and appellate courts.
The requirement that § 2 plaintiffs must prove that racial bias is driving the
election results is not the law. See Nipper, 39 F.3d at 1514–26 (plurality opinion).
This requirement, adopted by the Nipper two-judge opinion, has gained no traction
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in the circuit. See Hamrick, 196 F.3d at 1220 (“Finally, two judges of this Court
consider racial bias in the voting community to be a relevant factor.”) (citing Nipper,
39 F.3d at 1524 (plurality opinion of Tjoflat, C.J., joined by Anderson, J.); Johnson
v. DeSoto Cty. Bd. of Comm’rs, 72 F.3d 1556, 1564 n.8 (11th Cir. 1996) (relegating
Nipper’s racial-bias requirement to “dictum” that “was joined only by two of the
with the express contrary holding by the Supreme Court in Voinovich” (citing
In SCLC, the Eleventh Circuit endorsed the district court’s view that “any
evidence that explained election results was relevant” and held that “there was ample
evidence in the record to support the court’s conclusion that factors other than race,
such as party politics and availability of qualified candidates, were driving the
election results.” 56 F.3d at 1293–94 (emphasis added); see also Whitcomb, 403
U.S. at 153 (opining that the district court’s finding that the “voting power” of the
mere “euphemism for political defeat at the polls”); Solomon, 221 F.3d at 1225
(noting that “what appears to be bloc voting on account of race may, instead, be the
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Gingles, there may be “an underlying divergence in the interests of minority and
white voters” that is benign of racial hostility. 478 U.S. at 100 (O’Connor, J.,
evidence concerning voter preferences,” not just “statistical evidence of racial voting
to be considered, alongside all other relevant factors bearing on the existence or not
of vote dilution, at the totality-of-circumstances stage. See 221 F.3d at 1225. The
First, Second, and Seventh Circuits have taken that approach as well. See Goosby
v. Town Bd. of Town of Hempstead, 180 F.3d 476, 493 (2d Cir. 1999) (“We . . . ratify
the approach taken by the district court to consider the political partisanship
argument under the ‘totality of circumstances’ analysis rather than as part of the third
1194, 1199 (7th Cir. 1997) (explaining that the reasons why candidates preferred by
Vecinos De Barrio Uno v. City of Holyoke, 72 F.3d 973, 983 (1st Cir. 1995) (holding
that non-racial reasons for divergent voting patterns should be considered under the
totality-of-circumstances test).
Based on the foregoing, Plaintiffs are not required to prove the causes of any
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preconditions. Why black-preferred candidates lost is not part of their burden at this
juncture. Rather, the State’s evidence that factors other than race are driving election
b. Summary
Gingles preconditions usually warrants relief in other contexts, the Eleventh Circuit
has simply not treated challenges to judicial-election methods like other § 2 cases.
Nipper, SCLC, and Davis instruct that federal courts should be highly reluctant to
restructure a state’s judiciary. These cases make clear that the State has weighty
interests in (1) maintaining a judicial selection system that is consistent with its
constitutional model, (2) maintaining linkage between a judge’s jurisdiction and his
or her electoral base, and (3) ensuring the availability of a sufficient pool of qualified
circumstances analysis, but they may not play out the same way in the contexts of
Evidence that race is or is not driving the election results is relevant in the
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a. Introduction
Plaintiffs contend that they have satisfied each of the three Gingles
preconditions. They assert that they have submitted hypothetical districts for
Alabama’s appellate courts that contain at least one African-American district that
contend that they have proven the second and third Gingles preconditions principally
The State admits that Plaintiffs have submitted two hypothetical plans for the
However, it argues that Plaintiffs’ § 2 claim cannot survive the first Gingles
and (3) the State’s interests in maintaining its at-large, statewide system for electing
appellate judges strongly outweigh any interest Plaintiffs have in the adoption of
districting as a remedy.
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As to the second and third Gingles preconditions, the State says that it “do[es]
not dispute that most black Alabama voters prefer a different candidate than most
# 176). The State says that, if “racially polarized voting’ means no more than that,
Plaintiffs have met their burden under Gingles 2 and 3.”12 Id.
For the reasons that follow, Plaintiffs have satisfied the second and third
Gingles preconditions. However, they have not proven the first Gingles
have not shown that the African-American population in the hypothetical plans is
geographically compact. Second, Plaintiffs have not submitted feasible plans for
any of Alabama’s appellate courts against which to measure the alleged vote dilution
Discussed below are: (1) the inextricably intertwined nature of liability and remedy
in the Eleventh Circuit; (2) factors governing the first Gingles precondition;
12
The State contends that Plaintiffs’ § 2 vote dilution must fail because partisan politics,
not racial bias, is causing black electorate defeat at the polls. Thus, the State’s evidence focuses
on the causes of racially polarized voting, rather than the fact of racially polarized voting. As
stated, the causes of racially polarized voting are addressed in the discussion of the totality of
circumstances.
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(3) Plaintiffs’ illustrative plans for Alabama’s appellate courts; (4) whether the
illustrative plans for the Alabama Supreme Court satisfy the first Gingles
precondition; and (5) whether the illustrative plans for Alabama’s intermediate
The Eleventh Circuit has held that, in § 2 cases, “the inquiries into remedy
abolish a particular form of government and to use its imagination to fashion a new
system.” Id. at 1531. Based on this implied constraint, the Eleventh Circuit has
As part of the first Gingles precondition, Plaintiffs must prove a remedy “within the
confines of the state’s judicial model that does not undermine the administration of
justice.” Davis, 139 F.3d at 1421 (emphasis in original) (quoting Nipper, 39 F.3d
at 1531); see also Burton v. City of Belle Glade, 178 F.3d 1175, 1199 (11th Cir.
1999) (observing that the Eleventh Circuit “ha[s] repeatedly construed the first
remedy, and then show, under the totality of circumstances, that Alabama’s appellate
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§ 10301(b). Thus, Eleventh Circuit law requires the court to decide the propriety of
Plaintiffs’ remedy before deciding whether there is even vote dilution at all. That is,
the court must decide whether there is a remedy before deciding whether there is
something to be remedied. While this requirement appears to “put[] the cart before
the horse,” it is the law of this circuit. See SCLC, 56 F.3d at 1302 (Hatchett, J.,
dissenting).
Plaintiffs’ § 2 case also fails, is purposefully deferred until Part V.A.7. so as to permit
a complete and robust analysis of all facets of Plaintiffs’ § 2 vote dilution claim.
that the members of the minority group are “sufficiently large and geographically
at 50 & n.17. Gingles explained the purpose of this first requirement: “Unless
minority voters possess the potential to elect representatives in the absence of the
challenged structure or practice, they cannot claim to have been injured by that
structure or practice.” Id. at 51 n.17; see also Bush v. Vera, 517 U.S. 952, 979 (1996)
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Gonzalez v. Harris Cty., 601 F. App’x 255, 258 (5th Cir. 2015) (per curiam); see
also Gingles, 478 U.S. at 50 n.17. The districts are illustrative only; if Plaintiffs
prevail on their § 2 vote dilution claim, the Alabama Legislature would have the first
opportunity to create a remedial plan for the election of the State’s appellate judges.
See, e.g., Clark v. Calhoun Cty., 21 F.3d 92, 95 (5th Cir. 1994) (“[P]laintiffs’
U.S. 1, 19–20 (2009) (plurality opinion); see also Growe, 507 U.S. at 38 n.4 (“To
establish whether a § 2 violation has occurred . . . [,] other courts have looked to, not
the district’s total minority population, but the district’s minority population of
voting age. Gingles itself repeatedly refers to the voting population.” (internal
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not the compactness of the contested district.” League of United Latin Am. Citizens
v. Perry, 548 U.S. 399, 402 (2006) [hereinafter LULAC] (quoting Vera, 517 U.S.
‘reaches out to grab small and apparently isolated minority communities’ is not
reasonably compact.” Id. (quoting Vera, 517 U.S. at 979). There is, though, “no
v. Johnson, 521 U.S. 74, 92 (1997)). But the Supreme Court has yet to examine, on
the merits, a § 2 vote dilution challenge to a state’s method of electing its judges,
either at the trial or appellate level. In the congressional apportionment and state
traditional districting principles, summarized here, which the court will apply, but
of the minority population. See id. at 433 (“[T]here is no basis to believe a district
that combines two farflung segments of a racial group with disparate interests
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provides the opportunity that § 2 requires or that the first Gingles condition
contemplates.”).
Even in the § 2 compactness inquiry, “[d]istrict shape is not irrelevant.” Vera, 517
U.S. at 980 (plurality opinion) (relying primarily on the bizarre shape and
noncompactness of district lines to conclude that the district was not compact under
dispersion of the district’s minority population. See Sensley v. Albritton, 385 F.3d
591, 596 (5th Cir. 2004) (“As the geographical shape of any proposed district
boundaries.” LULAC, 548 U.S. at 433 (quoting Abrams v. Johnson, 521 U.S. 74, 92
(1997)). These boundaries include county and precinct lines. See Cooper v. Harris,
137 S. Ct. 1455, 1469 n.3 (2017); Abrams, 521 U.S. at 92 (“[T]he § 2 compactness
interest.” Evenwel v. Abbott, 136 S. Ct. 1120, 1124 (2016); see also LULAC, 548
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ties, social similarities, or cultural connections. See Miller v. Johnson, 515 U.S. 900,
principle that a State may not assume from a group of voters’ race that they ‘think
alike, share the same political interests, and will prefer the same candidates at the
polls.” LULAC, 548 U.S. at 433 (alterations omitted) (citations and internal
Justice, 521 U.S. 567, 581 n.9 (1997); Davis, 139 F.3d at 1425 (observing that the
proposed judicial districts “are contiguous”); see also Terrebonne Par. Branch
NAACP v. Jindal, 274 F. Supp. 3d 395, 424 (M.D. La. 2017) (“Contiguity as a
traditional redistricting principle does not mean that the concentrations of black
voters in the proposed district must be contiguous. Rather, it means that the
piece.”), appeal dismissed sub nom. Fusilier v. Edwards, No. 17-30756, 2017 WL
8236034 (5th Cir. Nov. 14, 2017), and reconsideration denied, No. CV 14-69-SDD-
EWD, 2018 WL 5786215 (M.D. La. Nov. 5, 2018). Contiguity, though, generally
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avoid contests between incumbent office-holders. See Karcher v. Daggett, 462 U.S.
reapportionment, where the Court observed that a state’s legislative goals, such as
face-offs. See, e.g., Gingles v. Edmisten, 590 F. Supp. 345, 379, 382 (E.D.N.C.
1984) (approving the state’s remedial districts in a § 2 case over the plaintiffs’
because the state was entitled to serve its “primary concern to protect incumbents”),
aff’d in part, rev’d in part sub nom. Thornburg v. Gingles, 478 U.S. 30 (1986).
The map drawer is not bound to only apply these principles. There might be
other factors that are relevant in the context of judicial districting that would not be
at the forefront in the legislative districting context. See Bartlett, 556 U.S. at 19
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the nature of the claim.” (citation and internal quotation marks omitted)). Other
potential factors have not been argued in this case in any meaningful way.
Plaintiffs argue that districting is a feasible remedy for their § 2 vote dilution
claim and retained William Cooper to draw eight illustrative plans. For the Alabama
Supreme Court, Mr. Cooper created two nine-district plans for the election of
justices from single-member districts and two eight-district plans for the election of
the associate justices from single-member districts. The eight-district plans retain
an at-large, statewide election for the chief justice. For Alabama’s intermediate
appellate courts, Mr. Cooper drew four plans, each containing five single-member
districts. As instructed, Mr. Cooper created plans with population deviations of plus-
or-minus 5% and also plus-or-minus 1%, and he preserved county and judicial-
circuit boundaries to the extent possible. Trial Tr. II, at 149, 165 (Cooper).
Applying these guidelines, Mr. Cooper configured two majority-black districts for
the Supreme Court plans and one majority-black district for the plans for the
intermediate appellate courts using whole 2010 Census voting tabulation districts.
Mr. Cooper opines that his eight illustrative plans “comply with traditional
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strength.” Cooper Expert Report, at 33 (Pls.’ Trial Ex. 86; Doc. # 68-1); see Post-
systems software applications for redistricting analysis . . . .” Trial Tr. II, at 146
(Cooper). The lion’s share of his expertise is in the creation of state and local
legislative districting plans, not judicial districting plans.13 See Trial Tr. II, at 146–
48 (Cooper); Cooper Expert Report, at 1–4 (Pls.’ Trial Ex. 86; Doc. # 68-1). The
State did not challenge Mr. Cooper’s qualifications as an expert on districting for
appellate judicial elections in Alabama, and his report was admitted without
objection. See Trial Tr. II, at 150 (interposing “no objection” when Plaintiffs’
counsel moved to permit Mr. Cooper “to give expert testimony . . . on judicial
election district plans in Alabama”). Although Mr. Cooper’s testimony has been
There is no dispute that, in the SC2 and SC4 plans, District 1 has an African-
American, voting-age population greater than 50%. The Census includes data on
the voting-age population for three categories that are pertinent here: (1) Non-
13
He has served recently as an expert in a case in which a multimember, at-large voting
system for one of Louisiana’s forty-two state judicial districts (i.e., trial courts) was subject to a
§ 2 vote dilution challenge. See Terrebonne Par. Branch NAACP, 274 F. Supp. 3d at 417.
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Hispanic Black; (2) Any Part Black; and (3) Single-Race Black. See Cooper Expert
Report, at 5–6 (Pls.’ Trial Ex. 86; Doc. # 68-1). Because the percentages in each
category for the SC2 and SC4 plans exceed 50%, preference need not be given to
one category over another. With that explanation, the percentages for Single-Race
Black are cited in this opinion. In this category, the voting-age, African-American
population is 53.34% in SC2 and 50.7% in SC4. See Pls.’ Trial Exs. 98–99, 101–02
(SC2 & SC4 population reports and maps); Cooper Expert Report, at 20, 24 (Pls.’
Trial Ex. 86; Doc. # 68-1). Additionally, as to the compactness of the African-
American population, District 1’s boundaries in both plans are formed solely by
county lines from the east to west in the south-central region of the state and
encompass all but one of the Black Belt counties, all of which have substantial
test for geographical compactness. See Trial Tr. II, at 152–53, 155 (Cooper). Based
on this evidence, the State has stipulated that, for the Alabama Supreme Court,
“Plaintiffs have shown that in a nine-district and eight-district plan [the SC2 and
14
Mr. Cooper defined the Black Belt region as encompassing Sumter, Greene, Hale,
Marengo, Perry, Dallas, Wilcox, Lowndes, Montgomery, Bullock, Macon, and Barbour counties.
Trial Tr. II, at 158 (Cooper). SC2 and SC4 include all of the Black Belt counties except Barbour
County.
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the districting principles, the court concludes that Plaintiffs have shown that African
additional showing required by the Eleventh Circuit to satisfy the first Gingles
There is a partial stipulation by the State as to the illustrative plans for the
Alabama Court of Civil Appeals and the Alabama Court of Criminal Appeals. As
to the four alternative five-district plans for the courts of appeals, each plan contains
15
In light of the stipulation, it is unnecessary to address the State’s arguments challenging
the second majority-black district in the SC2 and SC4 plans and the other two hypothetical plans
for the Alabama Supreme Court. See Defs.’ Post-Trial Br., at 16–18 (Doc. # 168). The illustrative
eight-district Supreme Court plan, SC4, retains the feature — an at-large election for the chief
justice — that Plaintiffs contend dilutes African Americans’ voting rights. Plaintiffs provide
meager justification for doing so. See Pls.’ Post-Trial Reply Br., at 26 n.16 (Doc. # 169)
(“Plaintiffs provide 8-district plans to give the Legislature a remedy that most closely resembles
the current system of electing a Chief Justice in Alabama. If the Legislature retained the method
of electing the Chief Justice while simultaneously drawing districts sufficient to cure the harm to
Black voters, Plaintiffs[’] injury could theoretically be redressed.”) (alterations added) (internal
citation omitted); Post-Trial Stipulations, at 8–9, ¶ 46 (Doc. # 176) (“The Chief Justice is elected
to a designated position and the remaining Justices are elected to numbered places.” (citing Ala.
Const. Art. VI, § 154)).
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District 1 in each plan are as follows: AC1 (54.32%); AC2 (54.32%); AC3
(54.17%); and AC4 (52.34%). See Pls.’ Trial Exs. 107–08, 110–11, 113–14, 116–
17 (population reports and maps for AC1, AC2, AC3, AC4); Cooper Expert Report,
at 26, 28, 29, 30 (Pls.’ Trial Ex. 86; Doc. # 68-1). The State stipulates that District
(Doc. # 176), and, thus, that District 1 satisfies Gingles’s numerosity requirement.
However, the State takes issue with District 1’s Jefferson County appendage.
The court finds that the expert’s articulated justification for carving out over 94% of
grounded in traditional districting principles. Hence, Plaintiffs have not proven that
The Shape of District 1. Mr. Cooper used two methods to evaluate the shape
of District 1 of the AC plans: (1) the eyeball test and (2) the Reock test, a statistical
method for measuring a district’s compactness that yields a score between 0 and 1,
with 1 being the most compact. First, Mr. Cooper said his illustrative plans “pass[ed]
the eyeball test.” Trial Tr. II, at 152 (Cooper) (“[W]hen drawing plans, one always
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shaped and reasonably compact.”). Second, according to Mr. Cooper, the plans also
fared well under the Reock test. See Trial Tr. II, at 153 (Cooper). But he does not
discuss any AC plan individually or elaborate on the bases for his opinions on the
shape of District 1; hence, these opinions are not entitled to much weight.
Mr. Cooper’s statement that the “plans” pass the eyeball test is cursory and
does not address the odd feature in District 1 of the AC plans. District 1 in each AC
plan rests largely in the south-central region of the state and mainly follows county
feature. Unlike the majority-black districts in the SC plans, each of the four AC
reach northward to Jefferson County to carve out and incorporate its substantial
Each AC plan depends upon this appendage for more than 48% of the African-
Exs. 84–87). And, without splitting Jefferson County to take in its African-
16
In District 1, Bibb County has the lowest African-American population (22%) of all the
counties, followed by Monroe County, which has an African-American voting-age population of
41.7%. See, e.g., Plan Component Reports for AC-1 (Defs.’ Trial Ex. 84).
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with an African-American, voting-age population that exceeds 50%. Trial Tr. II,
County’s white population and adds its black population in order to create a
majority-black district. This appendage, teetering atop the northern tip of Bibb
Plaintiffs have not provided credible evidence that this northward extension
of District 1 is shapely, and Mr. Cooper winks at the eyeball test. His cursory
statement that the AC plans meet the eyeball test lacks foundation because he did
disclose any objective basis for his conclusion. There is no evidence that District 1
in the AC plans is visually comparable to any other existing electoral districts in the
state.17 As discussed later, this appendage also is responsible for the geographical
Second, Mr. Cooper’s testimony about the scores from the Reock test is vague
and unhelpful. Mr. Cooper provided only a collective range of Reock scores for
17
The State Board of Education (“BOE”) plan, which Mr. Cooper reviewed, does not
contain a similarly shaped district. Trial Tr. II, at 154 (Cooper); 2011 BOE Districts (Pls.’ Trial
Ex. 94). The entirety of District 4’s Jefferson County southwest border abuts District 4’s
boundaries in Bibb County (to the southwest) and Tuscaloosa County (to the west). Jefferson
County’s attachment in the BOE plan does not have the teetering effect that it has in District 1 of
the AC plans and is substantially more compact than District 1.
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both the SC and AC plans — between the “high twenties and mid-thirties” —
without specifying where the individual plans fell within that range. Trial Tr. II,
at 153 (Cooper). It is reasonable to infer from an eyeball test that the AC plans fell
closer to the bottom of the range, and Plaintiffs have not demonstrated otherwise.
At least one court has found that a district with a Reock score of .30 was non-
compact where it failed the eyeball test. See Comm. for a Fair & Balanced Map v.
Ill. State Bd. of Elections, 835 F. Supp. 2d 563, 570 (N.D. Ill. 2011) (three-judge
district court).
population in District 1’s Jefferson County carveout is physically separated from the
miles, that being the predominantly white Bibb County. 18 There is slight evidence
Cooper admitted that, in his plus or minus 1% plans, “district[] boundaries become
18
Alabama’s African-American population is largely concentrated in Jefferson County and
in the Black Belt counties. Post-Trial Stipulations, at 31, ¶ 154 (Doc. # 174).
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disparate counties.” Cooper Expert Report, at 17 (Pls.’ Trial Ex. 86; Doc. # 68-1).
For these reasons, Plaintiffs have not shown that the African-American population
tried to keep counties whole and to avoid splitting the state’s forty-two judicial
circuits.19 Trial Tr. II, at 149, 181 (Cooper). District 1 in each AC plan splits
Trial Exs. 76–79). And the AC plans split either one, seven, eight, or eleven judicial
circuits, depending on the plan. Cooper Expert Report, at 25, 27, 28, 30 (Pls.’ Trial
The county and judicial circuit splits were the byproduct of Mr. Cooper’s
the ideal population. Trial Tr. II, at 149 (Cooper) (testifying that keeping counties
and judicial circuits intact “gets a little problematic” when trying to “stay[] within
plus or minus one percent or plus or minus five percent deviation. It’s almost
inevitable that some counties and particularly some of the circuit courts have to be
19
Mr. Cooper did not know the rationale for creating districts that kept judicial circuits
together. He thought it “may have [had] something to do with case assignments to the various
judges,” but he admitted, “I just don’t know.” Trial Tr. II, at 181 (Cooper). In fact, there is no
rationale. Alabama’s judicial circuits, like the districts of federal district courts, developed
organically. They are the product of political give and take over the last 150 years.
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split.”); see also Trial Tr. II, at 154 (Cooper) (“[T]here was no way to meet one-
person, one-vote without . . . putting Barbour County [a Black Belt county] into . . .
another district that was not majority black.”); see also Trial Tr. II, at 151-52, 171
(Cooper); Cooper Expert Report, at 33 (Pls.’ Trial Ex. 86; Doc. # 68-1) (providing
that the eight illustrative plans “comply with traditional redistricting principles,
The Supreme Court has not extended the one-person, one-vote principle of
Reynolds v. Sims, 377 U.S. 533 (1964), to the judicial branch of government. See
Chisom, 501 U.S. at 389 (involving a challenge to the districting scheme of the
Louisiana Supreme Court and quoting a three-judge district court’s holding that
“‘the concept of one-man, one-vote apportionment does not apply to the judicial
branch of the government’” (quoting Wells v. Edwards, 347 F. Supp. 453 (M.D. La.
1972) (three-judge district court), summarily aff’d, 409 U.S. 1095 (1973)))20; see id.
at 415 (Scalia, J., dissenting) (“Well before Congress amended § 2, we had held that
the principle of ‘one person, one vote’ does not apply to the election of judges.”
(citing Wells, 347 F. Supp. at 454)); Wymbs v. Republican State Exec. Comm. of
Fla., 719 F.2d 1072, 1087 n.40 (11th Cir. 1983) (observing that “the one person, one
20
Notwithstanding the limitations on the precedential value of summary affirmances like
Wells, which was decided prior to the 1988 statutory end to the Supreme Court’s mandatory
appeals jurisdiction, the Chisom Court in 1991 relied upon Wells’s holding. See Supreme Court
Case Selections Act of 1988, Pub. L. No. 100-352, 102 Stat. 662.
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legislative functions” and “does not, for example, apply to the election of state
judges” (citing Wells, 347 F. Supp. at 454)); Voter Info. Project, Inc. v. City of Baton
Rouge, 612 F.2d 208, 211 (5th Cir. 1980) (“[W]e are bound with respect to this
specific issue [that the one-person, one-vote principle does not apply to elected
of the judicial role as compared to that of other elected office holders. Judicial
districting is a square peg that does not fit neatly into the round hole of districting
jurisprudence.
judicial districts of roughly equal population, Mr. Cooper does not articulate any.
He did not consider whether substantial population equality for the appellate judicial
districts is a desirable goal in the formulation of the plans, rather than a required
goal.21 Trial Tr. II, at 151–52 (Cooper); Pls.’ Proposed Findings of Fact, at 56, ¶ 8
21
State district judges and probate judges are elected from and generally preside over cases
from a single county. State circuit judges are elected from circuits of varying populations; hence,
Alabama’s forty-one judicial circuits are not equally populous. Trial Tr. II, at 152 (Cooper). But
Mr. Cooper testified that, for the appellate courts, he created two SC plans and one AC plan with
a population deviation of plus or minus 1% based on the Alabama Legislature’s 2011 “plus or
minus 1%” guideline for population deviations in congressional, legislative, and state board of
education districts. Cooper Expert Report, at 17 (Pls.’ Trial Ex. 86; Doc. # 68-1); Trial Tr. II, at
151–52 (Cooper); see also Defs.’ Post-Trial Br., at 17 (Doc. # 168) (arguing that the SC and AC
plans with plus-or-minus 5% deviations violated the Alabama Legislature’s guideline (citing Ala.
Legislative Black Caucus v. Alabama, 231 F. Supp. 3d 1026, 1037 (M.D. Ala. 2017) (“The
Republican-controlled legislature used the same criteria as previous legislatures, with one
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(Doc. # 176) (“The plans . . . satisfy the one-person, one-vote criteria.” (emphasis
areas of state and local legislative districting plans, Trial Tr. II, at 147–48 (Cooper),
was likely following client instructions. At bottom, though, Mr. Cooper’s adherence
assumed. See Miller, 515 U.S. at 919 (“[M]ere recitation of purported communities
of interest” will not suffice.). The portion of Jefferson County in District 1, which
incorporates the city of Birmingham, is mostly urban, but the Black Belt region is
County, which is also urban. Although the cities of Birmingham and Montgomery
are urban, they are separated by ninety miles and three counties.
Mr. Cooper did not discuss the regional, cultural, social, economic, or political
exception: they tightened the limit on population deviation to ±1%.”))). But that guideline is
grounded in the constitutional principle of one-person, one-vote that does not apply to judicial
districting. Moreover, the state legislature’s guideline did not address or contemplate judicial
districting. In any event, the guideline has been criticized. See Ala. Legislative Black Caucus v.
Alabama, 135 S. Ct. 1257, 1263 (2015) (The State of Alabama’s “goal [of] creating a set of districts
in which no district would deviate from the theoretical, precisely equal ideal by more than 1% —
i.e., a more rigorous deviation standard than our precedents have found necessary under the
Constitution.”).
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Belt, or in any other area in District 1 of the AC plans. Nor is he likely familiar with
those community characteristics. Mr. Cooper admits that he is “not from Alabama,”
and the only illustration he gave as to his “effort to keep areas together” was the
obvious avoidance of creating a district that extended from the Appalachians in the
north to the Alabama–Florida border in the south. Trial Tr. II, at 154 (Cooper). Mr.
Jefferson County for the sheer sake of satisfying a numerical threshold. Trial Tr. II,
American, voting-age population in District 1 of his AC plans with a 50% plus one
voting-age population. This feature illustrates the warning of Shaw v. Reno. See
509 U.S. at 647 (incorporating “in one district individuals who belong to the same
race, but who are otherwise widely separated by geographical and political
boundaries, and who may have little in common with one another but the color of
the perception that members of the same racial group — regardless of their age,
education, economic status, or the community in which they live — think alike, share
the same political interests, and will prefer the same candidates at the polls. We have
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is an indicator of non-compactness.
District 1, are contiguous. Mr. Cooper explained that the software program he uses
(Maptitude) has “an automated module that checks for contiguity.” Trial Tr. II,
protection when he drew his plans. He testified that he did not have the mailing
addresses for the sitting appellate judges, and, thus, he did not know if his plans
would require any incumbents to run against each other. Trial Tr. II, at 188–89
(Cooper); Cooper Expert Report, at 31 (Pls.’ Trial Ex. 86; Doc. # 68-1). But Dr.
Bonneau confirmed that “moving to district-based elections would throw the courts
running against each other in the initial elections after a move to district-based
elections.” Bonneau Expert Report, at 5, ¶ 9, at 19, ¶ 52 (Defs.’ Trial Ex. 24; Doc.
# 85-1); see also Trial Tr. VI, at 53–54 (Murdock) (testifying about the importance
of collegiality on a nine-justice court and the likelihood that sitting supreme court
benchmark of the first Gingles precondition, but Plaintiffs have not proven that the
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out Jefferson County’s substantial African-American population and connects it, just
appendage. There is scant evidence addressing this geographical oddity, other than
deviations among districts. There also is no evidence that the AC plans will protect
incumbent judges. All factors considered, Plaintiffs failed to show that the AC plans
were designed “consistent with traditional districting principles.” Davis, 139 F.3d
at 1425.22
Racial bloc voting, also termed racially polarized voting, is the linchpin of a
§ 2 vote dilution claim and the embodiment of the second and third Gingles
22
The State also argues, defensively, that District 1 in the AC plans is “racially
gerrymandered” and that, therefore, the State would be unable to defend the district against an
equal protection challenge. Defs.’ Post-Trial Br., at 19 (Doc. # 168); see also Jefferson County
Splits (Defs.’ Trial Ex. 89). Defendants cite no authority that, to satisfy the first Gingles
precondition, a § 2 plaintiff must prove that the hypothetical plan satisfies the standards in Miller
v. Johnson, 515 U.S. 900 (1995) (addressing Fourteenth Amendment racial gerrymandering
claims). See Davis, 139 F.3d at 1425 (“The district court’s attempt to apply authorities such as
Miller to this Section Two case, however, is unpersuasive, because the Miller and
Gingles/Nipper/SCLC lines address very different contexts.”); Ga. State Conf. of NAACP v.
Fayette Cty. Bd., 952 F. Supp. 2d 1360, 1365 (N.D. Ga. 2013) (finding no cases that had
incorporated into the first Gingles precondition a requirement that a § 2 plaintiff “show compliance
with Miller”). However, in light of the court’s finding above, it is unnecessary to further probe
the State’s racial-gerrymandering argument.
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preconditions. Gingles, 478 U.S. at 52 n.18; see also Stallings, 829 F.2d at 1550
(“Gingles’s three-part test establishes that racial bloc voting is the hallmark of a vote
dilution claim.”). “The purpose of inquiring into the existence of racially polarized
politically cohesive unit and to determine whether whites vote sufficiently as a bloc
usually to defeat the minority’s preferred candidates.” Gingles, 478 U.S. at 56.
number of minority group members usually vote for the same candidates . . . prov[es]
establishes minority bloc voting within the context of § 2.”23 Id. (internal citation
but the second Gingles precondition has not “present[ed] much of a barrier to the
assertion of vote dilution claims on behalf of any racial group.” Holder, 512 U.S.
does not exist in the voting patterns of the minority group, then the defeat of the
23
“Political cohesion” and “bloc voting” are different ways of saying the same thing,
although the negative connotation is greater as to one.
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preferred candidates.” Id. at 56. The minority’s preferred candidates can be of any
race. See supra note 3. In Gingles, Justice Brennan’s plurality opinion explains that,
although there is often a correlation between the voter’s race and the candidate’s
particular racial group, not the race of the candidate that is important.” Id. at 68
(plurality opinion) (emphasis in original). The Eleventh Circuit has cited this part
of the Gingles plurality opinion favorably. See Stallings, 829 F.2d at 1557 & n.12
(stating that “[u]nder Section 2, it is the status of the candidate as the chosen
representative of a particular racial group, not the race of the candidate that is
important,” but noting that “[o]nly a plurality of the court agreed with Justice
Applying varying standards, other federal appeals courts have recognized that
the minority-preferred candidate need not match the voter’s race. See Jenkins v. Red
Clay Consol. Sch. Dist. Bd. of Educ., 4 F.3d 1103, 1125–26 (3d Cir. 1993)
(canvassing the federal courts of appeals’ different approaches for deciding which
candidate the minority group prefers and adopting an approach under which “not all
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representative of choice”); see also Lopez, 339 F. Supp. 3d at 609 (“The preferred
candidate need not be a member of the minority group.” (citing E. Jefferson Coal.
for Leadership & Dev. v. Par. of Jefferson, 926 F.2d 487, 493 (5th Cir. 1991)).
“[I]n general, a white bloc vote that normally will defeat the combined
strength of minority support plus white ‘crossover’ votes rises to the level of legally
significant white bloc voting.” Gingles, 478 U.S. at 56. “[I]n the absence of
significant white bloc voting it cannot be said that the ability of minority voters to
elect their chosen representatives is inferior to that of white voters.” Id. at 48 n.15.
Discussing the third Gingles precondition, the Eleventh Circuit has elaborated that
plaintiffs “must show not only that whites vote as a bloc, but also that white bloc
voting regularly causes the candidate preferred by black voters to lose; in addition,
plaintiffs must show not only that blacks and whites sometimes prefer different
candidates, but that blacks and whites consistently prefer different candidates.”
Johnson v. Hamrick, 296 F.3d 1065, 1074 (11th Cir. 2002) (internal quotation marks
Both the second and third Gingles preconditions require analyses of bloc
voting — one focuses on minority bloc voting and the other on majority bloc voting.
These analyses “require[] discrete inquiries into minority and white voting
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practices.” Gingles, 478 U.S. at 56. Bloc voting cannot be presumed: “[P]laintiffs
ballots do not indicate a voter’s race.” Solomon, 899 F.2d at 1019 (Kravitch, J.,
concurring). Where that is the case, as here, Trial Tr. II, at 72 (Handley), plaintiffs
must rely on expert testimony and statistical evidence to assess the voting patterns
of minority and white voters. See Solomon, 899 F.2d at 1019–20 (Kravitch, J.,
Anecdotal evidence also can be helpful, but to a lesser extent than statistical
evidence. See Growe, 507 U.S. at 41–42 (holding that the absence of statistical or
anecdotal evidence of racial bloc voting under Gingles was fatal to the plaintiffs’ § 2
For the statistical analyses, both the number and types of elections subject to
studied in order to determine whether voting is polarized will vary,” for example,
depending upon the “number of elections in which the minority group has sponsored
candidates.” Gingles, 478 U.S. at 57 n.25. There must be enough elections, though,
from which to discern a voting pattern because the “mere loss of an occasional
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of the majority’s success distinguishes structural dilution from the mere loss of an
occasional election.”).
Additionally, the types of elections that are probative of voter behavior are
broad but again, depending upon the circumstances, are not necessarily of equal
weight. In the hierarchy of probative elections for proving minority cohesion and
white bloc voting, the Eleventh Circuit has favored a trial court’s focus on
endogenous elections — contests for the particular office that is at issue. See Askew,
127 F.3d at 1381 n.13. In one case, which was a § 2 challenge by registered voters
to the city of Gainesville, Florida’s at-large method of electing city council members,
the Eleventh Circuit held that the trial court “did not clearly err by viewing
endogenous elections as more probative than exogenous elections” as this view “is
the law of this Circuit.” Hamrick, 196 F.3d at 1222 (citing Stallings, 829 F.2d
City Council elections.” Johnson v. Hamrick, 155 F. Supp. 2d 1355, 1370 n.11 (N.D.
Ga. 2001), aff’d, 296 F.3d 1065 (11th Cir. 2002). And in Stallings, because the
electoral jurisdiction was Carroll County, the Eleventh Circuit held that “[t]he
electoral success of a county electoral scheme [was] obviously misplaced.” 829 F.2d
at 1560 (emphases added). At issue in Hamrick and Stallings were elections within
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However, when it comes to the race of the candidates, the Eleventh Circuit
than to elections involving candidates of other races. In Hamrick, the court merely
held that, based on circuit precedent that “indicat[ed] elections involving black
candidates may be given more weight in determining vote dilution,” the district court
“did not clearly err by giving more weight to elections involving black candidates.”
196 F.3d at 1221 (first citing Davis, 139 F.3d at 1417 n.5; and then citing SCLC, 56
F.3d at 1293); see SCLC, 56 F.3d at 1293, 1294 (holding that there was “no cause to
set aside the district court’s finding” where the district court “concluded that greater
seeking to determine the question of whether the political process is open to minority
voters” (alterations added) (citation and internal quotation marks omitted). At the
same time, the court stressed that it was not “imply[ing] [that] district courts should
give elections involving black candidates more weight.” Hamrick, 196 F.3d at 1221
American candidate would ignore Eleventh Circuit precedent that “the at-large
scheme may cause the Black candidate to be someone other than the preferred
candidate of Black voters. That a candidate is of the race of the group is not
dispositive; the legal standard is whether the candidate is the preferred candidate of
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the minority group.” Meek v. Metro. Dade Cty., 908 F.2d 1540, 1548 (11th Cir.
1990).
Additionally, the Eleventh Circuit’s SCLC decision aptly illustrates the broad
commended the district court for rejecting the invitation of the experts to “ignore
“any evidence that explained election results.” 56 F.3d at 1293. SCLC aligns with
requires close analysis of unusually complex factual patterns.” Hamrick, 196 F.3d
at 1223 (quoting Cross v. Baxter, 604 F.2d 875, 879 (5th Cir. 1979)). Accordingly,
individual facts and the nature of the local electorate. As summarized in Solomon,
To show racially polarized voting, Plaintiffs rely principally upon their expert,
Lisa Handley, who holds a Ph.D. in political science, has thirty years’ experience in
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the area of voting rights, and works as an election consultant in the United States
and internationally. Trial Tr. II, at 66 (Handley). At trial, she was tendered as an
expert, without objection, on the topic of racially polarized voting, and her Amended
Expert Report was admitted without objection. See Handley Am. Expert Report
(Pls.’ Trial Ex. 121; (Doc. # 78-1); Trial Tr. II, at 68. However, as will be explained,
the parameters for the elections she chose — only statewide elections with a black
thereby diminishing the credibility of her conclusions. It is necessary to set out with
Dr. Handley analyzes a subset of elections, occurring between 2000 and 2014,
that had an African-American candidate on the ballot. The elections total thirteen:
eight general elections for statewide appellate judicial races, occurring between 2000
and 2008; two Democratic primaries for statewide appellate judicial races, one
occurring in 2000 and the other in 2008; and three general elections in 2014 for
auditor). She relies upon data available from the Alabama Secretary of State’s
website, which consists of data for county-level voter registration by race matched
with county election results.24 She also obtained data from the Jefferson County
24
Voter turnout data by race is preferred over registration data by race. Handley Am.
Expert Report, at 5 (Pls.’ Trial Ex. 121; (Doc. # 78-1). However, according to Dr. Handley, only
two states maintain voter turnout data by race, and Alabama is not one of them. Trial Tr. II, at 134
(Handley).
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probate court’s website and through a public records request. This data consisted of
election results from that county.25 Handley Am. Expert Report, at 5–6 (Pls.’ Trial
evidence of a key victory by a black-preferred candidate in the 2006 race for Chief
Justice and three historic victories by black incumbent justices over white
challengers in 1986, 1992, and 1994. She also did not analyze the exogenous 2010
(“ADC”) supported the white candidate, Ron Sparks, over the black candidate, Artur
Davis. While these omissions do not affect the conclusion of racially polarized
voting in the Alabama elections between black and white candidates for appellate
judgeships occurring between 2000 and 2008, they exaggerate the extent of
polarization and render the data unreliable for other experts to rely upon for opinions
electoral parameters generate outcomes that do not adequately account for the
25
Dr. Handley says that she selected the year 2000 as the floor because that was the earliest
data available on the Alabama Secretary of State’s website and that data, in her opinion, “provided
a sufficient number of contests.” Trial Tr. II, at 74 (Handley). Her latter opinion as to the magic
number of elections needed to decide racially polarized voting goes to the ultimate issue of fact
(i.e., whether there is vote dilution). While an expert’s “opinion is not objectionable just because
it embraces an ultimate issue,” Fed. R. Evid. 704, the final determination of vote dilution or not is
for the court.
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complexities within the Alabama Democratic Party that factor into whether a
particular candidate is the black-preferred candidate. See, e.g., Trial Tr. IV, at 144–
Hillary Clinton over Barack Obama for the Democratic presidential nominee in
2008, of Walter Mondale over Jesse Jackson for the Democratic presidential
nominee in 1984, and of Ron Sparks over Artur Davis for the Democratic governor
factual patterns,” Hamrick, 196 F.3d at 1223 (citation and internal quotation marks
omitted).
Using this limited data, Dr. Handley employs three court-accepted statistical
or more of the voters are of a single race. Because no county in Alabama met this
26
The Alabama Democratic Conference (“ADC”) is the statewide African-American
political caucus with significant influence over the affairs of the Alabama Democratic Party. Trial
Tr. IV, at 140 (Gray); see also White, 74 F.3d at 1071 n.43 (noting that the ADC is “a statewide
black political organization that is an arm of the Alabama Democratic Party”).
27
The Supreme Court relied upon the first two techniques in Gingles. See 478 U.S. at 53
n.20 (noting the district court’s acceptance of ecological regression and homogeneous precinct
analysis as “standard in the literature”). The third technique, created after Gingles, has been
recognized as the “gold standard.” Wright v. Sumter Cty. Bd. of Elections & Registration, 301 F.
Supp. 3d 1297, 1305 (M.D. Ga. 2018) (“EI method is currently the ‘gold standard’ for use in racial
bloc voting analyses.”).
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of the precincts met the 90% criterium. Trial Tr. II, at 79–80 (Handley). In these
precincts, Dr. Handley calculates the percentages of African-American votes cast for
candidates and then used these percentages as estimates of voting behavior at the
county and state levels. She applies the homogeneous precinct analysis to the
general and primary elections for appellate judicial contests (i.e., ten of the thirteen
elections).
correlates election results and the race of registered voters to estimate the
percentages of black voters and white voters who support particular candidates. The
first equation “estimates the percentage of the black and white registered voters who
voted for a given candidate[,] and the second estimates the percentage of the black
and white registered voters [who] did not vote for the given candidate — either
because they did not vote or because they voted for other candidates.”28 Handley
Am. Expert Report, at 9 (Pls.’ Trial Ex. 121; Doc. # 78-1). The results of the two
steps are “combined in order to correct for any differential in the voter turnout rates
of blacks and whites.” Handley Am. Expert Report, at 9 (Pls.’ Trial Ex. 121; Doc.
28
The scatterplot in Dr. Handley’s amended expert report illustrates the first equation.
Handley Am. Expert Report, at 8 (Figure 1); Trial Tr. II, at 87–88 (Handley).
79
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# 78-1); Trial Tr. II, at 87–89 (Handley). As part of the ER analysis, in addition to
relationship between race and votes cast with a correlation coefficient. The
these variables, ranges from 0 to 1. The closer the correlation is to 1, the stronger
the relationship is between race and votes cast. Conversely, the closer the correlation
is to 0, the weaker the relationship is between race and votes cast. Handley Am.
Expert Report, at 9; Trial Tr. II, at 81–89 (Handley). For the statewide appellate
judicial contests, Dr. Handley provides both estimated percentages and correlation
Gary King subsequent to the Gingles decision, to improve upon the ecological
regression method. Handley Am. Expert Report, at 10 (Pls.’ Trial Ex. 121; Doc.
# 78-1). Ecological inference is similar to ecological regression but has two notable
patterns by race.” Handley Am. Expert Report, at 10. The bounds method
“provid[es] more information about the voting behavior being estimated” and
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votes cast for a candidate to exceed 100 or fall below zero. Handley Am. Expert
Report, at 10. As an example of how the method of bounds works, Dr. Handley
provides an illustration where a precinct has 100 voters, of which 75 are black and
25 are white, and the black candidate receives 80 votes. In this hypothetical, at least
55 of the black voters (80 minus 25) voted for the black candidate and at most all 75
did. These bounds are not used in ecological regression. Handley Am. Expert
Handley’s opinion is that, while there are some statistical variances among the three
techniques, each technique leaves “no question in any of the contests who black
voters preferred and who white voters preferred,” Trial Tr. II, at 104 (Handley), and
reveals “a very clear pattern of racially polarized voting in recent statewide judicial
elections that included African American candidates.” Handley Am. Expert Report,
statewide data (and not based on the ER, EI, and homogeneous precinct percentage
estimates derived from the Jefferson County precinct data).29 Dr. Handley reports
29
Again, Dr. Handley did not perform the homogeneous precinct analysis on the statewide
data obtained from the Alabama Secretary of State’s website because she said no county met the
benchmark of being 90% homogeneous. She conducted the homogeneous precinct analysis using
the Jefferson County precinct data only on the statewide general and primary elections for appellate
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the results of the technique — either ER or EI — that yields the lowest percentage
of black voters who voted for the black candidate and the lowest percentage of white
voters who voted for the white candidate. Considering the lowest percentages, Dr.
Handley found a pattern of racially polarized voting. This opinion also refers to the
The eight general elections for statewide appellate judicial races. Here is
what Dr. Handley found, having analyzed only the eight statewide general elections
for appellate judges, occurring between 2000 and 2008, that had an African-
American candidate on the ballot. The percentage of black voters who voted for the
black candidate ranged from at least 78.3% to at least 89.6%; yet each black
candidate lost his or her judicial race to the white candidate, who received between
at least 62.6% and at least 73.1% of the white vote. Additionally, Dr. Handley
registered voters and the proportion of votes cast for the African-American candidate
candidate, at least 83.9% of the African-American voters voted for Ralph Cook for
Associate Justice of the Supreme Court, Place 1; at least 84.1% of the African-
judges. She did not have Jefferson County precinct data for the three exogenous elections in 2014.
Trial Tr. II, at 130 (Handley).
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American voters voted for John England, Jr. for Associate Justice of the Supreme
Court, Place 3; and at least 82% of the African-American voters voted for Aubrey
Ford for Court of Criminal Appeals, Place 2. However, Cook, England, and Ford
(who are black) lost to their white opponents (Lyn Stuart, Tom Woodall, and Kelli
Wise, respectively), with Stuart receiving at least 62.6% of the white votes; Woodall,
at least 64.8% of the white votes; and Wise, at least 66% of the white votes. Handley
In the 2002 race for Court of Civil Appeals,30 at least 78.3% of black voters
voted for Vicky Underwood Toles, who is black, while at least 68% of the white
voters voted for her white opponent, Bill Thompson.31 Handley Am. Expert Report
(Table 2).
In the three 2006 races, at least 83% of the African-American voters supported
Gwendolyn T. Kennedy for Associate Justice of the Supreme Court, Place 2; at least
86.1% of the African-American voters supported John England, Jr. for Associate
Justice of Supreme Court, Place 4; and at least 82.1% of the African-American voters
supported Aubrey Ford for Court of Criminal Appeals, Place 1. However, Kennedy,
England, and Ford (who are black) lost to their white opponents (Tom Woodall, Glen
30
On page 13 of her Amended Expert Report, Dr. Handley erroneously states that Toles
“ran for the Court of Criminal Appeals.”
31
Because there was only one judicial race in 2002 for a seat on the Court of Civil Appeals,
there was no judicial place number used that year. See Notes on Place Numbers for Judicial
Candidates, at 1 (Defs.’ Trial Ex. 103; Doc. # 151-1).
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Murdock, and Greg Shaw, respectively), who received white votes of at least 67.6%
(Woodall), 66% (Murdock), and 65.3% (Shaw). Handley Am. Expert Report (Table
3).
In the 2008 race for Court of Criminal Appeals, Place 1, Clyde Jones, who is
black, received at least 89.6% of the black vote, but he lost to his white opponent
Dr. Handley opines that there was racial bloc voting in all eight of these
The two Democratic primaries for statewide appellate judicial races. Dr.
Handley also examines two Democratic primary appellate judicial elections, one in
2000 and the other in 2008. She finds racially polarized voting in the 2008 election,
but not in the 2000 election. In the 2000 Democratic primary, Yvonne Saxon, who
is black, ran for Court of Criminal Appeals, Place 3, against Sue Bell Cobb, who is
white. Cobb was the black-preferred candidate. She received 63.9% to 64.1% of
the African-American vote, while Saxon received only 35.3% to 35.9% of the
African-American vote. See Trial Tr. II, at 125 (Handley) (confirming that Cobb
was “the choice of black voters” in the 2000 Democratic primary election against
Saxon for the Court of Criminal Appeals). Cobb won the Democratic nomination
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In the 2008 Democratic primary, Clyde Jones, who is black, ran for Court of
Criminal Appeals, Place 1, against Steve Dodd, who is white.32 Jones won the
primary with at least 74.8% of the black vote and at least 16.6% of the white vote,
while his opponent, Dodd, lost with at least 23.3% of the black vote and at least
61.1% of the white vote. Dr. Handley concludes, though, that white voters were not
able to vote as a bloc and defeat Jones in the primary, as they were able to do in the
Because an African American had not run for statewide judicial office since 2008,
Dr. Handley analyzed the 2014 statewide general elections in which an African
American ran for lieutenant governor, secretary of state, and auditor. In each race,
the black candidate received a substantial portion of the black vote — at least 84.9%
for James Fields (for lieutenant governor); at least 91.2% for Lula Albert-Kaigler
(for secretary of state); and at least 89.8% for Miranda Joseph (for auditor) — but
lost to the white opponent, each of whom received a substantial portion of the white
vote — at least 82.3% for Kay Ivey (for governor); at least 85.3% for John Merrill
32
At trial, Dr. Handley corrected an error in her amended report concerning this election:
In the 2008 Democratic primary for Court of Criminal Appeals, Place 1, Clyde Jones’s opponent
was Steve Dodd, not Beth Kellum. Trial Tr. II, at 135 (Handley); Handley Am. Expert Report, at
26, Appendix A (Pls.’ Trial Ex. 121; Doc. # 78-1).
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(for secretary of state); and at least 83.3% for Jim Zeigler (for auditor). Handley
Year Contest Judicial Office Name & Lowest % of ER Name & Lowest % of
Race of the Black Votes Correlation Race of the White Votes
Black- for the Black- Coefficients Winning for the
Preferred Preferred Candidate Winning
Candidate Candidate33 Candidate34
B = Black
W = White
2000 General Associate Ralph 83.9 .807 Lyn Stuart 62.6
Justice of Cook (W)
Supreme (B)
Court,
Place 1
2000 General Associate John 84.1 .831 Tom 64.8
Justice of England, Woodall
Supreme Jr. (W)
Court, (B)
Place 3
2000 General Court of Aubrey 82.0 .798 Kelli Wise 66.0
Criminal Ford (W)
Appeals, (B)
Place 2
2002 General Court of Civil Vicky 78.3 .814 Bill 68.0
Appeals Underwood Thompson
Toles (W)
(B)
33
Consistent with Dr. Handley’s approach, the lowest percentage of the ER and EI methods
using statewide data is the percentage reflected in the fifth and eighth columns. Handley Am.
Expert Report (Tables 1–6). This chart also includes the ER estimates with correlation
coefficients. Handley Am. Expert Report, at 25–28 (App. A) (Pls.’ Trial Ex. 121; Doc. # 78-1).
34
The “backside” of each of the numbers in this column is that, in all the general election
races analyzed, the black candidate received between 27.9% and 37.4% of white votes
consistently. Post-Trial Stipulations, at 48, ¶ 234 (Doc. # 176) (“According to Dr. Handley’s
analysis, around 30% of white voters supported the candidates of choice for African-American
voters in all of the General Elections for judicial office that Handley analyzed, except for Clyde
Jones, and he received about a quarter of the white vote.”). Had Dr. Handley analyzed all the
relevant races, the white vote for the black-preferred candidate would have been much higher.
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Year Contest Judicial Office Name & Lowest % of ER Name & Lowest % of
Race of the Black Votes Correlation Race of the White Votes
Black- for the Black- Coefficients Winning for the
Preferred Preferred Candidate Winning
Candidate Candidate Candidate
B = Black
W = White
2006 General Associate Gwendolyn 83.0 .828 Tom 67.6
Justice of T. Kennedy Woodall
Supreme (B) (W)
Court,
Place 2
2006 General Associate John 86.1 .807 Glenn 66.0
Justice of England, Murdock
Supreme Jr. (W)
Court, Place 4 (B)
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elections for a narrow period of time from 2000 to 2008. Oddly, Dr. Handley did
not analyze the three statewide judicial races in 1982, 1988, or 1994, in which the
African-American candidates won (i.e., Justice Adams and Justice Cook). She
instead starts her analysis in 2000, the year Justice Cook and Justice England lost
their races for the Alabama Supreme Court.35 Justice Adams’s and Justice Cook’s
primary runoff, and two opposed general elections, all with white opponents, that
Dr. Handley could have analyzed. See SCLC, 56 F.3d at 1288 (“Justice Adams won
Democratic primary, the 1982 primary runoff, and the 1988 general election.”); Ala.
Statewide Elections from 1970 to Present, at 13, 17, 22 (Defs.’ Trial Ex. 103; Doc.
35
Plaintiffs’ expert historian, Peyton McCrary, Ph.D., suggests there was not racially
polarized voting during this time frame. Trial Tr. III, at 8–9 (McCrary) (testifying that in the 1980s
and 1990s when Justices Oscar Adams and Ralph Cook were elected to the Alabama Supreme
Court, racially polarized voting was “not legally significant in the sense” that racially polarized
voting did not “result[] in the defeat of minority candidates for the appellate elections”).
Translated, Justices Adams and Cook were elected by the same white “bloc” vote as defeated
Justice Cook and Justice England just six years after Justice Cook was elected.
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election-data (last visited Feb. 5, 2020).36 It is difficult to understand how the age
of the only appellate court elections where the black-preferred candidates won
renders them verboten. Dr. Handley’s explanation for excluding these races is
arbitrary and unpersuasive.37 See Bonneau Expert Report, at 12, ¶ 29 (Defs.’ Trial
Ex. 24; Doc. # 85-1) (opining that focusing solely on races that include African-
and potentially erroneous conclusions” and that “we need to look at how African-
Americans in Alabama vote in all races, not just those where there are African-
American candidates”).
Dr. Handley also excluded two general elections in which Sue Bell Cobb, who
is white, was the black-preferred candidate. See Trial Tr. II, at 125 (Handley)
(testifying that Cobb was “the choice of black voters” in the 2000 Democratic
primary election against Saxon for the Court of Criminal Appeals); Trial Tr. II, at 26,
36
Of note, the court has had no difficulty accessing election data from the Alabama
Secretary of State’s website for elections prior to 2000.
37
Had there been a fundamental, structural change in the system for electing judges in
Alabama as occurred in Florida (Nipper), the change might have rendered pre-2000 Alabama
appellate judicial races non-probative on the issue of vote dilution. See Nipper, 39 F.3d at 1538
& n.83 (plurality opinion) (noting that the experts began their statistical analyses with Florida’s
judicial elections in 1972, the year Florida switched from partisan to non-partisan elections and
implemented a gubernatorial appointment system for judicial vacancies; “[t]he implication [was]
that elections that took place under the former system were sufficiently different so as to shed little
light on whether the current scheme is diluting the voting strength of the minority group”). But
there was no such change in Alabama.
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27 (Travis) (testifying that Justice Cobb was his choice for Chief Justice of the
Alabama Supreme Court in 2006); Trial Tr. VI, at 28 (Bonneau) (testifying that “Sue
Bell Cobb, who was the candidate of choice for African Americans in 2000 and
2006, also won her elections”); Trial Tr. IV, at 149–50 (Gray) (testifying that the
ADC endorsed Cobb in her appellate judicial races in 2000 and 2006). Cobb won
the 2000 general election for Court of Criminal Appeals, Place 3, defeating her
Republican challenger, with 783,962 votes to his 746,785 votes. See Ala. Statewide
Elections from 1970 to Present, at 27 (Defs.’ Trial Ex. 103; Doc. # 151-1). She ran
again in 2006, this time for Chief Justice, and beat the Republican incumbent,
Drayton Nabers Jr. (634,494 votes to his 596,237 votes). See id. at 32. Dr.
Handley’s omissions are perplexing not only because Cobb was the black-preferred
candidate in these races, but also because these elections fall squarely within the
time period of the elections that Dr. Handley did analyze. In effect, Dr. Handley
excluded the bases-loaded home runs from the RBI average of the black-preferred
candidates.
Furthermore, Dr. Handley did not opine on whether there were any “‘split
preference’ elections, in which black and white voters have preferred different white
candidates.” See Davis, 139 F.3d at 1417; see also id. at 1417 n.5 (“[A]n analysis
the record devoid of any evidence that in Democratic races, black and white voters
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preferred different candidates. For example, Dr. Handley excluded the near
successes of Deborah Bell Paseur and Robert Smith Vance, Jr., white Democrats
who were the black-preferred candidates.38 See McCrary Expert Report, at 21, ¶ 41
(Pls. Trial Ex. 122; Doc. # 69-1) (providing that, in 2008, 90% of black voters voted
for Paseur and 63% of white voters voted for her Republican opponent and that, in
2012, 95% of black voters voted for Judge Vance and 71% of white voters voted for
his Republican opponent); Trial Tr. IV, at 156 (Gray) (testifying that the ADC
endorsed Judge Vance for chief justice in the 2012 election). Paseur ran for the
Alabama Supreme Court in 2008 and was thrown out at home plate, losing by only
12,892 votes out of more than 2 million cast (a .7% margin). See Ala. Statewide
Elections from 1970 to Present, at 34 (Defs.’ Trial Ex. 103; Doc. # 151-1). Judge
Vance ran for Chief Justice of the Alabama Supreme Court in 2012 and was stranded
38
After this lawsuit was filed, Doug Jones, a white Democrat who the evidence revealed
was “almost certainly” the black-preferred candidate, was elected to the U.S. Senate. He was the
first Democrat to be so elected in Alabama in a quarter century. Trial Tr. V, at 75 (Bonneau)
(Doug Jones “won in the 2017 Senate election” and “was almost certainly the preferred candidate
of African Americans in the state of Alabama.”); see also Trial Tr. V, at 28 (Bonneau) (“In 2017,
I believe African Americans elected the candidate[] of their choice in the special election for the
U.S. Senate.”). Some would say that Doug Jones’s election as a Democrat in a Republican-
dominated Alabama in 2018 was a result of “special circumstances.” But it is hard to quantify a
political “special circumstance” (in the traditional out-of-the-ordinary definition of “special”) in a
state (1) where no Supreme Court Chief Justice has served a full term in the last six terms;
(2) where the same Chief Justice has been elected twice, and removed from office twice, since
2002 (at least once, for defying federal court orders); and (3) where at a point in time four years
ago, in a virtual three-branch trifecta, the Governor and Speaker of the House were both convicted
of crimes resulting in removal or resignation from office, at the same time as the Chief Justice was
getting the second boot.
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on third, losing to his opponent by only a 3.6% margin. See Ala. Statewide Elections
Dr. Handley’s omissions are conspicuous, but the State conceded the second
at 154, ¶ 29 (Doc. # 176). The State did not hire its own expert to analyze additional
elections to counter Dr. Handley’s opinions. And the State’s expert, Dr. Bonneau,
who opines on the causes of racially polarized voting, accepted that Dr. Handley
correctly performed the statistical analyses of the races she chose. Trial Tr. V, at 17
(Bonneau). While the court also accepts the results of the statistical analyses of the
elections Dr. Handley analyzed, the strength of Plaintiffs’ case is weakened by the
absence in the record of statistical analyses of the elections where the black-preferred
candidate was white and of the successful elections of Justices Adams and Cook.
statewide appellate judges — in the years 2000, 2002, 2006, and 2008 — the
the African-American vote. On the primary front, in the 2000 Democratic primary
election for Court of Criminal Appeals, Place 3, the black-preferred candidate was
the white candidate (Sue Bell Cobb), not the black candidate (Yvonne Saxon). Cobb
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In Gingles, the Supreme Court concluded that the “black voters’ support for
black candidates was overwhelming” where “black support for black candidates
ranged from 71% to 92%” in eleven of the sixteen primary elections and from 87%
to 96% in fourteen of the general elections. Gingles, 478 U.S. at 59, Appendix A.
method of electing a county commission and school board, the Eleventh Circuit
found minority political cohesion where, under the homogeneous precinct analysis,
between 75% and 100% of the African-American vote went to the African-American
candidate in four of the six countywide elections for the offices at issue. 39 See 899
F.2d at 1019 & n.8 (Kravitch, J., concurring); see also id. at 1020 & n.10 (noting
as a matter of law”).
39
The four-judge concurring opinion in Solomon concluded that the other two elections,
which involved the same black candidate, were “poor indicators of black political cohesiveness”
based on the district court’s finding that the “white establishment” backed this candidate in two of
the school board elections. See 899 F.2d at 1019 n.8 (Kravitch, J., concurring). Notably, the fact
that minority political cohesion was lacking in one-third of the endogenous elections did not
preclude a finding that the voting patterns across multiple elections revealed minority political
cohesion.
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Excluding Sue Bell Cobb’s 2000 Democratic primary race, in which Dr.
Handley finds that voting was not racially polarized, Handley Am. Expert Report,
at 15, the statistics here carry similar percentage ranges as in Gingles and Solomon.
The low end of the range for African-American support for the African-American
candidate exceeds that in both Gingles and Solomon (78.3% here compared to 71%
in Gingles, and 75% in Solomon). And the high end of the range (89.6%) is 2.4
registered voters and votes cast for the African-American candidate are further proof
of minority political cohesion. See Solomon, 899 F.2d at 1020 & n.9 (Kravitch, J.,
“exceptionally strong positive correlation[s] between registered black voters and the
number of votes received by the candidate expected to receive black support” in four
of the six endogenous elections (ranging from .919 and .996) and in all ten of the
secretary of state, and auditor — are consistent with the foregoing. In each of these
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endogenous are sufficient for purposes of the second Gingles precondition. See 478
U.S. at 56. Plaintiffs have shown minority political cohesiveness in these appellate-
judgeship elections.
have proven that, in the elections Dr. Handley analyzed, the white bloc votes
normally (but not always) defeated the combined strength of the black votes and
between 2000 and 2008 — the white candidates received between at least 62.6% and
at least 73.1% of the white vote. These percentages reveal that white voters do not
vote as cohesively as African Americans, whose bloc vote averaged 83.64% in these
same eight elections. But the white votes cast for the white candidates, when
averaged, are roughly two-thirds, the same as in Gingles, where the Court found that
there was white bloc voting. Gingles, 478 U.S. at 59 (“[A]pproximately two-thirds
of white voters did not vote for black candidates in general elections, even after the
candidate had won the Democratic primary and the choice was to vote for a
crossover vote ranged from 26.9% to 37.4%, yet the black candidate lost each
election. Handley Am. Expert Report, at 17, 22. Comparatively, in Gingles, white
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crossover voting for the black candidate ranged from 28% to 49% in general
elections, and, in those races, the black-preferred candidate lost. See SCLC, 56 F.3d
at 1304 (Hatchett, J., dissenting) (“[R]acial bloc voting often exists when the average
governor, secretary of state, and auditor — the percentages of the white bloc vote
were higher. In these three races, the white opponent received between at least
82.3% and at least 85.3% of the white vote; the white crossover vote for the black
candidate ranged from 14.7% to 17.7%; and, in each election, the black-preferred
candidate lost. These results are consistent with the pattern of white bloc voting in
the endogenous elections and allow an inference to be made about the voting patterns
However, the same pattern does not emerge in the two Democratic primaries.
First, in 2000, Sue Bell Cobb received a substantial number of black votes (at least
63.9%) and white votes (at least 72.4%) for Court of Criminal Appeals, Place 3. The
overwhelming majority of both black and white voters supported Cobb, and she won.
There was not a white bloc vote (or stated differently, the white bloc elected a black-
preferred candidate). Second, Clyde Jones, the black-preferred candidate, won the
Democratic primary in 2008 for Court of Criminal Appeals, Place 1, with at least
74.8% of the black vote and at most 38.9% of the white crossover vote. Even though
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the percentages reveal that the white voters preferred Dodd and the black voters
preferred Jones, Jones’s ability to win the Democratic nomination over his white
Democratic opponent is evidence that white voters did not try to vote as a bloc to
Trial Ex. 24; Doc. # 85-1). The inference of racially polarized voting that Dr.
Handley derives from the white low-turnout in the Democratic primary is weak.
pattern of racial bloc voting in the limited elections Dr. Handley analyzed. See
Gingles, 478 U.S. at 57 (“[A] pattern of racial bloc voting that extends over a period
of time is more probative of . . . legally significant polarization than are the results
of a single election.”).
To sustain their burden under the third Gingles precondition, Plaintiffs do not
have to prove that whites vote sufficiently as a bloc always to defeat the black-
preferred candidate. They have to prove only that “whites vote sufficiently as a bloc
Plaintiffs have proven that, in the elections Dr. Handley analyzed, white bloc voting
analyzed eight general and two Democratic primary elections for appellate
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occurred between 2000 and 2008. She also analyzed three exogenous statewide
explanation. She did not analyze the 2008 and 2012 appellate judicial races of Judge
Paseur and Judge Vance, the black-preferred candidates. Dr. Handley also omitted
analyses of Justice Adams’s and Justice Cook’s elections. The failure of Dr.
Handley to analyze all relevant elections diminishes somewhat the overall weight of
If those races had been added, there would have been thirteen endogenous
statewide general elections between 1982 and 2012 in which the black-preferred
candidate competed strongly (defined here as receiving over 44% of the statewide
general election vote). Overall, in those thirteen elections, six ended in a winning
cause40 and seven in a losing cause, resulting in a 46% success for the black-
preferred candidate.
An unopposed race is a “win” in its own right. See Milwaukee Branch of the NAACP,
40
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Notwithstanding that Dr. Handley did not canvass all relevant elections, the
statistical results of the tested elections appear to be enough under existing precedent
to demonstrate that African Americans vote cohesively, that black voters and white
voters prefer different candidates, and that white voters usually are able to defeat the
black-preferred candidate. See Solomon, 899 F.2d at 1021 (Kravitch, J., concurring)
(stating that “six futile [endogenous] elections is enough” to prove racially polarized
voting under Gingles.). And the smidgen of Plaintiffs’ anecdotal evidence is not to
the contrary. See, e.g., Trial Tr. II, at 41 (Muhammad). Plus, the fact remains that
have proven, by a preponderance of the evidence, the second and third Gingles
preconditions.
Plaintiffs’ § 2 vote dilution claim fails as to the AC plans on the first Gingles
precondition. As will be discussed in Part V.A.7., Plaintiffs also have not shown
41
In 2018, Judge Vance also was on the ballot in the general election for Chief Justice of
the Supreme Court and garnered 42.5% of the vote. This election occurred two days prior to the
trial and more than eleven months after the completion of Dr. Handley’s report. Statistical analysis
of this election would not have been feasible for Dr. Handley or fair to the parties.
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that a feasible remedy can be fashioned, as is required in this circuit to fulfill the first
the interest of thoroughness, proceeds on the assumption that Plaintiffs have satisfied
Proof of the three Gingles preconditions “does not end the inquiry.” Solomon,
violation but are not enough alone to establish liability. This much the Supreme
Johnson, 512 U.S. at 1011. “As facts beyond the ambit of the three Gingles factors
about the force of the Gingles factors in pointing to dilution.” Id. at 1013. “[W]hat
appears to be bloc voting on account of race may, instead, be the result of political
221 F.3d at 1225. As will become clear, the totality of circumstances points to
factors other than race — most prominently, partisan politics and the decline of the
results. And “[e]lectoral losses that are attributable to partisan politics do not
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implicate the protections of § 2.” League of United Latin Am. Citizens, Council No.
4434 v. Clements, 999 F.2d 831, 863 (5th Cir. 1993) [hereinafter Clements] (en
banc).
The key fact so far in Plaintiffs’ favor is their inability to elect a black-
candidate since 1994 (Cook). But, as Justice Stevens wrote in Chisom v. Roemer,
violation unless, under the totality of circumstances, it can also be said that the
members of the protected class have less opportunity to participate in the political
process.” 501 U.S. at 397; see also § 10301(b) (“A violation . . . is established if . . .
it is shown that the political processes leading to nomination or election in the State
contains only 200 words; the Senate Report contains 130,892 words spread over 241
build a 747 aircraft. The Gingles Court essentially elevated the Senate factors to the
status of law, though not legislative enactment. So, to comply with obligations
established in the caselaw, the court has conducted a “comprehensive, not limited,
canvassing of the relevant facts,” Johnson, 512 U.S. at 1011, to determine if illegal
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vote dilution on account of race has occurred in Alabama appellate court races. That
life is long, well-documented, and undisputed. Though things have changed, the
. . . that touched the right” of African Americans “to register, to vote, or otherwise
political life began almost as soon as slavery ended. Summarized here because they
are undisputed, those efforts were both debilitating and comprehensive. In 1874,
white Democrats “redeemed” Alabama politics from the Republican “black rule” of
Reconstruction with the help of “anti-black terrorism across the state.” Norrell
Expert Report, at 7 (Pls.’ Trial Ex. 85; Doc. # 66-1). When Redeemer Democrats
gained control of Alabama politics in 1874, they manipulated party rules and
judicial elections. Norrell Expert Report, at 7–8. From that point on, African-
American voting fell dramatically because it was simply too difficult and often
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dangerous. Many of the African-American votes that were cast were robbed by
Redeemer Democrats, who stuffed and stole ballot boxes in the 1880s and 1890s.
the 1893 Sayre Law. The Sayre Law was a complex election statute designed to
keep African Americans and poor whites from voting. Bolden v. City of Mobile, 542
F. Supp. 1050, 1062 (S.D. Ala. 1982), aff’d, 571 F.2d 238 (5th Cir. 1978), rev’d, 446
U.S. 55 (1980). The law “was quite successful” in reducing African-American voter
turnout by 22% from 1892 to 1894 and in keeping it below 50%. Id.
the proceedings of which began with its president declaring the convention’s
purpose “to establish white supremacy in this State.” Hunter v. Underwood, 471
Convention of the State of Alabama, May 21st, 1901 to September 3rd, 1901, at 8
(1940)). The convention achieved its purpose. The 1901 Constitution, which
required voters either to be literate or to own property and pay a poll tax, removed
all but 3,000 of the over-100,000 African Americans registered to vote in Alabama.
Norrell Expert Report, at 13 (Pls.’ Trial Ex. 85; Doc. # 66-1); see also Dillard v.
Crenshaw Cty., 640 F. Supp. 1347, 1358 (M.D. Ala. 1986) (“The 1901 Constitution
contained so many different voter qualifications that by 1909 all but approximately
4,000 of the nearly 182,000 black persons of voting age in Alabama had been
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removed from the rolls of eligible voters.” (citation omitted)). In 1902, to further
guarantee white supremacy, the Democratic Party, whose primary was the only
election that mattered at the time and into the 1980s, excluded African Americans
from its primary. Norrell Expert Report, at 13 (Pls.’ Trial Ex. 85; Doc. # 66-1). The
white primary lasted until it was outlawed by the Supreme Court in Smith v.
Allwright, 321 U.S. 649 (1944), but the State did not willingly comply for several
years thereafter.
After Smith, the State found new ways to keep African Americans relegated
872, 873 (S.D. Ala.) (three-judge district court), aff’d, 336 U.S. 933 (1949). After
the Boswell Amendment was struck down in Davis, registrars in several counties
continued their efforts to keep African Americans from voting by subjecting them
to more rigorous procedures than whites.42 See United States v. Logan, 344 F.2d
42
In one case arising out of this district, the voter registrars of Bullock County
supplemented spurious tests, playing “hide and seek” with African-American citizens by hiding
themselves in the bowels of the courthouse basement behind closed doors when African-
Americans showed up to register to vote. See Sellers v. Wilson, 123 F. Supp. 917 (M.D. Ala.
1954). The case was brought by two prominent African-American attorneys, Arthur D. Shores of
Birmingham, Alabama, and Thurgood Marshall, who obtained a just ruling for their clients and
for all African Americans: “The supreme law of this republic is that no tests can be required of a
Negro applicant as a pre-requisite to registration as a voter that is not required of a white applicant;
therefore, let no Board of Registrars try to devise any scheme or artifice to do otherwise.” Id.
at 920.
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290 (5th Cir. 1965) (per curiam) (Wilcox County); United States v. Mayton, 335
F.2d 153 (5th Cir. 1964) (Perry County); United States v. Atkins, 323 F.2d 733 (5th
Cir. 1963) (Dallas County); Alabama v. United States, 304 F.2d 583 (5th Cir.)
(Macon County), aff’d sub nom. Alabama v. United States, 371 U.S. 37 (1962);
United States v. Parker, 236 F. Supp. 511 (M.D. Ala. 1964) (Montgomery County);
United States v. Penton, 212 F. Supp. 193 (M.D. Ala. 1962) (Montgomery County).
Of particular note, in the 1950s and 1960s, the Alabama Supreme Court
to disqualify African Americans. See Parker, 236 F. Supp. at 515; Penton, 212 F.
Supp. at 196. That court was also complicit in the State’s efforts to keep the National
Alabama. See NAACP v. Alabama, 357 U.S. 449 (1958) (reversing the Alabama
Supreme Court’s contempt order against the NAACP for refusing to turn over
gerrymandering, see Gomillion v. Lightfoot, 364 U.S. 339 (1960); Sims v. Baggett,
247 F. Supp. 96 (M.D. Ala. 1965), and selective enforcement of the poll tax, see
United States v. Alabama, 252 F. Supp. 95 (M.D Ala. 1966) (three-judge district
court). And when legal mechanisms were not enough, some public officials used
intimidation and violence to keep African Americans from voting. See United States
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v. McLeod, 385 F.2d 734 (5th Cir. 1967); Clark v. Boynton, 362 F.2d 992 (5th Cir.
1966); Williams v. Wallace, 240 F. Supp. 100, 104 (M.D. Ala. 1965).
The fifth Senate factor addresses “the extent to which members of the minority
group in the state or political subdivision bear the effects of discrimination in such
areas as education, employment and health, which hinder their ability to participate
effectively in the political process.” S. Rep. No. 97-417, at 29. Thus the court must
find that (1) past discrimination in these areas existed, (2) that those effects are borne
by African Americans today, and (3) that these effects hinder African Americans’
present ability to participate in the political process. When plaintiffs have shown
past discrimination and present socioeconomic disparities, “and where the level of
black participation in politics is depressed, plaintiffs need not prove any further
causal nexus between their disparate socioeconomic status and the depressed level
For at least the first seventy years of the twentieth century, segregation was a
fact of life in Alabama. And nearly every aspect of public life was segregated. See,
e.g., Norris v. Alabama, 294 U.S. 587 (1935) (juries); Smith v. Y.M.C.A., 316 F.
Supp. 899 (M.D. Ala. 1970) (public pools), aff’d as modified sub nom. 462 F.2d 634
(5th Cir. 1972); Marable v. Ala. Mental Health Bd., 297 F. Supp. 291 (M.D. Ala.
1969) (three-judge district court) (mental health facilities); Washington v. Lee, 263
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F. Supp. 327 (M.D. Ala. 1966) (three-judge district court) (jails and prisons), aff’d,
390 U.S. 333 (1968); Gilmore v. City of Montgomery, 176 F. Supp. 776 (M.D. Ala.
1964) (public parks), aff’d and modified, 277 F.2d 364 (5th Cir. 1960); Cobb v.
Montgomery Library Bd., 207 F. Supp. 880 (M.D. Ala. 1962) (public libraries and
museums); United States v. City of Montgomery, 201 F. Supp. 590 (M.D. Ala. 1962)
(airports); Browder v. Gayle, 142 F. Supp. 707 (M.D. Ala.) (three-judge district
court) (buses), aff’d, 352 U.S. 903 (1956), and aff’d sub nom. Owen v. Browder, 352
African Americans were long denied the same educational and employment
opportunities as whites. Well after Brown v. Board of Education, 347 U.S. 483
requiring further intervention by federal courts. See, e.g., Armstrong v. Bd. of Educ.
of City of Birmingham, 323 F.2d 333 (5th Cir. 1963); Lee v. Macon Cty. Bd. of Educ.,
231 F. Supp. 743 (M.D. Ala. 1964) (three-judge district court). The only public law
school in the state, The University of Alabama School of Law, did not admit African-
1965 and 1968, and had no African-American graduates until 1972. See McCrary
Expert Report, at 12, ¶ 24 (Pls.’ Trial Ex. 122; Doc. # 69-1); see also Trial Tr. IV,
at 73 (Cook) (testifying that, even during the decade after Brown v. Board of
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Alabama’s law school was Judge John England, who testified in this case. Trial Tr.
troopers), aff’d sub nom. United States v. Paradise, 480 U.S. 149 (1987); United
States v. Frazer, 317 F. Supp. 1079 (M.D. Ala. 1970) (finding race-based
This extensive and shameful history led Fifth Circuit Judge Richard T. Rives,
“from the Constitutional Convention of 1901 to the present, the State of Alabama
has consistently devoted its official resources to maintaining white supremacy and a
district court). And though Judge Rives made that statement in 1966, the effects of
the past are still felt today, as black Alabamians have overall lower educational
attainment levels than white Alabamians,43 Trial Tr. II, at 177–78 (Cooper), and are
43
In Alabama, for individuals 25 years of age and older, a high school diploma (GED “or
alternative”) is the highest level of education for 33.2% of African Americans and 30.3% of whites.
But more African Americans than whites have not earned even a high school diploma (18% versus
12.6%, respectively). For 31.1% of African Americans and 29.8% of whites, the highest level of
education earned is “some college or [an] associate’s degree.” The largest educational gap
between African Americans and whites occurs in the attainment of four-year college degrees and
above: Whites lead African Americans 27.3% to 17.7% in this category. Pls.’ Trial Ex. 89 (Ex.
C1 to Cooper Expert Report); Trial Tr. II, at 193–94 (Cooper).
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more than twice as likely to be unemployed and to live in poverty, Trial Tr. II, at 178
(Cooper). See also Pls.’ Proposed Findings of Fact, at 71, ¶¶ 67, 68 (Doc. # 176)
As the United States Supreme Court has recognized, Alabama today is a vastly
different place than it was even a half-century ago. See generally Shelby Cty. v.
Holder, 570 U.S. 529 (2013). Overt discriminatory election devices have long been
whites have reached parity. See id. at 535 (citing Dep’t of Commerce, Census
Bureau, Reported Voting and Registration, by Sex, Race and Hispanic Origin, for
States (Nov. 2012) (Table 4b)); id. at 548 (citing S. Rep. No. 109–295, at 11 (2006))
(showing an almost identical percentage of white and black eligible voters who are
population. Compare 2010 Census Population Statistics (Defs.’ Trial Ex. 90), with
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Doug Jones became the first Democrat to win a U.S. Senate seat in Alabama in a
Trial Tr. II, at 46 (Muhammad); Trial Tr. II, at 62 (Harris); Trial Tr. V, at 75
(Bonneau); McKee Rebuttal Report, at 29 (Pls.’ Trial Ex. 123; Doc. # 88). Plaintiffs
simply have not shown that, in present-day Alabama, there are any barriers keeping
African Americans from participating in the political process as voters. The level of
But the evidence does show that socioeconomic disparities between black and
white Alabamians hurt black candidates because it is harder for them to raise money.
See Trial Tr. III, at 29–30 (McCrary). Evidence referenced in Part V.A.6.a.ii. supra
lends support for this finding. In their 2000 campaigns, which they lost, Justices
Cook and England were outspent by their white Republican opponents $1,254,450
at 10, ¶ 24 (Defs.’ Trial Ex. 24; Doc. # 85-1). However, few realities have only a
sole cause. During this period, business interests were successfully spending large
amounts of money to help Republicans win judicial races, making Alabama Supreme
Court races some of the most expensive in the country. Gaylord Reply Report, at 10
(Defs.’ Trial Ex. 27; Doc. # 93-2); Trial Tr. V, at 136 (Bonneau). Nevertheless, in
candidates spent on average about five times less than the rest of the losing
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candidates (all of whom, with the exception of Sue Bell Cobb, were Democrats).
Bonneau Expert Report, at 11–12, ¶ 28 (Defs.’ Trial Ex. 24; Doc. # 85-1). The State
argues that disparities in campaign spending help show that race-neutral reasons
drive African-American electoral defeats, but the court cannot ignore the fact that
African Americans weighs in favor of Senate factor 1 because that history will never
change. But the more recent evidence of African-American voter registration and
turnout points toward a finding that Alabama’s appellate judicial elections today are
on very little evidence to the contrary. But, as to Senate factor 5, the effects of past
ability to raise money. Senate factor 1 weighs in favor of Plaintiffs, while Senate
The second Senate factor examines “the extent to which voting in the elections
of the state or political subdivision is racially polarized.” S. Rep. No. 97-417, at 29.
Some courts have identified this as one of the two most important factors, the other
being the extent to which members of the protected class have been elected to office
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in the State or political subdivision. The evidence on racially polarized voting was
analyzed in the discussion of the second and third Gingles preconditions. There, the
inquiry focused solely on “how” black and white voters voted. The focus now, at
“why” voters cast their ballots for certain candidates. That is to say, “what appears
to be bloc voting on account of race [which is the inevitable result of satisfying the
affiliation of different racial groups with different candidates.” Solomon, 221 F.3d
The State counters Plaintiffs’ evidence of vote dilution by showing that black-
preferred candidates lose because they “are running as Democrats in a red State.”
Defs.’ Post-Trial Br., at 6 (Doc. # 168). The evidence of this theory is substantial.
Since 2000, all African-American candidates for statewide office have run as
Democrats, and all have lost, while two black-preferred (white) Democratic
candidate have won a total of three races (Cobb and Doug Jones). However, “[t]he
circumstance that a group does not win elections does not resolve the issue of vote
dilution.” LULAC, 548 U.S. at 428. After all, “the ultimate right of § 2 is equality
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Alabama is indeed a ruby red state — “one of the most Republican states in
the entire South.” Trial Tr. VI, at 180 (McKee). That fact has made it virtually
impossible for Democrats — of any race — to win statewide in Alabama in the past
two decades. Since 2008, while all black Democrats have lost their statewide races,
so have all white Democrats, with the exception of Doug Jones (2017 special U.S.
Senate election). And, since 2000, Sue Bell Cobb has been the only victorious
Within the Democratic Party, there is evidence that black Democrats get more
multivariate regression model in which the two independent variables are the
percentage of registered voters who are African American and whether the losing
of 1.4 percentage points better than white Democratic candidates.44 Bonneau Expert
Report, at 15, ¶ 36 (Defs.’ Trial Ex. 24; Doc. # 85-1). Excluding Sue Bell Cobb
from this measure, that number increases to 2.1 percentage points. Id. And, since
those results hold constant the percentage of registered voters who are African
44
There were four African-American candidates who ran as Democrats during the time
period of Dr. Bonneau’s analyses. Bonneau Expert Report, at 9, ¶ 22 & App. A (Defs.’ Trial Ex.
24; Doc. # 85-1).
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for black Democrats is being disguised by a “boost” in black support for black
Democrats. In fact, Dr. Bonneau found that, in areas with the highest percentage of
Report, at 16, ¶ 38 (Defs.’ Trial Ex. 24; Doc. # 85-1). From these results, it
reasonably can be inferred that white Democratic voters give equal or greater support
significant considering that losing black candidates in general elections spent much
less money in appellate court races than the rest of the losing candidates. Bonneau
Expert Report, at 10–12, ¶¶ 24, 28 (Defs.’ Trial Ex. 24; Doc. # 85-1). So despite
That white Democratic primary voters appear to give equal support to black
Democratic candidates suggests that black candidates are not penalized in appellate
judicial elections by their race alone. See Clements, 999 F.2d at 879 (“White voters’
support for black Republican candidates was equal to or greater than their support
for white Republicans. Likewise, black and white Democratic candidates received
equal percentages of the white vote. Given these facts, we cannot see how minority-
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preferred judicial candidates were defeated ‘on account of race or color.’ Rather,
Hispanic defeats). The evidence is not as strong here as it was in Clements and
Lopez, because neither Dr. Bonneau’s data nor Dr. Handley’s data included an
evidence supporting or discrediting the State’s theory that white voters would
elected.” Trial Tr. VI, at 213–14 (McKee). The court recognizes also that a
important that, despite large spending disparities, losing black candidates receive a
45
It appears from the record that the only African American to run statewide for a judgeship
in the general election as a Republican was Greg Griffin, who ran for a seat on the Court of
Criminal Appeals in 1994 and lost to the venerable Sue Bell Cobb. See Ala. Statewide Elections
from 1970 to Present, at 22 (Defs.’ Trial Ex. 103; Doc. # 151-1).
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slight edge in their share of the vote over losing white candidates. Socioeconomic
disparities between black and white Alabamians do make it harder for black
candidates to raise money, and the court has not ignored that fact. But the notion
that African-American candidates lose solely because of their skin color is not
supported by the evidence. There is a strong case that party, not race, is driving
Republican counterpart makes it even harder for any Democratic candidate — white
or black — to get elected. One need look no further than the past four general
elections, in which Democrats put up candidates for only twelve out of forty-six
statewide offices, and the failure of any Democratic candidate to qualify to run in
the March 3, 2020 primary for six open appellate judicial seats, to see that the
Several witnesses agreed that the Alabama Democratic Party is in very rough
significantly weaker than it was 20 years ago on all levels [—] leadership, funds,
ability to help their candidates. It’s across the board weaker.”); Trial Tr. II, at 33
(Travis) (explaining that the state Democratic Party’s ability to raise money “is not
as great” as the Republican Party’s and that its few fundraising successes have been
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from out of state); Trial Tr. V, at 193–94 (Harwood) (describing recent losing
during the 120-year transition from the dominance of the Democratic Party to the
dominance of the Republican Party, there has “been a concomitant loss of influence
Tr. V, at 197–98 (Harwood) (testifying that the late Paul Hubbard, former leader of
the Alabama Education Association, was a “power” in the Democratic Party and that
Hubbard’s passing weakened the party); Trial Tr. VI, at 217–22 (McKee) (agreeing
generally with those candidates’ criticisms about the Democratic Party and
describing the Democratic Party as being in a “moribund state”); Trial Tr. VI,
at 215–16, 222 (McKee) (agreeing that white Democrats are having no more
successes than black Democrats in Alabama elections, id. at 215–16, and stating that
the Democratic Party in Alabama “is pretty darn electorally weak, and it has been
The fractured state of the Alabama Democratic Party is now the subject of a
state-court lawsuit in which one faction of the party has sued the other for party
control. See Verified Complaint, Ala. Democratic Party, et al. v. Gilbert, et al., No.
Without a viable party behind them, Democratic candidates of any race have an
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uphill battle. Trial Tr. V, at 69–70 (Bonneau) (explaining that weak infrastructure
makes it more difficult for a party to recruit candidates and support those candidates
elections. The best empirical evidence of this impotency is raw facts about the
number of elections and the results of elections. Supreme Court races in Alabama
have in recent history elected, in staggered terms, one justice every six years (1990,
1996, 2002, 2008, 2014, and so on), three justices every six years (1986, 1992, 1998,
2004, 2010, 2016, and so on), and five justices, including the Chief Justice, every
six years (1988, 1994, 2000, 2006, 2012, 2018, and so on).
Since and including 1980, there have been 128 elections for a position on one
of Alabama’s three appellate courts. From 1980 until 1994 (the year of the infamous
Hornsby-Hooper race), Democrats were unanimous victors, winning all forty races,
fifteen by forfeit (no Republican candidate). In 1994, Republicans won three of ten
appellate court races: Hooper for the Supreme Court and two courts of appeals races.
As mentioned before, Hooper was the first Republican in history elected to the
Alabama Supreme Court, ending a 126-year drought. Republicans lost the other four
Supreme Court seats that year, as well as three of five courts of appeals races. But
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In 1996, Republicans skunked the Democrats, winning all five appellate races.
election year in which Bush won (5-4, just barely), there were eleven appellate court
races. Republicans won ten (all five on the Supreme Court) of the eleven places,
with the aforesaid venerable (but increasingly lonely, in a strictly partisan sense) Sue
Bell Cobb winning as a Democrat on the Court of Criminal Appeals. Since 2000,
Sue Bell Cobb is the only Democrat to win an appellate judgeship in Alabama, when
she was elected Chief Justice in 2006. And out of nineteen appellate judges, she was
the only Democrat on the bench until her resignation in 2011. Republicans won all
In all, since 2002, Republicans have shut out Democrats in eight of nine
election cycles in appellate judicial races in Alabama. From 1998 until 2008,
Democrats competed at a little less than par (in number of contested elections) with
to Republican’s five candidates for five seats. In 2012, Democrats put up only one
candidate for eleven seats (Judge Vance for Chief Justice, running against Roy Moore
— and Judge Vance took 48.12% of the vote). Democrats put up zero candidates for
five places in 2014 and zero candidates for three places in 2016. Again in 2018, Judge
Vance ran for Chief Justice, this time losing to Republican Justice Tom Parker. But
Judge Vance was one of only two Democrats to take the field against eleven
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Republicans that year. See Ala. Statewide Elections from 1970 to Present, at 35–44
Since Sue Bell Cobb won in 2006, Republicans have shut out Democrats thirty-
nine to zero in six consecutive election cycles for thirty-nine appellate court slots.
And the court takes judicial notice that, out of the six open seats for Alabama appellate
judgeships in 2020, no Democrat has qualified to run in the March 3, 2020 primary.
See Alabama Democratic Party, Certified Candidates for Primary Election, http://
www.aldemocrats.org/blog/certified_candidates_for_2020_primary_election (last
visited Feb. 5, 2020); see also SCLC, 56 F.3d at 1288 n.13 (taking judicial notice of
the “current depiction of the composition of the bench” because that “information
[was] not available at the time the district court rendered its decision”).
five consecutive election cycles, and the Democrats only put up two candidates in
the last three election cycles for nineteen slots. Two for nineteen. That is evidence
Party. When African Americans run only as Democrats, their fate, of late, is sealed.
That fate, unless you are Justice Sue Bell Cobb, is no different for white candidates
Plaintiffs have failed to explain how they expect to win appellate judicial
elections when they put up few and sometimes no candidates. Futility was their only
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argument. But that argument applies to the Democratic Party as a whole, not to the
you aren’t a Republican candidate, I don’t think you really have a chance in 99 out
the Alabama Democratic Party. And they produced no evidence at all that this
dismal state is “on account of race.” In fact, the evidence in the case supports the
opposite conclusion. The weakness of the Alabama Democratic Party in the twenty-
appellate judges. Candidates for appellate judicial office first compete in partisan
primaries to represent their party in the general election. The primary winners
appear on the general election ballot under their political party. Plaintiffs do not
seek to eliminate the partisan nature of Alabama’s elections for appellate judges.
See Trial Tr. I, at 8 (“[I]n [Plaintiffs’] view, the partisan nature of the elections may
or may not be lamentable; but it’s not part of the remedy that we’re seeking in this
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case. In other words, we’re not trying to change the way the elections are held except
for the fact that they should be held from districts.”) (opening statements).
The fact that appellate judges must run under a party banner in a highly
partisan state reinforces the theory that judicial election results are driven in part by
the party of the candidate, not the race of the candidate. Judge England testified that
candidates” because voters only consider “the R or the D in front of [the candidate’s]
profile races (like judicial races) where voters know less about the candidates, an R
comfortable voting for that candidate. See Trial Tr. V, at 43–44 (Bonneau)
and voters can identify the candidate of their preferred party more often in partisan
It may be true that, if partisan elections were eliminated, candidates would use
“code symbol[s]” like “the individual’s face, statements like I’m a conservative
Christian,” Trial Tr. I, at 109–10 (Jones), or “God or guns,” Trial Tr. I, at 138–39
(White), to tell voters that the candidate is “basically a Republican and the other
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person is not,” Trial Tr. I, at 110 (Jones). But when a large percentage of the
Alabama electorate is voting straight ticket, Trial Tr. V, at 57 (Bonneau), those “code
symbols” are unnecessary because the R or the D is sometimes all the information
election results. Many voters are driven to the polls because of races at the top of
the ticket, then end up voting for down-ballot candidates, including judges, of the
(Bonneau). Between 2008 and 2014, about a quarter of total ballots cast in Alabama
were straight-ticket Democrat, and another quarter of total ballots in Alabama cast
24; Doc. # 85-1); Trial Tr. V, at 57 (Bonneau). Moreover, the most recent numbers
show that straight-ticket voting is even more prevalent today and decisively in the
Republican party column. One witness for Plaintiffs testified that, after the 2018
election (which occurred during trial), he believed that two-thirds of Alabama voters
voted straight ticket. Trial Tr. II, at 30 (Travis). That assertion is consistent with
the statistics reported by the Alabama Secretary of State. According to the Alabama
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Secretary of State, 65% of voters in the 2018 general election voted straight ticket.46
See Ala. Sec’y of State, Elections Data Downloads, 2018 General Voter Turnout
visited Feb. 5, 2020). And the vote totals in general elections for state offices in the
past ten years are consistent with widespread straight-ticket voting, as Republican
candidates and Democratic candidates received a similar share of votes across the
board in each election. See Ala. Statewide Elections from 1970 to Present, at 35–
36, 39, 43–44 (Defs.’ Trial Ex. 103; Doc. # 151-1); see also Trial Tr. V, at 117
(Bonneau) (“And when you add to that the straight-ticket voting option in the state
of Alabama, it’s not surprising to see a tight cluster of vote totals among candidates
where voters just go in and vote all straight party, all for one party’s candidates or
While the Republican party did not have a clear advantage in straight-ticket
voting in the elections Dr. Bonneau cites, it is noteworthy that roughly two-thirds of
the Alabama electorate is voting for a party, not necessarily for particular
candidates. Thus, many straight-ticket voters are likely not looking at down-ticket
46
Of the 1,725,877 total ballots cast, Republicans had 663,269 straight-ticket votes, and
Democrats had 462,065 straight-ticket votes. While Republicans cast more straight-ticket votes
than Democrats in the 2018 general election, the data on the Alabama Secretary of State’s website
does not include a breakdown of the total number of votes (straight-ticket voting plus split-ticket
voting) cast by Republicans and Democrats. Hence, there is no evidence as to which party had a
higher percentage of straight-ticket voters.
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candidates’ qualifications (or, for that matter, their races or even their names), but
who have won or competed strongly in races. As already discussed, since 1982, two
candidates, won three statewide general elections: two elections for Justice Oscar
Adams (one unopposed and one opposed) and one for Justice Ralph Cook (opposed).
Counting primaries, that would be two for Justice Adams (one unopposed and one
opposed), one primary runoff for Justice Adams, and two primaries for Justice Cook
(who had no opposition in 1994 and who beat his opponent in the 2000 Democratic
primary, but lost the 2000 general election). Out of eight statewide primary and
general races, head-to-head with white opponents, these two black incumbents won
seven. The unopposed races are “wins” in their own right. See Milwaukee Branch
of the NAACP, 116 F.3d at 1199. Justice England was appointed in 1999 to fill an
unexpired term, won the 2000 Democratic primary, but lost in the general election
of 2000. He ran again in 2006, won the Democratic primary and lost to his
elections, Judge England won two primaries and lost two general elections. In 2000
and 2006, Judge England garnered 45.7% and 45% of the statewide general election
vote respectively, and daresay, respectably, in a state that is 26% African American,
and, in both elections, he had more votes than the losing white Democratic
candidates running for associate justice for other place numbers. See Ala. Statewide
Elections from 1970 to Present, at 27, 32–33 (Defs.’ Trial Ex. 103; Doc. # 151-1);
Post-Trial Stipulations, at 31, ¶ 153 (Doc. # 176). In 2008, Judge Clyde Jones, the
In the last ten years, no African-American candidate has stood for office in a
statewide judicial race. Of course, the § 2 focus is not on the race of the candidate
but the race of the voter, and African-Americans have a right not to have their vote
statewide general elections since and including 1982 in which the black-preferred
candidate competed strongly (defined here as receiving over 40% of the statewide
general election vote), six in a winning cause and eight in a losing cause, resulting
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candidate is 47% over the 18-year span from 2000 to 2018. The percentage of
Plaintiffs correctly point out that the existence of extreme partisanship in the
state does not matter unless one first explains why Alabama’s partisan preferences
are the way they are. Why do white Alabamians vote overwhelmingly Republican,
According to Plaintiffs, the answer is race. For this proposition, Plaintiffs rely
such as southern political history and partisan realignment in the south, but Dr.
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subjective voting motivations. No judge has ever qualified him as such, and he has
never — until he took the stand here, and as far as this court can tell — claimed to
not support that Dr. McKee knows any Alabama voter outside those he worked with
professionally on this case. Yet on direct examination he opined that whites in the
south are Republican for racial reasons because he “can’t think” of any other reason.
Trial Tr. VI, at 157, 173, 196. He espoused that in Alabama race is the reason for
the realignment of the Republican Party as the dominating party and that “to me”
this conclusion does not “take[] any in-depth analysis”; “it’s face validity.”47 Trial
Tr. VI, at 131. He discarded tort reform and high profile statewide races as
legitimate forces in Alabama for party alignment. See Trial Tr. IV, at 170 (“[Voters
are] not going to realign over tort reform”); Trial Tr. IV, at 169–70 (rebuffing the
premise that the Hooper/Hornsby race was a catalyst for the realignment of the
political parties in Alabama and quipping, “I know that the Hooper/Hornsby dispute
proclaiming, “I’m starting to laugh when I hear Hooper/Hornsby again,” Trial Tr.
47
This testimony harks the undersigned back to law practice days when a party, who was
asked if he had any evidence of a fact that he had asserted, testified: “I don’t need evidence. It’s
true.”
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IV, at 196, and testifying that a white voter (presumably, every white voter) who
Many witnesses were offered by both sides who are qualified to give lay
opinions on the motivations of Alabama voters over time and in the context of the
state’s rich political history. Justices Cook, Murdock, and Harwood and Judges
England and Jones are clearly qualified to say in their opinion, as lifelong Alabama
subjective motivation for voting behavior in Alabama might or might not be.
Justices Cook and Harwood both testified that they have campaigned in all 67
Alabama counties, and benefitted from it; no doubt the others have the same
experience. Justice Murdock has litigated as a private attorney one of the most
maligned by Dr. McKee. Justice Murdock has attended meetings of the state
Republican committee for twenty-five years. Trial Tr. VI, at 57. Moreover, even
local counsel for all parties would be abundantly qualified to testify on voter
motivations of the voting behavior of Alabama voters, Dr. McKee is not qualified.
Dr. McKee’s conclusion that race best explains the present results in Alabama
judicial elections has at least two flaws. First, his explanation for voter behavior
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McKee did not consider facts specific to Alabama judicial elections that speak to the
results of those elections. He did not include any state judicial races in his empirical
analysis.
The main part of Dr. McKee’s historical analysis will take a few pages to sort
out. It begins with the 1964 presidential election, when he says the national parties
championed the Civil Rights Act of 1964, but Republican presidential nominee
Barry Goldwater voted against it. Goldwater’s vote signaled which party, at least
on a national level, “took up the cause of civil rights.” Trial Tr. VI, at 130 (McKee).
Dr. McKee’s testimony is notably devoid of anything other than one Senator’s vote
out of a hundred that shows the parties “permanently reversed their positions on
black civil rights.” McKee Rebuttal Report, at 9 (Pls.’ Trial Ex. 123; Doc. # 88). In
fact, he acknowledges that the GOP’s success with white southerners that year was
“ephemeral.” Id. at 10. Dr. McKee vastly oversimplifies an historic cultural shift in
white votes. Whites going overboard the Alabama Democratic ship did not pass
African Americans abandoning the Republican ship in 1964. Whites took a long
time to jump.
It is beyond dispute that the Democratic Party dominated both national and
state elections in Alabama from 1874 until 1964 and continued to dominate state and
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local elections in Alabama from 1874 until 2000. The national Democratic Party’s
stance on civil rights issues had a lot to do with starting the transition in the 1960s.
But the story of political realignment in Alabama is a long and complicated one,
After the Civil Rights Act of 1964, continued Dr. McKee, the passage of the
Voting Rights Act in 1965 was the next major event in political realignment.
Southern Democrats who had opposed civil rights had to decide whether to embrace
the new African-American voters in their party or make a switch. According to Dr.
McKee, this is what happened: Southern Democrats figured out that they could keep
winning if they made separate overtures to white and black voters. From the mid-
1970s to the early 1990s, Democrats were able to win with biracial coalitions in
positions to white voters and civil rights issues to African-American voters. Stealth
reconstruction blocked Republican successes for decades. Trial Tr. VI, at 152, 154–
Browder, a former Alabama Secretary of State and congressman. Trial Tr. VI, at 155
generations of white southerners came of voting age, “they were much better
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. . . with the Republican Party. And Ronald Reagan was clearly one of those
moments where it became that much clearer to any white southerner which party
they should belong to.” Trial Tr. VI, at 157 (emphasis added). These younger
generations started off as either independents or Republicans, while their parents had
been Democrats and became Republicans, if at all, later. Trial Tr. VI, at 157.
conflict theory.” According to Dr. McKee, “relative advantage” and “group conflict
theory” explain the causative relationship in Alabama between “black growth and
then the response in terms of white Republicanism.” Trial Tr. VI, at 150, 163. As
feeling their “white power” threatened, leave the Democratic Party to take over the
Republican Party so they can maintain power without the need to form biracial
coalitions. Trial Tr. VI, at 161–62 (McKee). Oddly, the relative advantage and
group conflict theories do not explain why whites supported black candidates,
Justice Oscar Adams, who was elected twice, and Justice Ralph Cook, in the 1980s
and 1990s. Nor does Dr. McKee explain why these theories leapt over the
Adams/Cook successes, delaying twenty years (the 1980s and 1990s) before coming
But Dr. McKee also said that younger white voters, who had driven the
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(Pls.’ Trial Ex. 123; Doc. # 88) (emphasis added). Although relative advantage may
explain why some older whites left the Democratic Party, it does not explain why
younger, conservative white voters, who drove the realignment (and who were never
Despite this testimony, when confronted with the possibility that conservative
ideology, not race, determines party preference, Dr. McKee contradicted himself,
repeatedly rejecting the notion that Alabama voters know which political party
reflects their values. Trial Tr. VI, at 196–97 (McKee) (“If I were to give you a
random set of issues that mattered to most voters, they couldn’t connect the dots and
tell you what the conservative and liberal position is.”); Trial Tr. VI, at 207 (McKee)
(“Most voters in Alabama cannot do what you’re asking me. They cannot correctly
identify the alignment of those parties with those issues.”) This testimonial
turnaround, and the way it was delivered and received into evidence “live,” left no
doubt that Forrest Gump had entered the courtroom as a hapless, confused Alabama
voter — but confused only on party preference. Forrest was sure of his ideology,
but not his party; yet, according to Dr. McKee, Forrest was capable of “using the
power without the need to form biracial coalitions. Because of these inconsistencies
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and because Dr. McKee offered no evidence that he knows even one registered
Alabama voter other than Plaintiffs and counsel, his testimony has no credibility on
• Dr. McKee acknowledged that people recognize the GOP as a pro-life party.
Trial Tr. VI, at 207. In 2018, voters approved by a wide margin amending the
state constitution to provide that the State “supports the sanctity of unborn life
Republican position. Trial Tr. VI, at 211. In 2016, voters approved a “right-
48
To the extent the State objects to the court’s use of statewide amendment results without
the aid of expert testimony, that objection is sustained. As demonstrated below, the court has only
viewed those results under the guidance of one strain of Dr. McKee’s testimony about voter
behavior.
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pro-Second Amendment party. Trial Tr. VI, at 207. In 2014, voters approved
by a wide margin an amendment that “protects [the] right to bear arms” and
subjects any restriction of that right to strict scrutiny. 2014 Election Statewide
Statewide Amends., at 55 (Defs.’ Trial Ex. 103; Doc. # 151-1); Ala. Const.
(2015).
The court finds that Dr. McKee painted all Alabama voters with a broad
confusion about which political party agrees with them on these issues.
Dr. McKee thought that political issues that are neutral on their face may
become “racialized.” His only example, itself a “maybe,” is welfare, which he says
(with no empirical evidence) many whites view “as being given disproportionately
to undeserving blacks.” Trial Tr. VI, at 173 (McKee). He does not explain how
issues like abortion, the Second Amendment, the “right to work,” or traditional
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marriage and family are viewed by Alabama voters as racial issues. And the court
The empirical evidence for Dr. McKee’s subjective opinion that most
Alabama voters view the Democratic Party as the party of African Americans and
conclusory support for that opinion with reliance on “voting behavior, party
Report, at 18–19 (Pls.’ Trial Ex. 123; Doc. # 88), but he never connects the
evidentiary dots. It is not news that, in Alabama and in the Deep South generally,
African Americans “constitute the majority of the Democratic Party’s voters and
at 19. But nowhere does Dr. McKee point to evidence that white voters are sensitive
to that fact, let alone that the racial composition of the Democratic Party, as opposed
to the actual issues and policies promoted by the party, determines how whites
by recent election successes (Sue Bell Cobb and Doug Jones) and near misses
individuals voted the way they did without asking them, and there are no such
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surveys in his report. Trial Tr. VI, at 203–04; see also Bonneau Reply Report, at 1–
2 (Defs.’ Trial Ex. 26; Doc. # 93-1). “[I]nferring motivations from observed
The second flaw in Dr. McKee’s opinion is that this is a case about appellate
appraisal” of the electoral system, 478 U.S. at 79 (citation and internal quotation
marks omitted), along with a “functional” view of the political process, id. at 48
n.15. The court must therefore look beyond elections for high-profile state and
federal offices, which form the main part of Dr. McKee’s analysis, to see how
races.
Tort reform played a key role in the transition from an all-Democrat to all-
Republican Supreme Court beginning in the 1990s.49 Excessive jury verdicts and
49
To give context to the Republican switch, after 1874, no Republican nominee for the
Alabama Supreme Court won the general election until Perry Hooper in 1994. In 1970, Democrats
were elected to all statewide offices in Alabama, and the Republican Party fielded only one
candidate for statewide office. In 1972, only Democrats appeared on the ballot for appellate
judicial offices. In 1974, Democrats were elected to all statewide offices in Alabama, and the
Republican Party fielded no candidates for statewide office. In 1978, Democrats were elected to
all statewide offices. Republicans fielded no candidates for appellate judicial offices. Again, in
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business defendants. The case of BMW of North America, Inc. v. Gore, 517 U.S.
damages for a $4,000 undisclosed repainting of a new sports car, became the poster
child for Alabama’s reputation for “jackpot justice.” Gaylord Reply Report, at 6
(Defs.’ Trial Ex. 27; Doc. # 93-2); Trial Tr. VI, at 9–10 (Murdock). On appeal, the
Alabama Supreme Court remitted the punitive damages award to $2 million, but
with little explanation for upholding an award that was still 500 times the size of the
compensatory damages award. See Gore, 517 U.S. at 567. Subsequently, the U.S.
Supreme Court struck down the $2 million punitive damages award as “grossly
See id. at 574–86. The expansion of Alabama tort doctrines led the defense bar to
nickname the Alabama Supreme Court the “Tort of the Month Club.” Trial Tr. VI,
at 10 (Murdock); see, e.g., Johnson v. State Farm Ins. Co., 587 So. 2d 974 (Ala.
prove fraud).
cap on punitive damages. Many of those measures were challenged and struck down
1980, Republicans fielded no candidates for appellate judicial offices. See Post-Trial Stipulations,
at 32–33, ¶¶ 160–65 (Doc. # 176).
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by the Democratic Alabama Supreme Court. See, e.g., Henderson v. Ala. Power
Co., 627 So. 2d 878, 893–94 (Ala. 1993) (striking down the punitive damages cap
1994, the Business Council of Alabama hired political consultant Karl Rove, who
the same in Alabama. Gaylord Reply Report, at 5–6 (Defs.’ Trial Ex. 27; Doc. # 93-
2); see also Trial Tr. III, at 100–04 (Gaylord); Trial Tr. I, at 135–36 (White); Trial
Tr. VI, at 11–12 (Murdock). The 1994 campaign was characterized by “the same
pro-business, tort reform themes that proved successful in Texas.” Gaylord Reply
Report, at 5 (Defs.’ Trial Ex. 27; Doc. # 93-2); see also Trial Tr. IV, at 69–70
(Thibodeaux) (explaining that, “[i]n 1996, it was the height of tort reform in
Louisiana” with statewide conflicts among the state business counsel, the oil and gas
incumbents had been soliciting and receiving donations from trial lawyers who were
appearing in front of them. Gaylord Reply Report, at 7–8 (Defs.’ Trial Ex. 27; Doc.
# 93-2).
who defeated a trial lawyer-backed Democrat in the primary, and Perry Hooper, Sr.,
a Republican, were elected to the Alabama Supreme Court in 1994. Gaylord Reply
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Report, at 5, 8 (Defs.’ Trial Ex. 27; Doc. # 93-2). Hooper was the first Republican
elected to the Alabama Supreme Court in at least 129 years. He defeated incumbent
Chief Justice Sonny Hornsby, a former president of the Alabama Trial Lawyers’
Association, who “was widely regarded as sort of the leader of the Court when it
came to striking down tort reform,” Trial Tr. VI, at 13 (Murdock), in a ferociously
contested election that was not decided until a year later, Trial Tr. VI, at 26
Supreme Court seats with Harold See’s 1996 election and Champ Lyons’s 1998
appointment. Gaylord Reply Report, at 8 (Defs.’ Trial Ex. 27; Doc. # 93-2); Trial
Republican candidates — Lyn Stuart, Tom Woodall, and Bernard Harwood (who
testified in this case) — to give the GOP a solid majority on the Alabama Supreme
Court. Gaylord Reply Report, at 8–9. After the 2004 election cycle, the Republican
takeover was complete: The court had gone from 9–0 Democratic to 9–0 Republican
Alabama was not alone in this transformation. The same was occurring in
Louisiana and Texas. Trial Tr. IV, at 69–70 (Thibodeaux); Gaylord Reply Report,
at 4–5 (Defs.’ Trial Ex. 27; Doc. # 93-2); see also LULAC, 548 U.S. at 411–12
50
The rest of Karl Rove’s “slate” in 1994 court races lost. Gaylord Reply Report, at 8
(Defs.’ Trial Ex. 27; Doc. # 93-2); Trial Tr. VI, at 117 (Murdock).
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(explaining that “[t]he 1990’s were years of continued growth for the Texas
Republican Party,” that “by the end of the decade it was sweeping elections for
statewide office,” and that, in 2003 “Texas Republicans” had gained control of both
During this era, Alabama judicial elections were the battleground for
plaintiffs’ lawyers and business groups. Trial Tr. I, at 148 (White). Campaign
spending increased dramatically, and Alabama judicial races are now among the
most expensive in the country. Gaylord Reply Report, at 10 (Defs.’ Trial Ex. 27;
Doc. # 93-2); Trial Tr. V, at 136 (Bonneau). The elections during the “tort war”
ending judicial overreach, and defending the rule of law. See Gaylord Reply Report,
at 9. The fight over tort reform was a major cause of the transition from an all-
Report; see also Trial Tr. II, at 29 (Travis) (agreeing that tort reform was “the cause”
or “a primary cause” of the flip from Democrat to Republican on the court). That
Dr. McKee does not consider this localized evidence at all — indeed, his demeanor
and comments in court indicated he disdained the very idea — further undermines
The contentious 1994 race for chief justice also fueled the party switch on the
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which lasted about a year and garnered extensive media attention across the state,
put voter fraud and judicial integrity on voters’ minds. Trial Tr. VI, at 23–27
On election night in 1994, Hornsby’s lead was about 600 votes, prompting a
recount. Counties began to correct their vote totals, and Hooper gained a 262-vote
lead. Trial Tr. VI, at 15 (Murdock). Not included in this count were some 1,700
absentee ballots, mostly from the Democratic Black Belt, that were not counted
because they were not witnessed and notarized as required by state statute.
Newspapers and pundits speculated those absentee-ballot votes would fall heavily
for incumbent Democrat Chief Justice Sonny Hornsby. The parties took the fight to
court. Hornsby’s team filed a lawsuit in state court to validate these absentee ballots.
For eleven months the issue was kicked between state and federal courts. Initially,
a Democratic state-court judge agreed with Hornsby that the ballots must be counted
because the ballots substantially complied with the statutory requirements. Hooper’s
team responded with a federal action in Mobile to prevent the counting of the illegal
ballots. Their legal theory in federal district court was that it violated due process to
have one rule about what ballots should count before the election and another one
In the appeal of the federal district court’s ruling preliminarily enjoining the
Alabama Secretary of State and election officials from complying with the state
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court order to count the contested absentee ballots, the Eleventh Circuit certified a
question to the post-election Alabama Supreme Court, asking whether the contested
ballots should be counted. See Roe v. Alabama, 43 F.3d 574, 583 (11th Cir. 1995).
The Alabama Supreme Court held, 6–1, that substantial compliance with the statute
was enough for the ballots to be valid. See Roe v. Mobile Cty. Appointment Bd., 676
So. 2d 1206, 1226 (Ala. 1995). In what can easily be described in hindsight as a
shortsighted opinion heavy with political rhetoric, the Supreme Court — sans Chief
Justice Hornsby but including four justices who not only were his colleagues and
fellow Democrats, but who had all contributed to Hornsby’s campaign and he to at
least one of theirs (Justice Ralph Cook) — took some forty-six pages to blast the
whole effort by the Republicans, telling the federal appeals court that the ballots
should be counted. Newly elected Justice Ralph Cook wrote a stinging concurrence.
Two justices recused. See id. at 1234–42 (statement of Justice Houston explaining
his recusal decision). And two did not participate for unexplained reasons. The
justices who did not recuse, including Justice Ralph Cook, took heat for participating
in a decision that could be decisive in whether their colleague was reelected. Trial
Tr. VI, at 25 (Murdock). Not satisfied with the Alabama Supreme Court’s answer,
the Eleventh Circuit Court of Appeals remanded the case to U.S. District Judge Alex
district court found for the Republican challenger, and that decision was affirmed.
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See Roe v. Mobile Cty. Appointing Bd., 904 F. Supp. 1315, 1336 (S.D. Ala.), aff’d
That is how Hooper ended up winning the election, but the issue of voter fraud
remained. Governor Fob James called the legislature into a special session in 1996
on the issue of election reform. Glenn Murdock (later Justice Murdock), who had
been part of Hooper’s legal team, would use the issue of election integrity in his own
1998 and 2000 judicial races. Not until Republicans took over the Alabama Supreme
Court about five years later did voter fraud subside as a significant concern in
While the effects of the Hooper–Hornsby election were relatively short term,
Justice Murdock gave credible testimony on the role it played in the politics of
judicial elections during the transition period and the effect the contentious judicial
race had on the flip from Democrats to Republicans on the appellate bench. See,
e.g., Trial Tr. VI, at 23, 25–26 (testifying that “the election of [a] chief justice with
the potential for the first Republican since Reconstruction . . . was in all the papers,”
51
There were several significant voter fraud convictions during this period. Justice
Murdock testified about an absentee-ballot buying operation that resulted in voter-fraud
convictions against prominent Republicans in Winston County. In another case, two individuals
forged 600 absentee ballots and were convicted on voter-fraud charges in Wilcox County in the
wake of the 1994 election. Trial Tr. VI, at 29, 89–93 (Murdock). And a Democratic U.S. Attorney
and Republican Alabama Attorney General jointly investigated absentee ballot fraud after five
suitcases containing forged absentee ballots were recovered at the Eutaw, Alabama post office on
election day in 1994. Convictions were obtained against the individuals who were responsible for
the “ballot box stuffing party at the Greene County Jail” and the delivery of the suitcases. Trial
Tr. VI, at 91 (Murdock).
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that “[i]t was front and center,” id. at 23, and that the six or seven justices who did
not recuse when the Eleventh Circuit certified a dispositive question of state law to
the Alabama Supreme Court “took heat” from the voters “for participating in a case
about the colleague [whom] they worked with”). Dr. McKee did not consider this
evidence in forming his opinion that race drives election results in Alabama. This
failure to consider relevant history and his flippant remarks during his testimony
further undermine his credibility. See, e.g., Trial Tr. VI, at 196 (McKee) (“I’m
A witness for Plaintiffs testified that he believed that an earlier event — the
catalyst for the eventual switch in Alabama to the one-party Republican state that he
believes Alabama is today. Trial Tr. IV, at 148–49 (Jerome Gray); see supra Part
III (discussing the 1986 gubernatorial election of Republican Guy Hunt, who
that the 1986 governor’s race left Alabama voters highly sensitized to party
Plaintiffs’ statistical evidence accounted only for the fact of racially polarized
voting, not its cause. Defendants have presented evidence — bearing on the totality
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unrelated to race. The State’s evidence is not conclusive, but it well supports the
idea that African Americans are not losing appellate judicial elections “on account
of race or color.” § 10301(a). Senate factor 2 weighs heavily in favor of the State.
voting practices or procedures that may enhance the opportunity for discrimination
against the minority group.” S. Rep. No. 97-417, at 29. Plaintiffs point to three
election procedures in Alabama’s judicial elections they say potentially enhance the
effectively eliminates single-shot voting because voters may elect only one
candidate per post. But, as discussed more fully in the analysis of Plaintiffs’
constitutional claim, see infra Part V.B., the numbered-post law was about giving
Moreover, the State has an important interest in ensuring incumbents are not
required to run against each other, which would negatively affect collegiality on the
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F. Supp. 1469, 1476 (M.D. Ala. 1992), aff’d sub nom. SCLC v. Sessions, 56 F.3d
1281 (11th Cir. 1995) (en banc) (“Certainly, Alabama should be allowed to have a
system for electing judges where they do not compete against each other at election
time.”). SCLC dealt with trial judges. The State has an even stronger interest in
keeping members of an appellate court, who make decisions in tandem, from having
to run against each other. Indeed, Plaintiffs have identified no states that use at-large
Stipulations, at 7, ¶ 38 (Doc. # 176); Trial Tr. III, at 253 (Norrell). But there was no
evidence that these procedures reduce the potential for African-American candidates
to win party primaries. In fact, the evidence showed that, since 2000, African-
American candidates routinely win the Democratic Party primary for appellate
judicial races.52
52
In 2000, Ralph Cook, John England, and Aubrey Ford were the Democratic nominees
for their respective races. In 2002, Vicky Underwood Toles was the Democratic nominee for a
place on the Court of Civil Appeals. In 2006, Gwendolyn Kennedy, Aubrey Ford, and John
England won the Democratic nominations for their respective races. In 2008, Clyde Jones was the
Democratic nominee for a seat on the Court of Criminal Appeals. All were African Americans.
See Handley Am. Expert Report (Tables 1–4). And, although Yvonne Saxon, an African
American, lost the Democratic nomination for Court of Criminal Appeals in 2000, she was not the
black-preferred candidate: Sue Bell Cobb (who also won the general election) was. Handley Am.
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Third, and finally, Plaintiffs argue that Alabama’s adopting at-large, statewide
legal authority that statewide elections are implicated by this aspect of Senate factor
3,53 and such an interpretation abuses the normal use of the term “district.” A
“district” is “[o]ne of the territorial areas into which an entire state or country,
1979) (emphasis added). District implies a division that has already occurred. That
is clearly not the case with statewide elections. Dr. McCrary’s observation amounts
to a redefinition of the word, and it is not credited. Moreover, concerns that a state
could manipulate the size of districts to dilute minority votes are simply not present
when the “district” encompasses the entire state. This is a significant definitional
Expert Report (Table 5). No African American has run for a seat on any of Alabama’s appellate
courts since 2008. Post-Trial Stipulations, at 39, ¶ 203 (Doc. # 176).
53
Dr. McCrary testified that a statewide election could be considered an “unusually large
election district,” Trial Tr. III, at 30–31, but cited no authority for the idea that Congress
contemplated statewide elections for purposes of this factor. In fact, he admitted that statewide
elections were “not a part of what the Congress had in mind in terms of what’s reflected in the
record of the House and Senate hearings in 1981 and ’82.” Trial Tr. III, at 31. The only other
federal court to have ruled directly on a challenge to at-large, statewide elections for appellate
judges observed that, in Texas, “[t]he size of the election district is a function of the size of the
state.” Lopez, 339 F. Supp. 3d at 614. In Lopez, the size of the election district was a neutral factor
in the analysis of the totality of circumstances. See id. However, the State of Texas’s linkage
interest in at-large, statewide elections weighed heavily in favor of the State. Id. at 619.
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1868 to increase the opportunities for African Americans to elect their preferred
candidates, and there is insufficient evidence to conclude that this practice was
maintained for a discriminatory purpose. See supra Part V.A.4.a.i. and infra Part
V.B. And, as discussed elsewhere, the State has a strong interest in linking appellate
judges’ jurisdiction with their electoral base. See infra Part V.A.7.d.; Lopez, 339 F.
Supp. 3d at 614 (noting the state’s linkage interest for purposes of Senate factor 3).
more acutely in those elections. Without citing empirical support, Dr. McCrary
opined as much. See McCrary Expert Report, at 22–23 (Pls.’ Trial Ex. 122; Doc.
# 69-1). But Dr. Bonneau, who performed an empirical study of the issue, testified
that statewide and districted judicial elections were equally expensive. Trial Tr. V,
past, there is insufficient evidence that any current procedures in Alabama appellate
this lack of evidence, the State has a weighty interest in maintaining those
party primaries have a discriminatory effect. For these reasons, Senate factor 3 is
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weighed moderately toward a finding that Alabama’s appellate judicial elections are
that, in the mid-1990s, Karl Rove effectively “slated” white candidates for Alabama
judicial races. Mark White, who ran campaigns for Justices Oscar Adams and Ralph
Cook during this period, testified that business leaders, unhappy with some Alabama
Supreme Court decisions, privately met with Rove in 1994 to select Republican
the selected candidates was African American. Trial Tr. I, at 135–37 (White).54
refers to “the ability to run for office.” United States v. Marengo Cty. Comm’n, 731
F.2d 1546, 1569 (11th Cir. 1984). Candidate slating may occur when an influential
Trial Tr. III, at 52–54 (McCrary). For example, in White v. Regester, the Court found
54
It is unclear from the record whether Mr. White was present at this meeting or simply
heard about it after the fact.
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candidate slating in Dallas County,” had only ever slated two African-American
recruitment efforts in one or two election cycles constitutes “slating,” Plaintiffs have
not shown that African Americans were denied access to this process or that it was
designed “to winnow out candidates.” Hall v. Holder, 117 F.3d 1222, 1227 (11th
Cir. 1997). Plaintiffs produced no evidence that African Americans are unable to
from influential groups. Indeed, several witnesses were entirely dismissive of the
Committee for twenty-five years, Justice Glenn Murdock testified that the Alabama
Republican Party actively recruits African-American candidates. Trial Tr. VI, at 57,
101. Justice Ralph Cook, one of two African Americans to be elected to the Alabama
Supreme Court, won in 1994 with the support of the business community. Trial Tr.
IV, at 92 (Cook); Trial Tr. VI, at 36 (Murdock). In terms of the ability to run for
office, “there does not appear to have been any substantial formal or informal
impediment to black candidacies.” Marengo Cty. Comm’n, 731 F.2d at 1569. This
factor weighs toward a finding that Alabama’s judicial races are equally open to
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The sixth Senate factor addresses “whether political campaigns have been
added). “As overtly bigoted behavior has become more unfashionable, evidence of
intent has become harder to find.” Marengo Cty. Comm’n, 731 F.2d at 1571 (quoting
Metro. Hous. Dev. Corp. v. Vill. of Arlington Heights, 558 F.2d 1283, 1290 (7th Cir.
1977)). Thus, while “[e]vidence of racism can be very significant,” the absence of
evidence supporting this factor “should not weigh heavily against a plaintiff
whose ads contained racial appeals. One was in the 2018 election for Chief Justice
of the Alabama Supreme Court. In one of his campaign commercials, Chief Justice
Tom Parker, a white Republican running against a white Democrat, Robert Vance,
Jr., touted his opposition to Roe v. Wade, 410 U.S. 113 (1973) and Obergefell v.
Hodges, 135 S. Ct. 2584 (2015), and stated that he had “taken on and beaten the
Southern Poverty Law Center” (“SPLC”). Pls.’ Trial Ex. 135. See generally Parker
v. Judicial Inquiry Comm’n of Ala., 295 F. Supp. 3d 1292 (M.D. Ala. 2018) (issuing
55
But since Marengo and Village of Arlington Heights, bigoted racial behavior has been
supplanted by bitter partisan behavior. That is a topic that eludes a consensus, reasoned
explanation. But it tends to support a finding that partisanship has much to do with recent election
outcomes generally.
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prompted by the SPLC, into Parker’s criticism of Obergefell v. Hodges, 135 S. Ct.
2584 (2015)). The ad says that Parker opposes “the leftist mob tr[ying] to destroy
The SPLC is known primarily for its advocacy on race issues. See Trial Tr.
III, at 228 (Hall); Trial Tr. IV, at 113–14 (Cook). When juxtaposed with images of
reason to appear in an ad for an Alabama judicial race, the court concludes that one
of the motives of the ad was to draw attention to race. Representative Laura Hall
and Justice Cook came to the same conclusion. Trial Tr. III, at 227–28 (Hall); Trial
Another of Justice Parker’s ads is racially tinged, but mostly toward illegal
aliens. This commercial begins, “It’s an invasion. What happens if they make it to
Alabama?” and shows what appear to be non-citizens attempting to cross the border.
It then turns to Parker’s opponent, Vance, “a liberal social justice activist who will
always side with the illegal alien lobby” and who is supported by George Soros, the
SPLC, the ACLU, Planned Parenthood, and “every liberal newspaper in Alabama.”
The ad concludes that Justice Parker “stand[s] up for what we believe” and “stand[s]
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to an Alabama judicial race is hard to see objectively, but the racial element is
suggested in the context of the attacks on the SPLC and signaling to “we” and “us.”56
While invoking the SPLC, illegal immigration, and Maxine Waters may not be
objectively racial in other political contexts, these gratuitous references were made
in a race for Chief Justice of the Alabama Supreme Court, which supports an
The “we” and “us” signals have been used before in Alabama. Ironically, it
was in a racial appeal to white voters that was run by an African-American candidate.
Plaintiffs admit that Justice Cook’s 1994 campaign commercial featuring NASCAR
driver Bobby Allison telling voters that Cook is “one of us” was a racial appeal to
white voters. Trial Tr. I, at 126–28 (White); Trial Tr. IV, at 88–90 (Cook); Pls.
Proposed Findings of Fact, at 72, ¶ 29 (Doc. # 176) (“Judge Cook in 1994 ran a
campaign commercial in which famous race car driver Bobby Allison, who was
White, assured viewers that Judge Cook is ‘one of us,’ which was understood as a
56
Anecdotally, Representative Hall also testified that, against the backdrop of the whole
commercial, she interpreted Parker’s slogan, “I am fighting for us,” to mean “fighting against black
folks” and “fighting for the white people.” Trial Tr. III, at 228 (Hall).
57
The court does not necessarily discount the possibility of a “reverse” racial appeal where
a minority candidate plays on white prejudice to his or her political advantage. After all, it may
indicate race consciousness in the electorate. But Plaintiffs have cited no authority supporting this
theory. And without more context, it is not clear, despite the admission, that this was a racial
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Other than those ads, there was no credible evidence that there have been
racial appeals in appellate judicial races in at least the past twenty-five years.
First, Plaintiffs argue that the Republican Party omitted African-American candidate
Greg Griffin’s picture from its campaign literature to signal to white voters that the
GOP was “branding itself as a White party.” Pls.’ Trial Br., at 41 (Doc. # 167); Trial
Tr. I, at 57–58 (England). (Griffin ran for the Court of Criminal Appeals in 1994,
and it appears from the record that he is the only African-American Republican to
have run for a seat on one of Alabama’s appellate courts.) This is an upside down,
Justice Cook and Justice England, both African-American Democrats, did the same
thing in campaigns. Trial Tr. I, at 36 (England) (1994 campaign for circuit judge);
Trial Tr. IV, at 88, 92 (Cook) (1994 campaign for chief justice).
appeal. As part of his “stealth campaign,” Trial Tr. IV, at 88, 92, the ad did not feature Cook’s
picture. It is therefore likely that, in a lower-profile election, many voters were unaware of his
race, and there would thus be no apparent racial element to the ad. Compare Jordan v. Winter,
604 F. Supp. 807, 813 & n.8 (N.D. Miss.) (citing as a “racial campaign tactic” a “campaign
television commercial sponsored by the white candidate whose slogan was ‘He’s one of us’ [that]
opened and closed with a view of Confederate monuments accompanied by [an] audio message”
that was racially charged), aff’d sub nom. Miss. Republican Exec. Comm. v. Brooks, 469 U.S. 1002
(1984), with Ga. State Conf. of NAACP v. Fayette Cty. Bd. of Comm’rs, 950 F. Supp. 2d 1294,
1319 (N.D. Ga. 2013) (candidate’s statement that he was running to “maintain and preserve the
heritage we have in our county” was not, by itself, a racial appeal), rev’d in part, vacated in part
on other grounds, 775 F.3d 1336 (11th Cir. 2015); see also Clements, 999 F.2d at 879 (observing
that the African-American candidate against whom a racial appeal had been used ended up winning
the election).
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candidate and one by a black candidate directed to white voters — cannot be said to
make that conduct characteristic of judicial campaigns. Three bricks do not a house
make.
The rest of Plaintiffs’ arguments have no traction. They argue that Lyn Stuart,
Justice Cook’s opponent in the 2000 race for Alabama Supreme Court, made a racial
appeal when she ran a commercial touting her being “tough on crime” and having
sentenced defendants to death as a circuit judge. Trial Tr. IV, at 96–97 (Cook). The
court finds that this was not a racial appeal. There is no evidence that voters thought
this was a racial appeal. Jerome Gray, who retired from the Alabama Democratic
Conference in 2006 after serving nearly three decades as a field director, said he
would remember if there had been racial appeals in this judicial race and that he did
not recall any. Trial Tr. IV, at 140–41, 150 (Gray). Indeed, Justice Oscar Adams
made a similar pitch to voters in his 1988 campaign: “Oscar Adams believes the
criminal must pay the price of his crimes. He has proven in his performance on the
Court that he is tough on the criminal and is on the side of law enforcement in
(Joint Trial Ex. P-84). A candidate’s being tough on crime is a legitimate concern
for voters, especially in judicial races. Without more, there is no racial component
to such an appeal.
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conditions because they are not recent and did not occur in statewide races. Until
1966, the Alabama Democratic Party’s primary ballot stated, “White Supremacy,
For the Right.” Pls.’ Trial Ex. 133; Trial Tr. III, at 266 (Norrell). No more explicit,
abhorrent racial appeal could be imagined. But this message has not been on the
ballot in half a century. It no longer has any signaling effect to voters, as African-
Plaintiffs point to implicit racial appeals in local judicial races. In 1994, Judge
County ran ads stating that, as a civil rights leader, England “couldn’t be fair.” Trial
Tr. I, at 38 (England). Judge England interpreted the ads as racial; there was no
evidence that voters saw them that way. In 2000, Judge Jones’s (successful)
opponent in a local judicial race distributed fliers in white areas of Jefferson County
stating that, if Jones won, Richard Arrington “would be running the courthouse.”
slight weight because they are not recent, not intrinsically racial, and did not occur
in statewide races. See Thomas v. Bryant, 366 F. Supp. 3d 786, 807 n.71, 808 n.74
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(S.D. Miss. 2019) (giving less weight to racial appeals that are remote in time and
Considering these facts, the court finds that Senate factor 6 — whether
landscape. See Clements, 999 F.2d at 879 (noting the lack of evidence that racial
appeals “were anything more than isolated incidents”). Plaintiffs admit as much:
minority group have been elected to public office in the jurisdiction.”58 Gingles, 478
U.S. at 37 (quoting S. Rep. No. 97-417, at 28–29). The relevant “jurisdiction,” for
58
Section 2 uses “State or political subdivision”; this Senate factor changes the language
to “jurisdiction.” Section 2 controls. See infra note 59.
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class have been elected to office in the State or political subdivision is one
the entire State as the relevant political unit. The Eleventh Circuit has not addressed
the State as a whole as the relevant political jurisdiction. It has, however, set the
territorial parameter for a political subdivision of a state. See Stallings, 829 F.2d
at 1560 (holding that “the extent to which minority candidates have been elected to
jurisdiction in question, in this case Carroll County,” which was defending a § 2 vote
dilution claim to its at-large electoral system for its commissioner). The Senate had
discussing this factor. See supra note 53; see also Nipper, 39 F.3d at 1529
judges.” (quoting Chisom, 501 U.S. at 403)). So the language, “The extent to which
members of a protected class have been elected to office in the State . . . is one
elections,” or does it mean “in all elections in the State?” There is a difference in
59
This is an example of the Senate Report language being at odds with the specific
language of the Act. The Act says “the State or political subdivision”; the Senate Report says “in
the jurisdiction,” which is, of course, much less specific — more ambiguous — than the statute.
The Stallings court quotes “in the jurisdiction” from the Senate Report, even though the Act passed
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an expansive consideration of all the circumstances, the court will resolve the
ambiguity by analyzing both the results of at-large, statewide elections, for which
The seventh Senate factor expressly focuses on the electoral successes of the
“members of the minority group,” indicating that the electoral success of black-
this juncture. Presumably for this reason, the parties have not included the electoral
successes of Sue Bell Cobb in two statewide appellate judicial races (2000 and 2006)
or of Doug Jones in the recent statewide senate election (2017) — both of whom
by Congress and signed by the President says “political subdivision.” The distinction is of little
moment in the Stallings case; it was all about a political subdivision of a state, and nothing about
a “jurisdiction” of any sort, as far as § 2 is concerned. But the reference to “State” in the statute
— left out of the Senate Report — matters much in this case.
60
The federal courts’ treatment of relevant elections under Senate factor 7 has varied. See,
e.g., Ellen Katz et al., Documenting Discrimination in Voting: Judicial Findings Under Section 2
of the Voting Rights Act Since 1982 Final Report of the Voting Rights Initiative, University of
Michigan Law School, 39 U. Mich. J.L. Reform 643, 720 (2006) (“Many courts compared minority
electoral success in endogenous elections to elections for governing bodies not challenged in the
same suit. For some courts, the success of minority candidates in exogenous elections was
sufficient evidence of minority electoral success, even where minority candidates did not win any
office in the challenged jurisdiction. Most, however, emphasized that such exogenous elections
were less probative of electoral difficulty or success. Some courts accorded almost no weight to
exogenous electoral evidence, and several appellate courts reversed district court decisions which
found plaintiffs had failed to meet Factor 7 based on exogenous electoral success.” (internal
citations omitted) (collecting cases)).
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were the black-preferred candidates — in the seventh factor’s count. Neither has the
court.
African Americans won at-large, statewide elections. As noted, only two African
the late Justice Oscar W. Adams, Jr. and Justice Ralph D. Cook. In both instances,
the office was associate justice of the Alabama Supreme Court. Justice Adams was
1982, Justice Adams was the first African American ever to run for an appellate
In the 1982 Democratic primary, Justice Adams garnered more votes than his
white opponents, Jim Zeigler and George Williams, and defeated Zeigler in the 1982
Democratic runoff. See Ala. Sec’y of State, Election Results Archive — State
(last visited Feb. 5, 2020); see also SCLC, 56 F.3d at 1288 (“Justice Adams won
Democratic primary, the 1982 primary runoff, and the 1988 general election.”).
Justice Adams ran unopposed in the 1982 general election. See Ala. Statewide
Elections from 1970 to Present, at 13 (Doc. # 151-1). He also ran unopposed in the
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1988 Democratic primary and went on to defeat his well-known, white Republican
opponent (Harry Lyons) in the 1988 general election with 675,216 votes to Lyons’s
Justice Cook won statewide election to the Supreme Court in 1994. Trial Tr.
IV, at 91; Post-Trial Stipulations, at 36, ¶ 187 (Doc. # 176). He ran unopposed in
the 1994 Democratic primary. Trial Tr. IV, at 87 (Cook). In the 1994 general
election, Justice Cook defeated his white Republican challenger. See Ala. Statewide
Elections from 1970 to Present, at 22 (Defs.’ Trial Ex. 103; Doc. # 151-1).
The only other African American to serve on the Alabama Supreme Court is
Justice John H. England, Jr., but he was not elected. He reached the state’s highest
court in 1999 through a gubernatorial appointment and was unable to retain his seat,
losing his race for reelection in 2000.61 Post-Trial Stipulations, at 37, ¶¶ 191, 194
(Doc. # 176).
electoral successes, but that the successes of Justice Adams and Justice Cook are
tempered by their initial appointments to the bench, which gave them the “benefit
[of] incumbency.” Pls.’ Post-Trial Br., at 35 (Doc. # 167). Here, Plaintiffs’ evidence
61
Judge England ran again for a seat on the Alabama Supreme Court in 2006. He ran
unopposed in the statewide Democratic primary, but he lost in the general election to his white
Republican opponent. Post-Trial Stipulations at 39, ¶ 202 (Doc. # 176).
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Justice Cook gave credible testimony about the positive impact he believes
his initial appointment to the bench had on his subsequent electoral success in 1994.
As Justice Cook testified, Justice Adams strategically retired a year prior to the
expiration of his second term to permit Justice Cook’s appointment to the vacant
seat. Justice Cook espoused his opinion, one that Justice Adams shared, that
Trial Tr. IV, at 85–87, 93 (Cook); Pls.’ Post-Trial Br., at 35 (Doc. # 167); Post-Trial
But Justice Cook also testified that the benefits of incumbency inure to all
candidates, regardless of race. Trial Tr. IV, at 86 (testifying that incumbency “gave
lawyers an opportunity to see what kind of justice I would be if I was elected to full
term” and noting that, when he ran, a judicial candidate’s reputation among lawyers
“went a long way with the electorate toward getting you elected”). Incumbency
likely played a role that helped Justice Cook win the office in a tight election. Post-
Trial Stipulations, at 36, ¶ 187 (Doc. # 176) (stipulation that, in 1994, Justice Cook
defeated his white opponent in the general election by a narrow margin of 551,042
votes to 539,947 votes). But incumbency was not the only factor.
In addition to incumbency, Justice Cook credits his success over his white
opponent to his “good reputation” as a district and circuit court judge, the 45,000
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campaign miles he traveled to meet people in every county of the state, advertising,
his diverse base of campaign contributors, and his ability to form biracial coalitions
in the electorate. Trial Tr. IV, at 91–92, 119 (Cook); Trial Tr. I, at 135 (White);
Post-Trial Stipulations, at 36 ¶¶ 185, 188 (Doc. # 76). Plaintiffs simply have not
shown that it was “the sheer power of incumbency,” Askew, 127 F.3d at 1384 n.18,
that resulted in Justice Cook’s electoral success in 1994, and Justice Cook certainly
did not testify that it was. There was much merit behind his candidacy; he was
Additionally, Plaintiffs have not proven that the 1994 race for Supreme Court
justice between Justice Cook and his white opponent was a “polarized contest.”
Gingles, 478 U.S. at 57. Plaintiffs bear the burden of “controverting [Justice Cook’s]
arbitrarily chose not to reach back that far in her analysis. Importantly, Plaintiffs did
not introduce evidence of how many white votes Justice Cook received in the 1994
general election as compared to the white votes received by his white opponent. And
Plaintiffs’ own expert testified that this race was not racially polarized. See Trial Tr.
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Adams and Justice Cook to the bench are “special circumstances” that negate their
electoral successes. Gingles, 478 U.S. at 57. Notably, the fact that, after his initial
appointment, Justice Adams ran unopposed in the 1982 general election suggests
that he was highly qualified and that he had garnered wide support from white voters.
See Milwaukee Branch of the NAACP, 116 F.3d at 1199 (“One good measure of
candidates to present themselves for election even when a majority of the electorate
is white. Potential opponents concede the election only when they face certain
Nonetheless, the stark statistic remains that, in Alabama’s history, only two
African Americans have been elected to statewide office for a total of three general
elections and three primary elections. At the statewide level, this factor weighs in
favor of Plaintiffs.
Here is where the Senate legislative language trumps Senate factor 7 “Legislative
History” language: For purposes here, the relevant language and geography is
“State”: “The extent to which members of a protected class have been elected to
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State at issue here. In statewide elections, members of the protected class have fared
poorly; but in elections statewide, they have fared much better, particularly in
judicial races.
race in the state legislature. Post-Trial Stipulations, at 40, ¶ 210 (Doc. # 176); Defs.’
Post-Trial Br., at 33 (Doc. # 168) (citing Rep. Hall’s trial testimony). Turning to the
judicial branch, the State criticizes Plaintiffs’ expert, Dr. McCrary, for failing to
consider the myriad post-1990 races where African Americans have been elected to
circuit judgeships and other local offices. Defs.’ Post-Trial Br., at 33. At present,
African Americans have been elected to 46 of 150 state trial judgeships (circuit and
district judges) as of the 2018 election cycle, for a 30.67% rate in a state with a 7%
# 176). Jefferson County, Alabama’s largest county, is majority white but has a
judges (13.24%) are African American. The vast majority of legal decision making
benches in numbers over four times their proportion of all Alabama lawyers, and
four percentage points higher than the African-American population of the state.
62
Justice Cook ran in five general elections, two statewide and three in Jefferson County
(by far Alabama’s most populous county) and won four of those five. In each instance, the
electorate was majority white. Trial Tr. IV, at 79, 119 (Cook).
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turnaround.
members, county commissioners, and school board members. By any measure, and
irrespective but not dismissive of “not there yet” sentiments, Alabama has made
remarkable progress in the election of people of color to public office in the last fifty
years.
“in the State” and therefore probative under the seventh Senate factor. To the extent
that the Eleventh Circuit authority speaks otherwise, see Stallings, 829 F.2d at 1560,
Thus, these local, districted elections are entitled to some weight for purposes of the
“particularized needs of the members of the minority group.” S. Rep. No. 97-417,
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position that “Factor 8 is not applicable to the facts of this case.” Pls.’ Post-Trial
Br., at 21 n.11 (Doc. # 167). This factor, thus, does not factor into the totality-of-
circumstances analysis.
Senate factor 9 asks whether the State’s policy behind its system “is tenuous.”
S. Rep. No. 97-417, at 29. As extensively discussed above and below, and not
place elections for appellate judges is the very opposite of tenuous: It is weighty.
See supra Part V.A.4., V.A.6.; infra Part V.A.7., V.B. This factor, while not
The court has weighed the totality of the circumstances in light of the Senate
factors and has conducted “an intensely local appraisal of the design and impact” of
the State’s at-large, statewide method of electing appellate judges. Gingles, 478 U.S.
at 79 (quoting Rogers v. Lodge, 458 U.S. 613, 622 (1982)). It has assigned
Plaintiffs, and Senate factor 5 weighs moderately in favor of Plaintiffs. Senate factor
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Race has undoubtedly been a dominant factor in Alabama elections in the past.
indicates that Alabama’s appellate judicial elections are equally open to participation
by Plaintiffs and the protected class of voters. Notwithstanding the recent minimal
evidence demonstrates that reasons other than race better explain the defeat of black-
Alabama Democratic Party over the past two decades has resulted in the defeat of
all Democratic candidates since 2000 — both white and black — who have run for
appellate judgeships in Alabama, with the single exception of Sue Bell Cobb. As a
result, the Alabama Democratic Party has put up few candidates for appellate
judicial races — only three candidates for thirty-three open seats since 2012. In a
Alabama’s history for electing appellate judges, it is not surprising that black-
preferred candidates for appellate judgeships, when they are running at all, are losing
The lack of Democratic candidates on the ballot, the proactive push in the late
1990s and early 2000s to change the politics of the Alabama Supreme Court for the
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purpose of implementing massive tort reform, the explosive 1986 Governor’s race,
be bloc voting on account of race [is instead] . . . the result of political or personal
affiliation of different racial groups with different candidates.” Solomon, 221 F.3d
at 1225.
canvassing of relevant facts,” Johnson, 512 U.S. at 1011, the court finds that
Plaintiffs have not proven that the State’s century-and-a-half-old (for the Supreme
Court) and 109-year-old (for the courts of appeals) at-large, statewide voting
structure for the election of its appellate judges denies Alabama’s African-American
citizens the right “to vote on account of race.” § 10301(a). Plaintiffs have not shown
that African Americans lack equal access to the political process in elections for
Alabama’s appellate judges. Thus, Plaintiffs have failed to prove a § 2 vote dilution
claim.
This conclusion is even more compelling when the State’s interests are
considered. The discussion now turns to those interests as part of the remedy
discussion.
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essential for establishing liability under § 2. Davis, 139 F.3d at 1419 (emphasis
added) (first citing SCLC, 56 F.3d at 1289, 1294–97; and then citing Nipper, 39 F.3d
plaintiff’s proposed remedy, a court must look to the totality of the circumstances,
weighing both the state’s interest in maintaining its election system and the
plaintiff’s interest in the adoption of his suggested remedial plan.” Id. at 1419–20
(citing Houston Lawyers’, 501 U.S. at 426). The State has at least three interests at
and electoral base; and (3) guaranteeing the greatest possible pool of potential
judicial candidates from which voters can choose. The balancing of these interests
against Plaintiffs’ proposed districting remedy weighs strongly in the State’s favor.
accident in Alabama. Statewide election for appellate judges has been the State’s
“Tradition, of course, does not make right of wrong, but we must be cautious
when asked to embrace a new revelation that right has so long been wrong.”
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statewide elections for appellate judges would substantially interfere with the State’s
constitutional model.
established by its constitution.” Davis, 139 F.3d at 1420 (citing Nipper, 39 F.3d
at 1531 (plurality opinion), 1547 (Edmondson, J., concurring); see also Shelby Cty.,
570 U.S. at 543 (“[T]he Framers of the Constitution intended the States to keep for
(quoting Gregory v. Ashcroft, 501 U.S. 452, 461–62 (1991)); Boyd, 143 U.S. at 161
(“[E]ach State has the power to prescribe the qualifications of its officers and the
manner in which they shall be chosen.”); SCLC, 56 F.3d at 1294 (“[A] state’s interest
Houston Lawyers’, 501 U.S. at 426–27)). “Implicit in this first Gingles requirement
government and to use its imagination to fashion a new system.” Nipper, 39 F.3d
at 1531. In the judicial context, “single-member districts may run counter to the
The Alabama Constitution provides that “[a]ll judges shall be elected by vote
of the electors within the territorial jurisdiction of their respective courts.” Ala.
Const. art. VI, § 152. So any elected judge — appellate, circuit, district, probate, or
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municipal — who has authority over a geographical area must be elected by the
voters living there. Courts refer to this idea as “linkage” — connecting a judge’s
territorial jurisdiction with her electoral base. See Davis, 139 F.3d at 1421–22; see
also Trial Tr. III, at 85 (Gaylord) (A state’s “linkage interest relates to the
jurisdiction of the court and the electoral base of that court so that those two are
coextensive with one another.”). Because the appellate courts have jurisdiction over
the entire State, linkage is relevant to statewide elections for those judges.
require both a rewrite of this constitutional provision by the Alabama legislature and
a statewide vote on the new provision. And, although the boundaries of the circuit
and district courts are prescribed by the legislature, see Ala. Const. art. VI, §§ 142,
151, Alabama’s constitution has no mechanism for drawing districts for appellate
courts. So not only would the legislature have to pass a bill proposing districted
elections for the appellate courts, it would also have to pass a bill authorizing itself
(or someone else) to draw the district lines. Both bills would require the approval
of a majority of voters. See Ala. Const. art. XVIII, § 285. This is no small amount
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government.” Gregory, 501 U.S. at 463 (citation and internal quotation marks
more than a decision about how to elect state judges. It is a decision of what
constitutes a state court judge.” Clements, 999 F.2d at 872. The people of Alabama
judiciary,” and they have chosen to define the office of appellate judge as one chosen
In our federal system of government, states are entitled to structure the form
of their state judicial elections as they see fit. “‘[F]ederalism secures to citizens the
liberties that derive from the diffusion of sovereign power.’” Bond v. United States,
564 U.S. 211, 221 (2011); see also Milwaukee Branch of the NAACP, 116 F.3d
at 1201) (“In a federal system, states are entitled to do things differently; Illinois’
way around.”).
Alabama is not unique in its selection. Like Alabama, thirty-three other states
use at-large, statewide elections to select their appellate judges. Those states span
the four (Census Bureau) regions of the United States: from the West — Alaska,
Utah, Washington, and Wyoming; across the Midwest — Indiana, Iowa, Kansas,
Michigan, Missouri, Minnesota, Nebraska, North Dakota, Ohio, South Dakota, and
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Pennsylvania. But even within the consistency of at-large, statewide elections, these
states implement varied components to their system. Seven states use partisan direct
elections; fifteen use non-partisan direct elections; and sixteen use retention
# 176).
districts, and each of those four states’ districting selections is widely varied in its
set-up. Stipulated evidence was received concerning the structure and history of
¶¶ 67–151 (Doc. # 176). And trial testimony was received on Louisiana’s and
Mississippi’s districted elections for appellate judges. See generally Trial Tr. IV,
election of appellate judges); Pls.’ Trial Ex. 139B, at 5–6, 9–10, 14–15 (Banks);
Trial Tr. IV, at 9 (Banks) (discussing Mississippi’s multi-member districts for the
constitutional judicial election model and the constitutional models of those four
states. Districted elections for appellate judges have been entrenched in those states’
constitutions for more than 150 years. See Post-Trial Stipulations, at 14, ¶ 78
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Not so here. Imposing districted elections for the appellate courts would destroy
judges and thus would substantially interfere with Alabama’s judicial model. And
This factor — the State’s interest in maintaining its judicial selection model
linking a judge’s territorial jurisdiction with her electoral base. See Davis, 139 F.3d
concurring). In other words, states may legitimately adopt a policy that all voters in
a judge’s territory have a say in who the judge is. When “there is no evidence that
manner, the state’s interest in preserving linkage between judges’ jurisdictions and
electoral bases is even weightier.” Davis, 139 F.3d at 1421. It is appropriate, first,
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appellate courts. After that, the policy goals of linkage and how they relate to
NAACP President Bernard Simelton lamented that some of the group’s members
“don’t feel comfortable . . . appealing their case . . . because they seem to know the
results,” Trial Tr. I, at 163–64, neither he nor any other witness gave an example of
such a case. Plaintiffs have identified no recent appellate decision63 that was harmful
Supp. 3d at 617 (observing that plaintiffs “have not identified any examples of
decisions that are non-responsive to minority needs or wrongly decided in the overall
Relatedly, there is no evidence that justice in the State’s appellate courts is not
impartially is of critical import to both the State and Plaintiffs, and Alabama’s
63
Plaintiffs did introduce a list of appellate rulings that supported white supremacy in the
State. See Pls.’ Trial Ex. 131. But none of those decisions is any more recent than 1963, so they
are entitled to no weight as evidence of twenty-first century realities.
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African-American community of its ability to be fair to minorities. But the court has
considered this fact with respect to the objective benchmark of Senate factor 7 —
the extent of minority success in elections. To the extent Plaintiffs argue that they
do not trust their appeals to appellate courts on the basis of the judges’ skin color,
Moreover, one of the Plaintiffs acknowledged that the court experiences with
which he and his friends are familiar are at the trial-court level, not at the appellate
level. See, e.g., Trial Tr. II, at 61–62 (Harris). This testimony makes sense. The
judges whom litigants, jurors, witnesses, and spectators are most apt to see — face
to face in the flesh — are those elected inside prescribed jurisdictions: circuits for
circuit court and counties for district court and probate court. These judges are the
ones who live among the people in every county or circuit of counties, who have
practiced law privately or publicly, who coach ball teams, and who serve on school,
church, chambers of commerce, charity, and bank boards. These are the judges
actually known personally by the people, and who are directly accountable to the
people they know and serve. These judges are the ones whose courthouse doors are
open wide and whose courtrooms are overflowing. Figures from the Alabama
Unified Judicial System’s annual report for fiscal year 2018 indicate that there were
205,691 cases filed in Alabama circuit courts, and 604,286 in Alabama district courts
(as compared to 1,216 case filings in the Alabama Supreme Court, 573 in the Court
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of Civil Appeals, and 1,248 in the Court of Criminal Appeals). See Ala. Admin.
Office of Courts, Alabama Unified Judicial System: Fiscal Year 2018 Annual Report
Supreme Court of Alabama, Annual Statistics for the Fiscal Year Ending September
“retail level” is administered by state circuit and district judges, and to some extent,
probate judges. Any dissatisfaction in the justice system for most voters more likely
would be felt at the trial court level, where there are over 800,000 filings per year.
served by [districting] . . . would be, for the most part, to assist in the election of
black [appellate] judges.” SCLC, 56 F.3d at 1295. “[T]he effect of having black
judges accountable primarily to the black section of the [state] and white judges
answerable to the white section of the [state] . . . would threaten the administration
of justice — race would become the linchpin of the judicial system.” Id.
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Linkage ensures that judges are accountable to all those who will be most affected
by their decisions. “The Alabama model reflects a belief that voters should have the
right to hold a judge accountable for his or her performance.” SCLC, 56 F.3d
her] jurisdiction, the judge would have an incentive, however unethical, to engage
in ‘home cooking,’ favoring litigants from his [or her] election district over others.”
Davis, 139 F.3d at 1421 (alterations added). Moreover, the Eleventh Circuit has
recognized a state’s “interest in avoiding even the appearance that its judges may
legislative and executive branches and from various factions within the electorate.
Alabama used legislative appointment for the Supreme Court in its early years, but
rejected that model in favor of statewide elections in 1868, and has maintained them
ever since. Gaylord Expert Report, at 27–30 (Defs.’ Trial Ex. 25; Doc. # 87-1).
Alabama was not alone. Alabama’s decision to adopt elections for its appellate
statewide elections make judges accountable not to those whose laws they may strike
down, but to the people who constitute the State. As an empirical matter, there was
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evidence that elected judges exercise their power of judicial review to strike down
unconstitutional laws much more often than appointed judges. Trial Tr. V, at 45–46
the “tort wars” of the 1990s, the court struck down legislative tort reforms, which
led to business interests becoming more involved in Alabama judicial elections. See,
e.g., Henderson, 627 So. 2d at 878 (striking down a legislative cap on punitive
damages as violating the right to a jury trial); Gaylord Reply Report, at 6–8 (Defs.’
separation of powers by removing legislative control over the judiciary. See Ala.
Const. art. III, § 42 (“To the end that the government of the State of Alabama may
be a government of laws and not of individuals, . . . the legislative branch may not
exercise the executive or judicial power . . . .”); Lopez, 339 F. Supp. 3d at 618 (stating
that single-member districts would “inject legislative control into the drawing of
judicial districts, contrary to the State’s sovereign interest in a governing model that
Third, statewide elections promote the idea that judges should not be
and independence are implicated here. In The Federalist No. 10, James Madison
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endorsed a similar idea. Madison thought that the influence of “factions,” or special
interest groups, could be kept in check by increasing the size of the polity and by
taking in more competing interests, thereby preventing one faction from becoming
too powerful and “capturing” public officials. See generally The Federalist No. 10
(James Madison); Trial Tr. III, at 86–87 (Gaylord). “Extend the sphere,” said
Madison,
and you take in a greater variety of parties and interests; you make it
less probable that a majority of the whole will have a common motive
to invade the rights of other citizens; or if such a common motive exists,
it will be more difficult for all who feel it to discover their own strength,
and to act in unison with each other.
counteracting the mischiefs of democratic self-government. See id.; see also The
powers in mitigating the pitfalls of human nature). Alabama has decided to structure
its judiciary so that those who have final say on matters of state law administer
justice in view of the interests of fishermen and harbor workers in the Gulf region,
farmers and laborers across the Wiregrass, Black Belt, and Tennessee Valley, public
servants in Montgomery, and engineers in Huntsville. Federal courts may not lightly
Plaintiffs’ response to these two policy goals is twofold. First, citing their
judicial witnesses, they say there is no evidence that a judge elected from a district
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would promote the interests of his or her constituents over others. Madison would
disagree, and his argument is human nature: “It is vain to say that enlightened
statesmen will be able to adjust these clashing interests, and render them all
subservient to the public good. Enlightened statesmen will not always be at the
interest of the highest order,” Caperton v. A.T. Massey Coal Co., 556 U.S. 868, 889
(2009) (quoting Republican Party of Minn. v. White, 536 U.S. 765, 793 (2002)
(Kennedy, J., concurring)), and Alabama “has an interest in avoiding even the
appearance that its judges may harbor ‘home cooking’ biases,” Davis, 139 F.3d
at 1421 (emphasis added). See also Caperton, 556 U.S. at 888 (noting that states
may legitimately take measures “to eliminate even the appearance of partiality”);
Chisom, 501 U.S. at 400–01 (“The fundamental tension between the ideal character
of the judicial office and the real world of electoral politics cannot be resolved by
crediting judges with total indifference to the popular will while simultaneously
requiring them to run for elected office.”); Milwaukee Branch of the NAACP, 116
F.3d at 1201 (“Perhaps the belief that judges favor those who elect them is
unwarranted — though the diversity jurisdiction of the federal courts rests in part on
a belief that state judges highly value the interests of that state’s citizens and thus
are potentially biased against citizens of other states.”). Put simply, the judicial oath
is not a foolproof guard against human nature. The State may legitimately structure
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its judiciary to remove any appearance that its appellate judges serve anyone but the
entire state.
Second, Plaintiffs argue that, under the current statewide system, the problem
of “capture” is already felt because appellate judges need not serve the interests of
the state’s African-American population to get elected. But, as the Eleventh Circuit
has repeatedly recognized, their remedy would make matters even worse. Were the
court to impose districts for appellate judgeships, it would further dilute the votes of
racial minorities within each district. “In white subdistricts the voting power of
blacks would be diluted; in black subdistricts the voting power of whites would be
diluted.” SCLC, 56 F.3d at 1297; see also Davis, 139 F.3d at 1422 (quoting with
approval the same passage from SCLC). If appellate judges do not need African-
American votes now, they would certainly not need them if half the African-
Dr. McKee’s report on the matter for which he is an expert confirms this
phenomenon. He notes that Gingles itself “tore[] asunder” the need for candidates
to form biracial coalitions to win. When the State was ordered to create a black-
opportunity district for the United States House of Representatives for the 1992
election, drawing the new District 7 forced neighboring District 6 to reduce its
veteran Democratic incumbent then lost to a Republican that year. McKee Rebuttal
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Report, at 13–14 (Pls.’ Trial Ex. 123; Doc. # 88). Of course, the diminution of
the Gingles remedy, which has indeed increased minority representation. McKee
Rebuttal Report, at 14. But the Eleventh Circuit seems to think this is a special
concern for judges (as opposed to legislators), and this court is bound to agree. The
court therefore concludes that Plaintiffs’ interest in remedying vote dilution is not
Not only would racial minorities within each district lose influence in
appellate judicial elections, districts would also “disenfranchise every voter residing
beyond a judge’s [district], thus rendering the judge accountable only to the voters
added); see SCLC, 56 F.3d at 1297; Davis, 139 F.3d at 1422 (agreeing with the trial
compelling the state to disenfranchise every voter residing in the two jurisdictions,
but outside the subdistrict” (quotation omitted)). For example, in the five-district
means, assuming racially polarized voting, more than half of African Americans
who live elsewhere in the State would have little opportunity to elect their preferred
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candidate. See Bonneau Expert Report, at 17, ¶ 43 (Defs.’ Trial Ex. 24; Doc. # 85-
1). The majority-black district in the eight-district supreme court plan contains
the African-American electorate living outside this district. Under the hypothetical
plans, over half of the black population would be disfranchised by being spread
among four (in the AC plans) or seven to eight (in the SC plans) majority-white
Furthermore, in the current system, all Alabama voters vote on all nineteen
appellate positions. Plaintiffs’ proposed remedy would force all Alabama voters to
give up their right to vote for sixteen out of nineteen appellate judges (or fifteen out
of nineteen if the chief justice were elected statewide). Yet all nineteen — not just
the three they voted on — would exercise jurisdiction over all citizens statewide.
That fact also weighs against Plaintiffs’ proposed remedy. While now Alabama
voters vote on 100% of the appellate judges, districted elections would diminish that
voting power to a mere 16% (or 21%, if the chief justice election is statewide). And
the appellate courts’ current practices of deciding a portion of supreme court cases
in panels of five and criminal appeals in panels of three would further deprive
Alabama voters of their interest in holding appellate judges accountable at the ballot
box.
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Plaintiffs correctly note that Nipper, SCLC, and Davis were all about trial
judges, not appellate judges. And unlike trial judges, who act alone, appellate judges
exercise authority as a group. Thus, Plaintiffs argue, voters’ interest in picking every
judge is less weighty. See SCLC, 56 F.3d at 1297 (explaining in dicta that, with
more pronounced in [the] context of a lone decisionmaker, a trial judge, who would
lack input from the colleagues elected by the rest of the citizenry of the jurisdiction”).
This argument loses much of its force in view of Alabama appellate courts’
current procedures, evidence that was not available at the motion-to-dismiss stage.
The Alabama Supreme Court decides about a third of its cases in divisions of five:
four associate justices plus the chief justice. Trial Tr. VI, at 49 (Murdock); Trial Tr.
IV, at 108–09 (Cook); see Ala. R. App. P. 16. Thus, if justices were elected by
third of the cases, not including cases in which justices recuse.64 The same would
be true for the Court of Criminal Appeals, which may also issue decisions in panels
of three. See Ala. Code § 12-3-2(c); Trial Tr. VI, at 50–51 (Murdock). In short, in
all decisions rendered by less than the full court, half of the electorate would have
64
It is true that, in one of Plaintiffs’ remedial plans, the chief justice is elected statewide,
so voters would theoretically have a say in all decisions in which the chief justice participates. But
under Plaintiffs’ theory of the case, that is a poor substitute for a judge elected from the voter’s
home district having a say in the decision — especially when that voter has had her vote diminished
from nineteen votes to three, or in the case of the Supreme Court, from nine votes to one or two.
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no ability to hold those judges accountable, nor would those voters have a
justices may, simply by the seniority-based allocation of seats, be excluded from the
VI, at 50 (Murdock) (explaining how the senior-most justice heads the first division,
the next-senior-most justice heads the second, “[a]nd then you go back and forth
across the table by seniority until you fill in all the seats”). And on the Court of
Criminal Appeals, African Americans will lose their elected judge in all the cases
decided by a panel for which his or her name is not drawn. Plaintiffs have identified
no authority under which a federal court may order a state court to alter its internal
decision-making procedures to remedy this issue. In any event, such an order would
is less pronounced for appellate judges than for trial judges, it is only slightly less
so. That is because what power appellate judges lose in their inability to issue solo
judgments, they gain in the weight and finality of their judgments. Unlike the single-
judge trial court, appellate judges sit together (in panels or en banc) because they
find and apply legal rules, binding themselves, lower courts, and federal courts
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applying state law. Setting precedent is too important a task to leave in the hands of
one judge. The Alabama Supreme Court is the final interpreter of the constitution,
statutes, regulations, rules of court, and common-law doctrines that govern the entire
state. A trial court’s legal errors are correctable by appeal, but overturning a wrong
appellate decision is a much more difficult task. As Justice Robert Jackson pithily
quipped, “We are not final because we are infallible, but we are infallible only
because we are final.” Brown v. Allen, 344 U.S. 443, 540 (1953) (Jackson, J.,
concurring in the judgment). Alabama has a weighty interest in preserving all of its
citizens’ right to have a say in who the state’s most powerful judges are.
Lopez court explained: “The collegial nature of a multimember body does not
prevent it from, in practice, running roughshod over any given minority of judges.
Single-member districts could have the unintended effect of increasing the power of
a majority of judges elected from districts with wider polarization levels in favor of
legislative and faction control, and these policy goals are equally applicable to trial
and appellate judges. Plaintiffs’ proposed remedy of districting would sever the
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electoral base.
Plaintiffs’ final response to the State’s linkage interest is that there was no
evidence supporting it. This argument echoes that of the two dissenters in Nipper.
See Nipper, 39 F.3d at 1557 (Hatchett, J., joined by Kravitch, J., dissenting) (“The
maintaining its current at-large electoral systems for judges precludes the
the majority apparently relies upon disembodied conjecture to support its ultimate
determination.”). But Judges Hatchett and Kravitch were, in fact, dissenters. Judges
Tjoflat and Anderson did not seem to think that evidence of linkage was important
or required, and the four concurring judges explicitly held that the state’s “legitimate
interest in maintaining linkage between jurisdiction and the electoral bases of its trial
judges is, as a matter of law, great and outweighs . . . whatever minority vote dilution
that may possibly have been shown here.” See Nipper, 39 F.3d at 1547 (Edmondson,
That linkage is a matter of law, not fact, is confirmed in SCLC and Davis. See
Davis, 139 F.3d at 1421 (noting that a state “has an interest in avoiding even the
appearance that its judges may harbor ‘home cooking’ biases” (emphasis added));
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SCLC, 56 F.3d at 1296–97 (holding, without citing evidence, that linkage “serves to
preserve judicial accountability” and to prevent the specter of “home cooking”); see
also Clements, 999 F.2d at 871 (“The plaintiffs urge that the weight or substantiality
of Texas’s linkage interest is an issue of fact for the district court to decide in the
first instance, reviewable only for clear error. We disagree.”); Lopez, 339 F. Supp.
at 617 (finding that linkage “is a question of law” and dismissing the plaintiffs’
criticism of “the State for not submitting evidence of its linkage interest” (citing
Clements, 999 F.2d at 871)). The legitimacy and weight of Alabama’s interest in
linking appellate judges’ jurisdiction with their electoral base are issues of law, and
the State need not provide evidence that these policy justifications are in fact
Whether the State in fact had these interests, and not discriminatory motives,
in mind when it adopted or maintained its present system is a different matter. That
question is one of fact, and thus evidence is needed. See Clements, 999 F.2d at 871.
to conclude that Alabama’s policy of linking judges’ territorial jurisdiction with their
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Statewide elections also ensure that voters have a large pool of qualified
State’s interest in having a pool of black lawyers large enough to give the voters a
on one of Alabama’s appellate courts, one must have been a member of the state bar
(or another state’s bar) for at least ten years. Ala. Code §§ 12-2-1, 12-3-1.
Plaintiffs’ remedy severely limits the pool of potential candidates for seats on
the appellate courts. For example, District 7 in both SC1 and SC2 has about 600
lawyers (of all races) living there. But District 5 in the same two plans has more
than 4,000 lawyers (of all races). Post-Trial Stipulations, at 41–42, ¶ 220 (Doc.
is even more limited. It also is presumptuous to assume that all or most Alabama
lawyers — no matter their race — desire to campaign, run for, and be an appellate
judge. In all of Plaintiffs’ Supreme Court plans, District 1, which encompasses the
Black Belt, has no more than 264 African-American attorneys (189 of whom are in
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Montgomery County).65 Defs.’ Trial Ex. 102; Defs.’ Proposed Findings of Fact, at
135–36, ¶ 262 (Doc. # 176). There are nearly twice that many African-American
Mobile. See Number of Members in Good Standing – by Race and Gender, Nov.
16, 2018 (Defs.’ Trial Ex. 101). So not only will Plaintiffs’ remedy dilute African-
American voting power in the districts in which African Americans are not a
majority, but it will force all but about 300 potential African-American candidates
into just one or two of nine districts in the Supreme Court plans, or into one of five
districts for the intermediate appellate courts. That makes it even less likely that an
African American will be elected from elsewhere in the State. Under the current
potentially run, not just for one to three seats, but for any of the nineteen seats.
Plaintiffs suggest that there need not be a requirement that a lawyer reside in
the district he or she seeks to represent. That may be so, but to quote Justice
Murdock, “[G]ood luck getting elected in a district that you don’t live in.” Trial Tr.
VI, at 103; see also Trial Tr. IV, at 62–63 (Thibodeaux) (explaining that it is
“political suicide” to run outside the district where one lives); Trial Tr. V, at 40
65
It should be noted that 264 is the number of total attorneys, not the number of attorneys
eligible for an appellate court seat, which would be much less than 264.
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In sum, districted elections would limit the pool of judicial candidates from
to the at-large, statewide system that has been in place in Alabama for more than a
First, in its 1868 Constitution, Alabama chose at-large, statewide elections for
its Supreme Court judges, and when it created an intermediate Court of Appeals in
1911, Alabama also selected at-large, statewide elections. The at-large elections link
appellate judges’ jurisdiction to the whole of the judges’ electoral base. Plaintiffs’
proposed remedy of districted elections runs counter to the State’s more than
appellate judges.
legitimate linkage interest; it would abolish the correlation between the statewide
territorial jurisdiction of appellate judges and their electorate. The policy goals
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legislative and faction control, and the appearance of justice — are equally
applicable to trial and appellate judges. And Plaintiffs have not shown that the mere
circumstance that appellate judges make decisions as a group diminishes the State’s
interest in giving all voters a right to choose those judges. Districted elections would
outside a judge’s district, and by depriving Alabama voters of having a say in who
is elected to all nineteen appellate seats. A federal court should be loath to interfere
with that interest when, as here, there is no evidence that the system is administered
Third, districted elections would hamper the State’s interest in ensuring a wide
pool of qualified judicial candidates from whom Alabama voters could choose.
legislative elections, not judicial elections or, more specifically, not at-large,
statewide judicial elections. This is significant because, while in 1991 the Supreme
Court held that § 2, as amended in 1982, applied to the use of multimember districts
in state appellate judicial elections, it did not then and has not in twenty-eight years
only that “serious problems [might] lie ahead” in § 2’s application to state judicial
elections. Chisom, 501 U.S. at 403. In the concurring opinion in SCLC, Judge
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citations omitted). SCLC was decided in 1995, but it still is the Eleventh Circuit’s
Three years later, in Davis, the Eleventh Circuit confirmed the inability of a § 2
plaintiff in this circuit to offer a workable remedy when challenging a state’s at-large
judicial election system: “Together with Nipper, SCLC, and the additional case of
nomination, and any conceivable variant thereof as remedies for racially polarized
voting in at-large judicial elections.” Davis, 139 F.3d at 1423. There has been no
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In view of the evidence and of the state’s political interests, districting for
Alabama’s appellate judges only makes sense if the people chose it. In most states,
they have, like Alabama, made other sensible choices. There is no benchmark for
the court to choose among all the various election systems for state appellate judges.
See Holder, 512 U.S. at 880 (There must be a “reasonable alternative practice as a
Alabama’s “interest in maintaining its judicial model and in preserving such linkage
at-large judicial elections.” See Davis, 139 F.3d at 1423. Accordingly, Plaintiffs’
B. Constitutional Claims
electing appellate judges: (1) statewide elections and (2) the numbered-place
requirement. For the reasons explained below, Plaintiffs have not carried their
burden to show that racial discrimination was a motivating factor in the adoption or
voting. See Shelby Cty., 570 U.S. at 560. A successful equal protection claim
Heights v. Metro. Hous. Dev. Corp., 429 U.S. 252, 265 (1977), along with
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discriminatory results, see Johnson v. DeSoto Cty. Bd. of Comm’rs, 72 F.3d 1556,
1564 (11th Cir. 1996). Claims that a law was adopted or is being maintained with
the purpose of minority vote dilution are “subject to the standard of proof generally
applicable to Equal Protection Clause cases.” Rogers v. Lodge, 458 U.S. 613, 617
Hunter, 471 U.S. at 225 (quoting Underwood v. Hunter, 730 F.2d 614, 617 (11th
Cir. 1984)).
relevant facts, including the fact . . . that the law bears more heavily on one race than
another.” Washington v. Davis, 426 U.S. 229, 242 (1976). Courts should also
consider (1) “the historical background of the decision,” (2) “the specific sequence
shows that discriminatory practices were commonly utilized, that they were
abandoned when enjoined by courts or made illegal by civil rights legislation, and
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that they were replaced by laws and practices which, though neutral on their face,
serve to maintain the status quo.” Rogers, 458 U.S. at 625. Upon a showing of
discriminatory motive, “the burden shifts to the law’s defenders to demonstrate that
the law would have been enacted without this factor.” Hunter, 471 U.S. at 228.
Plaintiffs have not carried their burden to show that any aspect of Alabama’s
elections for appellate judges was adopted for a discriminatory purpose. Statewide
elections for Alabama’s appellate judges were adopted in the 1868 Reconstruction
to equality for African Americans.” Norrell Expert Report, at 6 (Pls.’ Trial Ex. 85;
Doc. # 66-1). Dr. Norrell testified that, in 1868, at-large, statewide elections for
Alabama Supreme Court justices were “not instituted for the purpose of
discriminating against blacks. You might say [they] w[ere] instituted in order to
help African Americans.” Trial Tr. III, at 280; see also Gaylord Expert Report, at 29
(Defs.’ Trial Ex. 25; Doc. # 87-1) (opining that “the shift to judicial elections in
Alabama’s 1868 Constitution was meant to promote the values underlying the
widespread movement of States to popularly elect judges and to preclude the use of
judicial office.
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Alabama v. Evans, 785 F. Supp. 1469, 1477 (M.D. Ala. 1992), aff’d sub nom. SCLC
v. Sessions, 56 F.3d 1281 (11th Cir. 1995) (en banc), a case in which Plaintiffs’
historian Dr. Norrell also testified, the evidence shows that numbered-place
Republicans, the justices of the Alabama Supreme Court were effectively chosen by
the all-white Democratic primary, a process which was later officially sanctioned,
then struck down by the United States Supreme Court in 1944, see Smith v.
Allwright, 321 U.S. 649 (1944). Norrell Expert Report, at 7, 22 (Pls.’ Trial Ex. 85;
Doc. # 66-1). In 1901, the infamous Alabama Constitution was adopted, effectively
removing all but 3,000 of the 100,000 African Americans who were on the voter
rolls. Norrell Expert Report, at 13 (Pls.’ Trial Ex. 85; Doc. # 66-1). The numbered-
place system was adopted in 1927, at a time when the appellate courts were selected
in the all-white Democratic primary and when all but a few African Americans were
eligible for a seat on the appellate courts. See id.; see also Trial Tr. III, at 285
66
They were so named because their goal was to “redeem” Alabama from the “black rule”
of Reconstruction. Norrell Expert Report, at 3 (Pls.’ Trial Ex. 85; Doc. # 66-1).
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(Norrell). Dr. Norrell stated that he had no reason to disagree with SCLC’s finding
that there were no African-American lawyers in Alabama in 1927. Trial Tr. III,
at 285 (Norrell).
As Dr. Norrell testified and the court found in SCLC, the goal of numbered
the Democratic Party fielded successful candidates, threatening Alabama with the
possibility of Redeemer rule. Norrell Expert Report, at 16–18 (Pls.’ Trial Ex. 85;
Doc. # 66-1); see SCLC, 56 F.3d at 1286. The Klan-backed candidates who won in
1926 were Bibb Graves, Hugo Black (yes, that Hugo Black), and Charlie McCall,
who were elected governor, U.S. senator, and attorney general, respectively. Joel
Bascom Brown, who also was supported by the Klan, was elected to the Alabama
Supreme Court in the same year.67 Norrell Expert Report, at 17. In 1927, the
Democrats against other Democratic factions, none of whom was concerned with
67
Klan political influence peaked in the 1920s, and not just in the South. Colorado had a
Klan-backed Governor and a Klan legislative majority. Trial Tr. III, at 202 (Norrell).
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Plaintiffs have not pointed to any evidence that commands a conclusion other
than that of the court in SCLC. With only one exception,68 Plaintiffs have not argued
that Dr. Norrell’s data and conclusions in SCLC about Alabama’s numbered-place
system in judicial elections were different from his data and conclusions in this case.
See Johnson, 72 F.3d at 1561 n.5 (noting that, if the evidence in a prior case is
“identical to the evidence” in the pending case, then the appellate court’s rulings on
the evidence in the prior case “would be binding precedent” in the pending case).
Plaintiffs have also not carried their burden to show that any aspect of
Judicial reform efforts in the late 1960s and 1970s were met with hostility by
incumbent judges who resisted “changes that might undermine the advantages of
their incumbency.” Norrell Expert Report, at 28–29 (Pls.’ Trial Ex. 85; Doc. # 66-
328, which is in effect today, shifted control of the judiciary from the legislature to
the Alabama Supreme Court. Amendment 328 kept judicial elections in place,
which was politically necessary for the amendment to pass. Norrell Expert Report,
68
Plaintiffs contend that Dr. Norrell has relied upon “evidence that was missing in” SCLC,
namely, a December 31, 1961 article in which columnist Bob Ingram wrote that Act 221 “was
aimed at Negroes as much as anything else.” Pls.’ Proposed Findings of Fact, at 67, ¶ 48 (Doc.
# 176). But Act 221 was passed in 1961 and, thus, “did not change the judicial electoral process.”
SCLC, 56 F.3d at 1286; see also SCLC, 785 F. Supp. at 1488 (“Whatever one may find as to the
reason for Act 221 requiring at large, numbered places for elections generally, the Act simply did
not affect judicial elections.”), aff’d sub nom. SCLC v. Sessions, 56 F.3d 1281 (11th Cir. 1995) (en
banc).
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at 29–30; see also SCLC, 56 F.3d at 1286 (“The Judicial Article and reform
movement of the 1970s also did not attempt changes from a popularly elected
from many Alabamians and would have lead to the defeat of the Judicial Article
because enactment required voter approval.”). Dr. Norrell opined that the objection
“Bo” Torbert, was that it would resemble the federal judiciary, which had been so
Heflin’s and Torbert’s reform efforts kept judicial elections intact in exchange for
But Wallace was not the only reason Alabama chose to keep judicial elections.
As noted by one of Dr. Norrell’s sources (but not mentioned by him), “[Chief
Justice] Heflin knew that even among Alabama’s reform-minded judges there was
little [political] support for doing away with direct judicial election and so,
ultimately, the principle was not incorporated in the proposed amendment.” Tony
A. Freyer & Paul M. Pruitt, Jr., Reaction and Reform: Transforming the Judiciary
Heflin’s and Torbert’s later reform efforts is simply too tenuous for Plaintiffs to
carry their burden to prove that Alabama rejected judicial appointments for
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discriminatory reasons. At the time of the reform efforts, judicial elections had been
a fact of life in Alabama for over a century. It is therefore no surprise that Heflin
and Torbert could not garner the necessary support to do away with them.
Convincing people that they should give up the right to vote for an entire branch of
government is hard to sell. And there is nothing in the record to support an inference
they would result in more African Americans on the bench or more pro-civil rights
1974, “court reform no longer possessed a racial stigma that politicians such as
Wallace could profitably exploit.” Tony A. Freyer, Paul M. Pruitt, Jr. & R. Volney
Riser, Clement Clay Torbert and Alabama Law Reform, 63 Ala. L. Rev. 867, 884
(2012). Dr. Norrell failed to mention that Chief Justice Heflin apparently thought
his judicial reform efforts were not tainted by race issues. See id. (quoting Chief
Justice Heflin’s pronouncement that his platform of court reform “wasn’t an issue
of race”).
Nor is there any evidence that 2001 and 2004 efforts by African-American
Alabama Legislature, to elect supreme court justices by district, but the bills never
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made it out of committee. Trial Tr. III, at 217–22 (Hall). But 306 other House bills
introduced in 2000 suffered the same fate, as well as 336 other House bills
introduced in 2004. Woodard Decl. (Defs.’ Trial Ex. 3). Representative Hall
acknowledged that bills often die in committee for many reasons unrelated to race,
and she said she had no evidence (other than the fact that the bills did not make it
out of committee) that a racial reason was behind those bills’ defeats in a Democrat-
controlled Legislature. Trial Tr. III, at 230 (Hall). Without more, Plaintiffs cannot
reform legislation.
test, a strong state policy in favor of at-large elections, for reasons other than race,
is evidence that the at-large system does not have a discriminatory intent.” Marengo
Cty. Comm’n, 731 F.2d at 1571. As previously discussed, the State has weighty
interests in linking appellate judges’ jurisdiction with the electorate, preventing any
with district lines, and ensuring that incumbents do not have to run against each
other. The policy of statewide elections has been applied in appellate judicial races
since 1868, and the numbered-place requirement has been applied in appellate
judicial races and Public Service Commission races since 1927. Trial Tr. III, at 250–
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52 (Norrell). Plaintiffs have not carried their burden to show a discriminatory motive
VI. CONCLUSION
Plaintiffs have not proven that the State’s at-large, statewide and numbered-
initiated for the Alabama Supreme Court in 1868 and sustained with the creation of
violation of the Fourteenth and Fifteenth Amendments. Plaintiffs lose for seven
primary reasons.
First, Plaintiffs have not proven that Alabama’s at-large, statewide system of
color.” § 10301(a). They failed in their evidentiary burden to prove vote dilution
voters in that these voters have an equal opportunity to participate in the political
not the standard. See § 10301(b) (“[N]othing in this section [§ 2 of the Voting Rights
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Second, there are reasons other than race that account for election losses of
Alabama. The recent decline of the Alabama Democratic Party and a failure of
presented no evidence that race is the reason for the Party’s current failings or the
reason why black-preferred candidates are not running for statewide appellate judge
seats.
vote dilution claims involving state courts at either the trial or appellate level.
Fourth, assuming vote dilution on account of race (which was not proved),
Plaintiffs have failed to prove a feasible § 2 remedy that outweighs the State’s strong
give African Americans more control over the selection of one or two or three
appellate judges in majority-black districts, that does not make districting a feasible
remedy. Districted elections would sever the State’s clear preference to link the
appellate courts’ jurisdiction and electoral base and would substantially interfere
appellate judges. The State’s interest in linkage is just as compelling for its appellate
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judges as it is for trial judges, given the authority of Alabama’s appellate judges to
render final and weighty decisions on every facet of the law arising under its
constitution, statutes, and common-law. Moreover, districting has its own dilutive
appellate judges and with only four states using districted elections. Nor is there
evidence that the districting remedy is a fair comparator for at-large, statewide
Seventh, Plaintiffs have not proven that racial discrimination was a motivating
Alabama has come a long way because it had a long way to go. Much of
Plaintiffs’ evidence was of the “turn back the clock” variety which, while undeniable
statewide judicial elections in the present day. It turns out that blaming election
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and they can do so again. There is a time for everything. Lest it be forgotten, Oscar
Adams was appointed to the Supreme Court two years before George Wallace’s last
election as governor, and Justice Oscar Adams ran and won in 1982 on the same
ballot with George Wallace. Justice Adams’s success was the result of visionary
political thinking by a strongly unified Democratic Party that rejected the politics of
the past. But that time has slipped away; in politics, time victimizes times. Not so
appellate judges today is benign of racial hostility, either overt or covertly lurking in
maintenance.
Final judgment will be entered in favor of the State Defendants and against
Plaintiffs.
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LAUDERDALE
Ct.'s Appendix A
LIMESTONE JACKSON
MADISON
COLBERT
5
LAWRENCE
FRANKLIN MORGAN DEKALB
MARSHALL
CHEROKEE
MARION WINSTON CULLMAN
ETOWAH
BLOUNT
4
LAMAR WALKER
ST. CLAIR CALHOUN
FAYETTE
JEFFERSON CLEBURNE
!!TALLADEGA
TALLAPOOSA
BIBB
COOSA CHAMBERS
GREENE CHILTON 3
HALE
PERRY
SUMTER ELMORE LEE
AUTAUGA
1 DALLAS
MONTGOMERY
MACON
RUSSELL
MARENGO
CHOCTAW LOWNDES
BULLOCK
WILCOX
BARBOUR
PIKE
BUTLER CRENSHAW
CLARKE
MONROE
HENRY
WASHINGTON CONECUH DALE
COFFEE
2 COVINGTON
ESCAMBIA HOUSTON
GENEVA
MOBILE
BALDWIN
AL Appellate Courts -- 5 Districts
County
0 20 40 60
Miles
Illustrative AC 3